AMK insider transaction filings
AssetMark Financial Holdings, Inc. — 29 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2024-09-06. Screen AMK transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for AMK between 2026-06-11 and 2026-09-09. The table below lists the most recent filings on record.
Recent Form 4 filings — AssetMark Financial Holdings, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2024-09-06 | 4 | Huatai Securities Co., Ltd. — 10% owner Huatai International Financial Holdings Co Ltd — 10% owner Huatai International Investment Holdings Ltd — 10% owner | Sale (S): 50,873,799 @ $35.25 | EDGAR |
| 2024-09-06 | 4 | Minta-Jacobs Esi — HR & Digital Product Solutions | Disposition to issuer (D): 66,766 @ $35.25 · Disposition to issuer (D): 12,758 (derivative) · Disposition to issuer (D): 28,132 (derivative) · Disposition to issuer (D): 26,315 (derivative) · Disposition to issuer (D): 23,282 (derivative) | EDGAR |
| 2024-09-06 | 4 | McNatt Joel David JR — EVP, Investment Solutions | Disposition to issuer (D): 28,585 @ $35.25 · Disposition to issuer (D): 2,080 @ $35.25 · Disposition to issuer (D): 6,864 @ $35.25 · Disposition to issuer (D): 12,758 (derivative) · Disposition to issuer (D): 45,111 (derivative) · Disposition to issuer (D): 23,282 (derivative) · +1 more | EDGAR |
| 2024-09-06 | 4 | Mehta Mukesh — EVP, Chief Information Officer | Gift (G): 182,165 @ $0 · Gift (G): 182,165 @ $0 · Disposition to issuer (D): 224,505 @ $35.25 · Disposition to issuer (D): 80,286 @ $35.25 · Disposition to issuer (D): 62,095 (derivative) · Disposition to issuer (D): 80,377 (derivative) · +2 more | EDGAR |
| 2024-09-06 | 4 | Hansen Carrie E. — EVP, Chief Operating Officer | Disposition to issuer (D): 91,533 @ $35.25 · Disposition to issuer (D): 42,906 @ $35.25 · Disposition to issuer (D): 62,095 (derivative) · Disposition to issuer (D): 80,377 (derivative) · Disposition to issuer (D): 73,171 (derivative) · Disposition to issuer (D): 82,703 (derivative) | EDGAR |
| 2024-09-06 | 4 | Angus Ted F. — EVP, General Counsel | Disposition to issuer (D): 107,851 @ $35.25 · Disposition to issuer (D): 1,159 @ $35.25 · Disposition to issuer (D): 62,095 (derivative) · Disposition to issuer (D): 80,377 (derivative) · Disposition to issuer (D): 82,703 (derivative) · Disposition to issuer (D): 73,171 (derivative) | EDGAR |
| 2024-09-06 | 4 | Zyla Gary G. — EVP, Chief Financial Officer | Disposition to issuer (D): 89,895 @ $35.25 · Disposition to issuer (D): 15,905 (derivative) · Disposition to issuer (D): 80,377 (derivative) · Disposition to issuer (D): 82,703 (derivative) · Disposition to issuer (D): 73,171 (derivative) · Disposition to issuer (D): 49,052 (derivative) · +1 more | EDGAR |
| 2024-09-06 | 4 | Kim Michael — CEO and President, Director | Disposition to issuer (D): 355,794 @ $35.25 · Disposition to issuer (D): 37,808 @ $35.25 · Disposition to issuer (D): 62,095 (derivative) · Disposition to issuer (D): 37,955 (derivative) · Disposition to issuer (D): 166,298 (derivative) · Disposition to issuer (D): 117,057 (derivative) · +2 more | EDGAR |
| 2024-09-06 | 4 | Bhagat Rohit — Director | Disposition to issuer (D): 59,049 @ $35.25 | EDGAR |
| 2024-09-06 | 4 | Guinn Patricia Lynn — Director | Disposition to issuer (D): 26,525 @ $35.25 | EDGAR |
| 2024-09-06 | 4 | VELLI JOSEPH M — Director | Disposition to issuer (D): 20,616 @ $35.25 | EDGAR |
| 2024-09-03 | 4 | Kim Michael — CEO and President, Director | Gift (G): 38,313 @ $0 · Gift (G): 38,313 @ $0 · Gift (G): 3,077 @ $0 · Gift (G): 3,077 @ $0 · Gift (G): 34,731 @ $0 · Gift (G): 34,731 @ $0 | EDGAR |
| 2024-09-03 | 4 | Bhagat Rohit — Director | Gift (G): 1,024 @ $0 · Gift (G): 1,024 @ $0 · Gift (G): 7,124 @ $0 | EDGAR |
| 2024-08-30 | 4 | Hansen Carrie E. — EVP, Chief Operating Officer | Gift (G): 42,906 @ $0 · Gift (G): 42,906 @ $0 | EDGAR |
| 2024-08-21 | 4 | Hansen Carrie E. — EVP, Chief Operating Officer | Gift (G): 143 @ $0 | EDGAR |
| 2024-08-15 | 4 | Mehta Mukesh — EVP, Chief Information Officer | Gift (G): 262,451 @ $0 · Gift (G): 262,451 @ $0 | EDGAR |
| 2024-08-07 | 4 | McNatt Joel David JR — EVP, Investment Solutions | Gift (G): 13,974 @ $0 | EDGAR |
| 2024-07-31 | 4 | Zyla Gary G. — EVP, Chief Financial Officer | Gift (G): 2,900 @ $0 | EDGAR |
| 2024-07-29 | 4 | McNatt Joel David JR — EVP, Investment Solutions | Gift (G): 1,450 @ $0 · Gift (G): 2,080 @ $0 · Gift (G): 2,080 @ $0 · Gift (G): 973 @ $0 · Gift (G): 6,864 @ $0 · Gift (G): 6,864 @ $0 | EDGAR |
| 2024-07-29 | 4 | Kim Michael — CEO and President, Director | Gift (G): 3,120 @ $0 | EDGAR |
| 2024-07-29 | 4/A | Angus Ted F. — EVP, General Counsel | Gift (G): 1,159 @ $0 | EDGAR |
| 2024-07-23 | 4 | Angus Ted F. — EVP, General Counsel | Gift (G): 812 @ $0 · Gift (G): 1,159 @ $0 · Gift (G): 2,105 @ $0 · Gift (G): 1,884 @ $0 | EDGAR |
| 2024-06-11 | 4 | Zyla Gary G. — EVP, Chief Financial Officer | Sale (S): 6,540 @ $34.41 · Sale (S): 1,246 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | Minta-Jacobs Esi — HR & Digital Product Solutions | Sale (S): 2,221 @ $34.41 · Sale (S): 308 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | Mehta Mukesh — EVP, Chief Information Officer | Sale (S): 7,634 @ $34.41 · Sale (S): 1,246 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | McNatt Joel David JR — EVP, Investment Solutions | Sale (S): 4,830 @ $34.41 · Sale (S): 437 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | Kim Michael — CEO and President, Director | Sale (S): 8,074 @ $34.41 · Sale (S): 1,371 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | Hansen Carrie E. — EVP, Chief Operating Officer | Sale (S): 9,365 @ $34.41 · Sale (S): 1,246 @ $34.33 | EDGAR |
| 2024-06-11 | 4 | Angus Ted F. — EVP, General Counsel | Sale (S): 8,388 @ $34.41 · Sale (S): 1,246 @ $34.33 | EDGAR |
Recent 8-K events — AssetMark Financial Holdings, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2024-09-05 | 8-K | 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-07-18 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-06-20 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-05-22 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
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