AVTA insider filings
AVANTAX, INC. — 28 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-11-29. Screen AVTA transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for AVTA between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — AVANTAX, INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-11-29 | 4 | Mehlman Marc — Chief Financial Officer | Disposition to issuer (D): 88,367 @ $26 · Grant/award (A): 25,315 @ $0 · Disposition to issuer (D): 25,315 @ $26 · Grant/award (A): 33,936 @ $0 · Disposition to issuer (D): 33,936 @ $26 · Grant/award (A): 21,467 @ $0 · +4 more | EDGAR |
| 2023-11-29 | 4 | Walters Christopher William — Chief Executive Officer, Director | Disposition to issuer (D): 354,121 @ $26 · Grant/award (A): 180,832 @ $0 · Disposition to issuer (D): 180,832 @ $26 · Grant/award (A): 203,619 @ $0 · Disposition to issuer (D): 203,619 @ $26 · Grant/award (A): 128,807 @ $0 · +6 more | EDGAR |
| 2023-11-29 | 4 | Murray Stacy — Principal Accounting Officer | Disposition to issuer (D): 2,846 @ $26 · Disposition to issuer (D): 3,892 (derivative) · Disposition to issuer (D): 4,074 (derivative) | EDGAR |
| 2023-11-29 | 4 | Bailey Tabitha — Chief Legal Officer & Corp Sec | Disposition to issuer (D): 9,565 @ $26 · Grant/award (A): 9,222 @ $0 · Disposition to issuer (D): 9,222 @ $26 | EDGAR |
| 2023-11-29 | 4 | Mackay Todd C — President of Wealth Mgmt | Disposition to issuer (D): 147,916 @ $26 · Grant/award (A): 36,166 @ $0 · Disposition to issuer (D): 36,166 @ $26 · Grant/award (A): 38,042 @ $0 · Disposition to issuer (D): 38,042 @ $26 · Grant/award (A): 24,924 @ $0 · +6 more | EDGAR |
| 2023-11-29 | 4 | ERNST MARK A — Director | Disposition to issuer (D): 102,566 @ $26 · Disposition to issuer (D): 14,000 @ $26 | EDGAR |
| 2023-11-29 | 4 | HAYLES CAROL — Director | Disposition to issuer (D): 42,980 @ $26 | EDGAR |
| 2023-11-29 | 4 | PROCTOR GEORGANNE — Director | Disposition to issuer (D): 64,643 @ $26 | EDGAR |
| 2023-11-29 | 4 | Kotecha Kanayalal Amritlal — Director | Disposition to issuer (D): 27,249 @ $26 | EDGAR |
| 2023-11-29 | 4 | LEAMAN J RICHARD III — Director | Disposition to issuer (D): 22,249 @ $26 | EDGAR |
| 2023-11-29 | 4 | Perry Tina — Director | Disposition to issuer (D): 31,763 @ $26 | EDGAR |
| 2023-11-29 | 4 | Rao Karthik — Director | Disposition to issuer (D): 41,412 @ $26 | EDGAR |
| 2023-11-29 | 4 | Schreuder Jana R — Director | Disposition to issuer (D): 42,566 @ $26 | EDGAR |
| 2023-06-28 | 4 | Murray Stacy — Principal Accounting Officer | Tax withholding (F): 264 @ $22.14 | EDGAR |
| 2023-05-25 | 4 | Walters Christopher William — Chief Executive Officer, Director | Option exercise (M): 15,569 @ $8.96 · Tax withholding (F): 10,016 @ $21.75 · Option exercise (M): 15,569 (derivative) @ $0 | EDGAR |
| 2023-05-23 | 4 | Walters Christopher William — Chief Executive Officer, Director | Tax withholding (F): 4,895 @ $21.25 | EDGAR |
| 2023-05-23 | 4 | Mackay Todd C — President of Wealth Mgmt | Tax withholding (F): 2,457 @ $21.25 | EDGAR |
| 2023-05-08 | 4 | PROCTOR GEORGANNE — Director | Grant/award (A): 8,602 @ $0 | EDGAR |
| 2023-05-08 | 4 | HAYLES CAROL — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | Kotecha Kanayalal Amritlal — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | Schreuder Jana R — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | Perry Tina — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | LEAMAN J RICHARD III — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | ERNST MARK A — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4 | Rao Karthik — Director | Grant/award (A): 6,084 @ $0 | EDGAR |
| 2023-05-08 | 4/A | PROCTOR GEORGANNE — Director | Grant/award (A): 1,488 @ $0 | EDGAR |
| 2023-05-01 | 4 | Mehlman Marc — Chief Financial Officer | Tax withholding (F): 3,279 @ $0 | EDGAR |
| 2023-03-02 | 4 | Murray Stacy — Principal Accounting Officer | Sale (S): 8,494 @ $29.04 | EDGAR |
Recent 8-K events — AVANTAX, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-11-27 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-11-21 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2023-11-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events | EDGAR |
| 2023-11-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-09-11 | 8-K | 1.01 — Entry into a Material Definitive Agreement 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-08-09 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-06-05 | 8-K/A | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2023-05-08 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-05-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-04-04 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
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