ATNX insider filings
Athenex, Inc. — 25 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-05-08. Screen ATNX transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for ATNX between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — Athenex, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-05-08 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 3,603 @ $1.36 | EDGAR |
| 2023-05-08 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 368 @ $1.36 | EDGAR |
| 2023-05-08 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 8,382 @ $1.36 | EDGAR |
| 2023-04-24 | 4 | WU JINN — Director | Grant/award (A): 6,513 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | TSANG Benson Kwan Hung — Director | Grant/award (A): 8,813 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | Spiegel Robert J. — Director | Grant/award (A): 2,300 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 3,755 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | Fok Manson — Director | Grant/award (A): 5,747 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | Davis Stephanie A — Director | Grant/award (A): 3,642 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 383 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | VIERLING JOHN — Director | Grant/award (A): 6,513 @ $1.30 | EDGAR |
| 2023-04-24 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 8,736 @ $1.30 | EDGAR |
| 2023-04-11 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 410 @ $1.22 | EDGAR |
| 2023-04-11 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 4,017 @ $1.22 | EDGAR |
| 2023-04-11 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 9,344 @ $1.22 | EDGAR |
| 2023-03-27 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 360 @ $1.39 | EDGAR |
| 2023-03-27 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 3,525 @ $1.39 | EDGAR |
| 2023-03-27 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 8,201 @ $1.39 | EDGAR |
| 2023-03-13 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 258 @ $1.94 | EDGAR |
| 2023-03-13 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 2,526 @ $1.94 | EDGAR |
| 2023-03-13 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 5,519 @ $1.94 | EDGAR |
| 2023-02-27 | 4 | Kwan Rudolf — EVP, Chief Medical Officer | Grant/award (A): 1,788 @ $2.74 | EDGAR |
| 2023-02-27 | 4 | Cook Timothy DeVere — See Remarks | Grant/award (A): 182 @ $2.74 | EDGAR |
| 2023-02-27 | 4 | Annoni Joe — Chief Financial Officer | Option exercise (M): 625 · Tax withholding (F): 250 @ $2.66 · Option exercise (M): 625 (derivative) @ $0 | EDGAR |
| 2023-02-27 | 4 | LAU JOHNSON YIU NAM — CEO and Chairman of the Board, Director | Grant/award (A): 1,591 @ $2.74 | EDGAR |
Recent 8-K events — Athenex, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-10-02 | 8-K | 1.03 — Bankruptcy or Receivership 2.01 — Completion of Acquisition or Disposition of Assets 3.03 — Material Modification to Rights of Security Holders 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2023-08-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2023-07-18 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 1.03 — Bankruptcy or Receivership 2.01 — Completion of Acquisition or Disposition of Assets 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2023-05-22 | 8-K | 1.03 — Bankruptcy or Receivership 2.04 — Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement ? 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-05-03 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2023-04-25 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2023-03-31 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-03-20 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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