APGN insider filings
Apexigen, Inc. — 21 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-08-25. Screen APGN transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for APGN between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — Apexigen, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-08-25 | 4 | Zabrowksi Dan — Director | Disposition to issuer (D): 100,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | Wong Amy — SVP, Finance and Operations | Tax withholding (F): 15,561 @ $0.39 · Disposition to issuer (D): 66,565 · Disposition to issuer (D): 22,333 (derivative) · Disposition to issuer (D): 8,708 (derivative) · Disposition to issuer (D): 230,507 (derivative) · Disposition to issuer (D): 15,367 (derivative) · +6 more | EDGAR |
| 2023-08-25 | 4 | Yang Xiaodong — Chief Executive Officer, Director | Grant/award (A): 400,000 @ $0 · Tax withholding (F): 69,161 @ $0.39 · Disposition to issuer (D): 863,729 · Disposition to issuer (D): 219,950 (derivative) · Disposition to issuer (D): 20,489 (derivative) · Disposition to issuer (D): 461,015 (derivative) · +9 more | EDGAR |
| 2023-08-25 | 4 | Hsu Frank J. — Chief Medical Officer | Disposition to issuer (D): 16,354 · Disposition to issuer (D): 224,872 (derivative) · Disposition to issuer (D): 27,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | Duke William E. — Chief Financial Officer | Tax withholding (F): 26,416 @ $0.39 · Disposition to issuer (D): 128,001 · Disposition to issuer (D): 269,848 (derivative) | EDGAR |
| 2023-08-25 | 4 | Smith Scott Andrew — Director | Disposition to issuer (D): 34,084 (derivative) · Disposition to issuer (D): 100,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | Dupont Jakob — Director | Disposition to issuer (D): 34,084 (derivative) · Disposition to issuer (D): 20,489 (derivative) · Disposition to issuer (D): 100,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | Chhabra Meenu — Director | Disposition to issuer (D): 100,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | Sarena Francis Willard — President and COO | Tax withholding (F): 31,123 @ $0.39 · Disposition to issuer (D): 124,296 · Disposition to issuer (D): 269,847 (derivative) | EDGAR |
| 2023-08-25 | 4 | Wertheimer Samuel P — Director | Disposition to issuer (D): 146,383 · Disposition to issuer (D): 100,000 (derivative) · Disposition to issuer (D): 12,383 (derivative) · Disposition to issuer (D): 1,845 (derivative) | EDGAR |
| 2023-08-25 | 4 | CROSS HERB — Director | Disposition to issuer (D): 34,084 (derivative) · Disposition to issuer (D): 100,000 (derivative) | EDGAR |
| 2023-08-25 | 4 | RINGOLD GORDON — Director | Disposition to issuer (D): 10,000 · Disposition to issuer (D): 34,084 (derivative) · Disposition to issuer (D): 100,000 (derivative) · Disposition to issuer (D): 5,000 (derivative) | EDGAR |
| 2023-06-23 | 4 | Yang Xiaodong — Chief Executive Officer, Director | Tax withholding (F): 7,001 @ $0.49 | EDGAR |
| 2023-06-23 | 4 | Wong Amy — SVP, Finance and Operations | Tax withholding (F): 2,777 @ $0.49 | EDGAR |
| 2023-06-23 | 4 | Hsu Frank J. — Chief Medical Officer | Tax withholding (F): 4,323 @ $0.49 | EDGAR |
| 2023-06-23 | 4 | Duke William E. — Chief Financial Officer | Tax withholding (F): 4,504 @ $0.49 | EDGAR |
| 2023-06-23 | 4 | Sarena Francis Willard — President and COO | Tax withholding (F): 6,917 @ $0.49 | EDGAR |
| 2023-05-25 | 4 | Wong Amy — SVP, Finance and Operations | Grant/award (A): 75,000 @ $0 · Tax withholding (F): 12,234 @ $0.40 | EDGAR |
| 2023-05-25 | 4 | Duke William E. — Chief Financial Officer | Grant/award (A): 150,000 @ $0 · Tax withholding (F): 17,261 @ $0.40 | EDGAR |
| 2023-05-25 | 4 | Sarena Francis Willard — President and COO | Grant/award (A): 150,000 @ $0 · Tax withholding (F): 20,748 @ $0.40 | EDGAR |
| 2023-05-23 | 4 | Wertheimer Samuel P — Director | Other (J): 146,383 @ $0 · Other (J): 12,383 (derivative) @ $0 · Other (J): 1,845 (derivative) @ $0 | EDGAR |
Recent 8-K events — Apexigen, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-08-23 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-08-22 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2023-08-18 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2023-08-15 | 8-K | 8.01 — Other Events | EDGAR |
| 2023-05-24 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-04-12 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2023-02-27 | 8-K | ? 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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