APEN insider filings
Apollo Endosurgery, Inc. — 13 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-04-04. Screen APEN transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for APEN between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — Apollo Endosurgery, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-04-04 | 4 | Bankes Jeannette — Director | Disposition to issuer (D): 17,641 · Disposition to issuer (D): 9,533 (derivative) · Disposition to issuer (D): 19,333 (derivative) | EDGAR |
| 2023-04-04 | 4 | O'KEEFE SHARON — Director | Disposition to issuer (D): 35,604 | EDGAR |
| 2023-04-04 | 4 | McKhann Chas — President and CEO, Director | Disposition to issuer (D): 689,880 · Disposition to issuer (D): 848,733 (derivative) · Disposition to issuer (D): 459,170 (derivative) | EDGAR |
| 2023-04-04 | 4 | McClellan William D. Jr. — Director | Disposition to issuer (D): 39,249 · Disposition to issuer (D): 2,000 · Disposition to issuer (D): 1,437 (derivative) · Disposition to issuer (D): 4,844 (derivative) · Disposition to issuer (D): 9,848 (derivative) · Disposition to issuer (D): 16,536 (derivative) · +3 more | EDGAR |
| 2023-04-04 | 4 | Molesphini John J — EVP, Operations | Disposition to issuer (D): 92,626 · Disposition to issuer (D): 49,500 (derivative) · Disposition to issuer (D): 30,973 (derivative) · Disposition to issuer (D): 61,949 (derivative) · Disposition to issuer (D): 16,627 (derivative) · Disposition to issuer (D): 26,539 (derivative) | EDGAR |
| 2023-04-04 | 4 | Gostout Christopher J. — Chief Medical Officer | Disposition to issuer (D): 90,267 · Disposition to issuer (D): 3,450 (derivative) · Disposition to issuer (D): 135,000 (derivative) · Disposition to issuer (D): 14,050 (derivative) · Disposition to issuer (D): 25,442 (derivative) · Disposition to issuer (D): 51,610 (derivative) · +2 more | EDGAR |
| 2023-04-04 | 4 | Gutteridge Mike — VP, Int'l Sales and Marketing | Disposition to issuer (D): 86,647 · Disposition to issuer (D): 14,000 (derivative) · Disposition to issuer (D): 25,500 (derivative) · Disposition to issuer (D): 22,655 (derivative) · Disposition to issuer (D): 22,171 (derivative) · Disposition to issuer (D): 14,846 (derivative) · +1 more | EDGAR |
| 2023-04-04 | 4 | Black Jeffrey G. — Chief Financial Officer | Disposition to issuer (D): 335,330 · Disposition to issuer (D): 150,000 (derivative) · Disposition to issuer (D): 120,834 (derivative) | EDGAR |
| 2023-04-04 | 4 | Shimer Julie Ann — Director | Disposition to issuer (D): 36,021 · Disposition to issuer (D): 8,002 (derivative) · Disposition to issuer (D): 16,536 (derivative) · Disposition to issuer (D): 28,156 (derivative) · Disposition to issuer (D): 5,271 (derivative) · Disposition to issuer (D): 19,333 (derivative) | EDGAR |
| 2023-04-04 | 4 | Pacitti David — Director | Disposition to issuer (D): 18,112 · Disposition to issuer (D): 15,154 (derivative) · Disposition to issuer (D): 16,536 (derivative) · Disposition to issuer (D): 27,749 (derivative) · Disposition to issuer (D): 5,271 (derivative) · Disposition to issuer (D): 19,333 (derivative) | EDGAR |
| 2023-04-04 | 4 | McGaughy R Kent Jr — Director, 10% owner | Disposition to issuer (D): 675,181 · Disposition to issuer (D): 1,310,701 · Disposition to issuer (D): 3,687,781 · Disposition to issuer (D): 45,594 · Disposition to issuer (D): 63,671 · Disposition to issuer (D): 400,675 · +1 more | EDGAR |
| 2023-04-04 | 4 | CPMG Inc — 10% owner Desai Antal Rohit — 10% owner | Disposition to issuer (D): 675,181 · Disposition to issuer (D): 1,310,701 · Disposition to issuer (D): 3,687,781 · Disposition to issuer (D): 45,594 · Disposition to issuer (D): 63,671 · Disposition to issuer (D): 400,675 | EDGAR |
| 2023-04-04 | 4 | BARR JOHN R — Director | Disposition to issuer (D): 44,082 · Disposition to issuer (D): 5,271 (derivative) · Disposition to issuer (D): 16,536 (derivative) · Disposition to issuer (D): 29,317 (derivative) · Disposition to issuer (D): 19,333 (derivative) | EDGAR |
Recent 8-K events — Apollo Endosurgery, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-04-04 | 8-K | 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.04 — Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=APEN returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →