AMP insider transaction filings
AMERIPRISE FINANCIAL INC — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-12. Screen AMP transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | Brockman Dawn M. — SVP AND CONTROLLER | Sale (S): 472 @ $558.93 | EDGAR |
| 2026-08-12 | 4 | MELLOH HEATHER J. — EVP AND GENERAL COUNSEL | Option exercise (M): 722 @ $197.87 · Tax withholding (F): 469 @ $559.62 · Option exercise (M): 722 (derivative) @ $0 | EDGAR |
| 2026-08-10 | 4 | McGraw Deirdre Davey — EVP Mktg, Strat. & Comms. | Option exercise (M): 1,000 @ $165.41 · Option exercise (M): 1,000 @ $197.87 · Option exercise (M): 1,000 @ $298.09 · Tax withholding (F): 2,191 @ $558.08 · Sale (S): 2,400 @ $558.28 · Option exercise (M): 1,000 (derivative) @ $0 · +2 more | EDGAR |
| 2026-07-30 | 4 | CRACCHIOLO JAMES M — CHAIRMAN AND CEO, Director | Option exercise (M): 52,932 @ $165.41 · Tax withholding (F): 34,912 @ $545.83 · Sale (S): 16,120 @ $545.28 · Sale (S): 1,900 @ $546.67 · Option exercise (M): 52,932 (derivative) @ $0 | EDGAR |
| 2026-07-30 | 4 | Berman Walter Stanley — EXECUTIVE VP AND CFO | Option exercise (M): 10,905 @ $165.41 · Option exercise (M): 23,206 @ $197.87 · Tax withholding (F): 23,099 @ $550.81 · Sale (S): 10,590 @ $548.92 · Sale (S): 422 @ $549.76 · Option exercise (M): 10,905 (derivative) @ $0 · +1 more | EDGAR |
| 2026-07-30 | 4 | WILLIAMS CHRISTOPHER J — Director | Grant/award (A): 37.73 (derivative) @ $546.62 | EDGAR |
| 2026-07-29 | 4 | Williams William Jerryl — Pres, Wealth Mgmt Advisor Grp | Option exercise (M): 3,634 @ $126.89 · Tax withholding (F): 2,131 @ $537.08 · Sale (S): 7,888 @ $537.08 · Sale (S): 6 @ $537.61 · Option exercise (M): 10,948 @ $165.41 · Tax withholding (F): 6,840 @ $538.01 · +5 more | EDGAR |
| 2026-07-13 | 4 | Brockman Dawn M. — SVP AND CONTROLLER | Option exercise (M): 26.04 · Tax withholding (F): 9.04 @ $500.16 · Option exercise (M): 26.04 (derivative) | EDGAR |
| 2026-07-13 | 4 | Williams William Jerryl — Pres, Wealth Mgmt Advisor Grp | Option exercise (M): 53.98 · Tax withholding (F): 23.98 @ $500.16 · Option exercise (M): 53.98 (derivative) | EDGAR |
| 2026-07-13 | 4 | TRUSCOTT WILLIAM F — CEO, GLOBAL ASSET MANAGEMENT | Option exercise (M): 391.64 · Tax withholding (F): 180.64 @ $500.16 · Option exercise (M): 391.64 (derivative) | EDGAR |
| 2026-07-13 | 4 | HUNTER PETRUZILLO KELLI A. — Exec VP of Human Resources | Option exercise (M): 207.19 · Tax withholding (F): 98.19 @ $500.16 · Option exercise (M): 207.19 (derivative) | EDGAR |
| 2026-05-18 | 4 | Smyth Gerard P. — EVP & Hd. of Tech. & Serv. Del | Option exercise (M): 2,221 @ $165.41 · Tax withholding (F): 1,437 @ $471.22 · Sale (S): 6,255 @ $472.52 · Option exercise (M): 2,221 (derivative) @ $0 | EDGAR |
| 2026-05-12 | 4 | Sharpe Robert Francis JR — Director | Sale (S): 1,200 @ $465.83 | EDGAR |
| 2026-05-01 | 4 | Shea Brian T — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | Sharpe Robert Francis JR — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | DiGeso Amy — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | BRYAN GLYNIS — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | WILLIAMS CHRISTOPHER J — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | NEAL BLIXT DIANNE — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-05-01 | 4 | PELLETIER LIANE J — Director | Grant/award (A): 441.75 (derivative) @ $0 | EDGAR |
| 2026-04-30 | 4 | WILLIAMS CHRISTOPHER J — Director | Grant/award (A): 43.39 (derivative) @ $475.35 | EDGAR |
| 2026-02-12 | 4 | TRUSCOTT WILLIAM F — CEO, GLOBAL ASSET MANAGEMENT | Sale (S): 5,000 @ $532.08 | EDGAR |
| 2026-02-11 | 4 | Alvero Gumer — PRESIDENT-INSURANCE&ANNUITIES | Option exercise (M): 3,428 @ $179.84 · Option exercise (M): 4,865 @ $126.89 · Tax withholding (F): 4,950 @ $542.78 · Sale (S): 4,658 @ $542.88 · Option exercise (M): 3,428 (derivative) @ $0 · Option exercise (M): 4,865 (derivative) @ $0 | EDGAR |
| 2026-02-10 | 4 | Brockman Dawn M. — SVP AND CONTROLLER | Grant/award (A): 8.66 (derivative) @ $542.99 | EDGAR |
| 2026-02-09 | 4 | Berman Walter Stanley — EXECUTIVE VP AND CFO | Sale (S): 7,000 @ $544.22 | EDGAR |
| 2026-02-06 | 4 | CRACCHIOLO JAMES M — CHAIRMAN AND CEO, Director | Sale (S): 7,136 @ $540.11 · Sale (S): 4,235 @ $541.46 · Sale (S): 5,643 @ $542.78 · Sale (S): 4,507 @ $543.88 · Sale (S): 6,886 @ $545.04 · Sale (S): 1,782 @ $545.76 · +2 more | EDGAR |
| 2026-02-05 | 4 | MELLOH HEATHER J. — EVP AND GENERAL COUNSEL | Grant/award (A): 999 @ $0 · Tax withholding (F): 306 @ $498.33 | EDGAR |
| 2026-02-05 | 4 | PELLETIER LIANE J — Director | Grant/award (A): 182.36 (derivative) @ $530.05 | EDGAR |
| 2026-02-05 | 4 | WILLIAMS CHRISTOPHER J — Director | Grant/award (A): 38.91 (derivative) @ $530.05 | EDGAR |
| 2026-02-03 | 4 | Brockman Dawn M. — SVP AND CONTROLLER | Tax withholding (F): 20 @ $527.19 · Grant/award (A): 177 @ $0 · Grant/award (A): 339 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | MELLOH HEATHER J. — EVP AND GENERAL COUNSEL | Tax withholding (F): 46 @ $527.19 · Grant/award (A): 583 @ $0 · Grant/award (A): 1,906 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Alvero Gumer — PRESIDENT-INSURANCE&ANNUITIES | Tax withholding (F): 32 @ $527.19 · Grant/award (A): 405 @ $0 · Grant/award (A): 1,326 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Davies William — EXECUTIVE VP, GLOBAL CIO | Disposition to issuer (D): 78.07 @ $527.19 · Grant/award (A): 529 @ $0 · Grant/award (A): 1,729 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Smyth Gerard P. — EVP & CIO | Tax withholding (F): 136 @ $527.19 · Grant/award (A): 1,014 @ $0 · Grant/award (A): 3,315 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Berman Walter Stanley — EXECUTIVE VP AND CFO | Tax withholding (F): 423 @ $527.19 · Grant/award (A): 2,790 @ $0 · Grant/award (A): 9,117 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Sweeney Joseph Edward — PRES-AWM PRODUCTS & SERVICES | Tax withholding (F): 235 @ $527.19 · Grant/award (A): 1,702 @ $0 · Grant/award (A): 5,561 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | TRUSCOTT WILLIAM F — CEO, GLOBAL ASSET MANAGEMENT | Tax withholding (F): 345 @ $527.19 · Grant/award (A): 2,536 @ $0 · Grant/award (A): 8,288 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | CRACCHIOLO JAMES M — CHAIRMAN AND CEO, Director | Tax withholding (F): 1,729 @ $527.19 · Grant/award (A): 11,988 @ $0 · Grant/award (A): 33,299 (derivative) @ $0 | EDGAR |
| 2026-01-29 | 4 | Alvero Gumer — PRESIDENT-INSURANCE&ANNUITIES | Grant/award (A): 1,109 @ $0 · Tax withholding (F): 336 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | Davies William — EXECUTIVE VP, GLOBAL CIO | Grant/award (A): 1,989 @ $0 · Disposition to issuer (D): 935 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | Smyth Gerard P. — EVP & CIO | Grant/award (A): 2,887 @ $0 · Tax withholding (F): 1,115 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | Berman Walter Stanley — EXECUTIVE VP AND CFO | Grant/award (A): 9,993 @ $0 · Tax withholding (F): 5,102 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | Sweeney Joseph Edward — PRES-AWM PRODUCTS & SERVICES | Grant/award (A): 5,550 @ $0 · Tax withholding (F): 2,553 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | TRUSCOTT WILLIAM F — CEO, GLOBAL ASSET MANAGEMENT | Grant/award (A): 8,661 @ $0 · Tax withholding (F): 4,169 @ $498.33 | EDGAR |
| 2026-01-29 | 4 | CRACCHIOLO JAMES M — CHAIRMAN AND CEO, Director | Grant/award (A): 35,534 @ $0 · Tax withholding (F): 18,176 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | Brockman Dawn M. — SVP AND CONTROLLER | Tax withholding (F): 22 @ $500.53 · Tax withholding (F): 22 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | MELLOH HEATHER J. — EVP AND GENERAL COUNSEL | Tax withholding (F): 66 @ $500.53 · Tax withholding (F): 42 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | Alvero Gumer — PRESIDENT-INSURANCE&ANNUITIES | Tax withholding (F): 40 @ $500.53 · Tax withholding (F): 36 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | Davies William — EXECUTIVE VP, GLOBAL CIO | Disposition to issuer (D): 98.18 @ $500.53 · Disposition to issuer (D): 114.87 @ $498.33 | EDGAR |
| 2026-01-28 | 4 | Smyth Gerard P. — EVP & CIO | Tax withholding (F): 114 @ $500.53 · Tax withholding (F): 97 @ $498.33 | EDGAR |
Recent 8-K events — AMERIPRISE FINANCIAL INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-23 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-09 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-20 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-30 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-23 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-12 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-12 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-10-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-24 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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