AMBC insider transaction filings
OCTAVE SPECIALTY GROUP INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-11-14. Screen AMBC transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-14 | 4 | Smith R Sharon — Exec VP & Group COO | Purchase (P): 20 @ $10.25 | EDGAR |
| 2025-10-03 | 4 | Smith R Sharon — Exec VP & Group COO | Grant/award (A): 284,125 (derivative) @ $0 · Grant/award (A): 55,433 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4/A | Smith R Sharon — Exec VP & Group COO | Grant/award (A): 284,125 (derivative) @ $0 · Grant/award (A): 55,433 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | Trick David — Exec VP, CFO & Treasurer | Grant/award (A): 350,375 (derivative) @ $0 · Grant/award (A): 66,519 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4/A | Trick David — Exec VP, CFO & Treasurer | Grant/award (A): 350,375 (derivative) @ $0 · Grant/award (A): 66,519 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | LeBlanc Claude — Chief Executive Officer, Director | Grant/award (A): 500,000 (derivative) @ $0 · Grant/award (A): 45,650 (derivative) @ $0 · Grant/award (A): 232,816 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4/A | LeBlanc Claude — Chief Executive Officer, Director | Grant/award (A): 500,000 (derivative) @ $0 · Grant/award (A): 45,650 (derivative) @ $0 · Grant/award (A): 232,816 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4/A | LeBlanc Claude — Chief Executive Officer, Director | Grant/award (A): 118,045 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | HAFT IAN DAVID — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Stein Jeffrey Scott — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Matus Kristi Ann — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | PRICE MICHAEL D — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | LAMMTENNANT JOAN M — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | IGLESIAS LISA G — Director | Grant/award (A): 4,126 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | McGinnis Daniel — Sr. MD & COO | Conversion (C): 29,832 @ $0 · Tax withholding (F): 10,053 @ $9.72 · Conversion (C): 29,832 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | Smith R Sharon — Exec VP & Chief Strategy Offr | Conversion (C): 145,135 @ $0 · Tax withholding (F): 48,910 @ $9.72 · Option exercise (M): 2,814 @ $0 · Tax withholding (F): 2,814 @ $8.34 · Conversion (C): 145,135 (derivative) @ $0 · Grant/award (A): 76,627 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | Ksenak Stephen Michael — Sr. MD & General Counsel | Conversion (C): 129,146 @ $0 · Tax withholding (F): 43,522 @ $9.72 · Conversion (C): 129,146 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | Trick David — Exec VP, CFO & Treasurer | Conversion (C): 165,361 @ $0 · Tax withholding (F): 55,727 @ $9.72 · Option exercise (M): 42,515 @ $0 · Tax withholding (F): 16,420 @ $8.34 · Conversion (C): 165,361 (derivative) @ $0 · Grant/award (A): 46,556 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | LeBlanc Claude — Chief Executive Officer, Director | Conversion (C): 661,355 @ $0 · Tax withholding (F): 350,188 @ $9.72 · Option exercise (M): 193,353 @ $0 · Tax withholding (F): 111,034 @ $8.34 · Purchase (P): 25,000 @ $8.54 · Conversion (C): 661,355 (derivative) @ $0 · +1 more | EDGAR |
| 2025-09-30 | 4 | HAFT IAN DAVID — Director | Conversion (C): 131,921 · Code (U): 131,921 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | Stein Jeffrey Scott — Director | Conversion (C): 167,807 @ $0 · Conversion (C): 167,807 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | Matus Kristi Ann — Director | Conversion (C): 39,179 @ $0 · Conversion (C): 39,179 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | PRICE MICHAEL D — Director | Conversion (C): 39,179 @ $0 · Conversion (C): 39,179 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | LAMMTENNANT JOAN M — Director | Conversion (C): 106,990 @ $0 · Conversion (C): 106,990 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | IGLESIAS LISA G — Director | Conversion (C): 67,777 @ $0 · Conversion (C): 67,777 (derivative) @ $0 | EDGAR |
| 2025-08-11 | 4 | LeBlanc Claude — Chief Executive Officer, Director | Purchase (P): 25,000 @ $7.03 | EDGAR |
| 2025-07-09 | 4 | McGinnis Daniel — Sr. MD & COO | Grant/award (A): 18,188 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | Smith R Sharon — Exec VP & Chief Strategy Offr | Grant/award (A): 35,307 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | Ksenak Stephen Michael — Sr. MD & General Counsel | Grant/award (A): 32,097 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | Trick David — Exec VP, CFO & Treasurer | Grant/award (A): 39,586 (derivative) @ $0 | EDGAR |
| 2025-07-09 | 4 | LeBlanc Claude — Chief Executive Officer, Director | Grant/award (A): 163,695 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | HAFT IAN DAVID — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | Stein Jeffrey Scott — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | Matus Kristi Ann — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | PRICE MICHAEL D — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | LAMMTENNANT JOAN M — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-07-01 | 4 | IGLESIAS LISA G — Director | Grant/award (A): 7,053 (derivative) @ $0 | EDGAR |
| 2025-05-15 | 4 | Stein Jeffrey Scott — Director | Purchase (P): 10,000 @ $6.45 · Purchase (P): 5,000 @ $6.48 | EDGAR |
| 2025-05-14 | 4 | LeBlanc Claude — Chief Executive Officer, Director | Purchase (P): 40,000 @ $6.50 | EDGAR |
| 2025-05-14 | 4 | PRICE MICHAEL D — Director | Purchase (P): 76,923 @ $6.49 · Purchase (P): 63 @ $6.54 | EDGAR |
| 2025-04-03 | 4 | IGLESIAS LISA G — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | HAFT IAN DAVID — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | Stein Jeffrey Scott — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | Matus Kristi Ann — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | PRICE MICHAEL D — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | LAMMTENNANT JOAN M — Director | Grant/award (A): 5,728 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | McGinnis Daniel — Sr. MD & COO | Option exercise (M): 94 @ $0 · Tax withholding (F): 94 @ $8.39 · Option exercise (M): 2,584 (derivative) @ $0 · Option exercise (M): 94 (derivative) @ $0 · Option exercise (M): 2,584 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | Smith R Sharon — Exec VP & Chief Strategy Offr | Option exercise (M): 238 @ $0 · Tax withholding (F): 238 @ $8.39 · Option exercise (M): 4,961 (derivative) @ $0 · Option exercise (M): 238 (derivative) @ $0 · Option exercise (M): 4,961 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | BARRANCO DAVID — Senior Managing Director | Option exercise (M): 189 @ $0 · Tax withholding (F): 189 @ $8.39 · Option exercise (M): 5,167 (derivative) @ $0 · Option exercise (M): 189 (derivative) @ $0 · Option exercise (M): 5,167 (derivative) @ $0 | EDGAR |
| 2025-03-14 | 4 | Ksenak Stephen Michael — Sr. MD & General Counsel | Option exercise (M): 4,726 @ $0 · Tax withholding (F): 1,703 @ $8.39 · Option exercise (M): 4,726 (derivative) @ $0 | EDGAR |
Recent 8-K events — OCTAVE SPECIALTY GROUP INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-29 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-07 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-23 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-06 | 8-K | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-15 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-10 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-10 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-03 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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