ASTI insider transaction filings
Ascent Solar Technologies, Inc. — 21 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-07-06. Screen ASTI transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | Jo Jin H. — Chief Financial Officer | Grant/award (A): 175,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Berezovsky Louis C. — Director | Grant/award (A): 95,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Forrest Reynolds T. — Director | Grant/award (A): 95,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Warley Paul P. — Chief Executive Officer, Director | Grant/award (A): 350,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Peterson David Theodore JR — Director | Grant/award (A): 100,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Gulati Bobby — Chief Operating Officer | Grant/award (A): 175,000 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | THOMPSON GREGORY C — Director | Grant/award (A): 95,000 (derivative) @ $0 | EDGAR |
| 2026-06-04 | 4 | Forrest Reynolds T. — Director | Sale (S): 5,000 @ $9.45 | EDGAR |
| 2026-06-01 | 4 | Forrest Reynolds T. — Director | Option exercise (M): 10,000 @ $1.63 · Tax withholding (F): 2,071 @ $7.87 · Sale (S): 7,843 @ $9.15 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2026-05-28 | 4 | Forrest Reynolds T. — Director | Option exercise (M): 10,000 @ $1.63 · Tax withholding (F): 2,407 @ $6.77 · Option exercise (M): 10,000 (derivative) @ $0 | EDGAR |
| 2026-05-26 | 4 | Forrest Reynolds T. — Director | Conversion (C): 28,343 @ $2.50 · Conversion (C): 61 (derivative) @ $0 | EDGAR |
| 2026-01-07 | 4 | Forrest Reynolds T. — Director | Sale (S): 521 @ $4.62 | EDGAR |
| 2025-12-29 | 4 | Forrest Reynolds T. — Director | Sale (S): 38,827 @ $5.08 | EDGAR |
| 2025-12-19 | 4 | Forrest Reynolds T. — Director | Conversion (C): 38,827 @ $2.50 · Conversion (C): 89 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Warley Paul P. — Chief Executive Officer, Director | Grant/award (A): 105,000 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Berezovsky Louis C. — Director | Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Jo Jin H. — Chief Financial Officer | Grant/award (A): 47,500 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Forrest Reynolds T. — Director | Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Peterson David Theodore JR — Director | Grant/award (A): 32,000 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Gulati Bobby — Chief Operating Officer | Grant/award (A): 47,500 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | THOMPSON GREGORY C — Director | Grant/award (A): 30,000 (derivative) @ $0 | EDGAR |
Recent 8-K events — Ascent Solar Technologies, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-06-26 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-26 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-08 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-20 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-06 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-30 | 8-K | 1.01 — Entry into a Material Definitive Agreement 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-27 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-09 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
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