AWR insider transaction filings
AMERICAN STATES WATER CO — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-20. Screen AWR transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | HOLLOWAY ANNE M — Director | Sale (S): 900 @ $88.86 | EDGAR |
| 2026-05-21 | 4 | HOLLOWAY ANNE M — Director | Sale (S): 662 @ $75.58 | EDGAR |
| 2026-05-20 | 4/A | HOLLOWAY ANNE M — Director | Grant/award (A): 135.36 @ $74.59 · Grant/award (A): 138.30 @ $73.50 · Grant/award (A): 134.81 @ $75.92 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | HOLLOWAY ANNE M — Director | Disposition to issuer (D): 0.33 @ $0 · Purchase (P): 135.36 @ $74.59 · Purchase (P): 138.30 @ $73.50 · Purchase (P): 134.81 @ $75.92 · Purchase (P): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | BONTA DIANA M — Director | Grant/award (A): 22.70 @ $74.94 · Grant/award (A): 3.42 @ $73.52 · Grant/award (A): 22.96 @ $74.59 · Disposition to issuer (D): 0.33 @ $0 · Grant/award (A): 23.46 @ $73.50 · Grant/award (A): 22.87 @ $75.92 · +1 more | EDGAR |
| 2026-05-19 | 4 | DAVIS STEVEN D — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.33 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | Eichelberger Thomas A. — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.33 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | Ervin Roger M — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.05 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | Hopkins Mary Ann — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.05 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | Winn Caroline Ann — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.05 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-19 | 4 | Levin Carl James — Director | Grant/award (A): 3.42 @ $73.52 · Disposition to issuer (D): 0.05 @ $0 · Grant/award (A): 526.87 @ $75.92 | EDGAR |
| 2026-05-15 | 4 | Rowley Paul J — SVP OF OPERATIONS | Sale (S): 1,304 @ $76.05 | EDGAR |
| 2026-03-16 | 4 | Connor Christopher H — SVP of ASUS | Disposition to issuer (D): 3.25 @ $0 · Grant/award (A): 11.93 @ $75.46 · Grant/award (A): 1,124 @ $0 · Grant/award (A): 1,664.70 @ $74.44 · Tax withholding (F): 424.14 @ $74.44 · Tax withholding (F): 108.54 @ $74.44 · +1 more | EDGAR |
| 2026-03-16 | 4 | Pierotti Jon — Vice President Reg Affairs | Grant/award (A): 31.81 @ $0 · Disposition to issuer (D): 3.05 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 630.33 @ $74.44 · Tax withholding (F): 259.57 @ $74.44 · +2 more | EDGAR |
| 2026-03-16 | 4 | SPROWLS ROBERT J — President & CEO | Disposition to issuer (D): 2.13 @ $0 · Grant/award (A): 74.30 @ $75.46 · Grant/award (A): 1,121.17 @ $76.17 · Grant/award (A): 7,362 @ $0 · Grant/award (A): 16.31 @ $0 · Grant/award (A): 17,693.28 @ $74.44 · +3 more | EDGAR |
| 2026-03-16 | 4 | TANG EVA G — Sr. Vice President & CFO | Disposition to issuer (D): 1.73 @ $0 · Grant/award (A): 11.43 @ $75.46 · Grant/award (A): 24.99 @ $76.17 · Grant/award (A): 1,071 @ $0 · Grant/award (A): 276.06 @ $0 · Grant/award (A): 992.36 @ $74.44 · +3 more | EDGAR |
| 2026-03-16 | 4 | Pillai Sunil — VP ENVIRONMENTAL QUALITY | Grant/award (A): 423.76 @ $0 · Disposition to issuer (D): 2.58 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 630.33 @ $74.44 · Tax withholding (F): 259.57 @ $74.44 · +2 more | EDGAR |
| 2026-03-16 | 4 | FARROW GLADYS — VP - Fin., Treas., & Asst. Sec | Disposition to issuer (D): 1.98 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 715.45 @ $74.44 · Tax withholding (F): 294.62 @ $74.44 · Tax withholding (F): 81.45 @ $74.44 · +1 more | EDGAR |
| 2026-03-16 | 4 | Kubiak Patrick — VP of Asset Management | Disposition to issuer (D): 1.92 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 630.33 @ $74.44 · Tax withholding (F): 259.57 @ $74.44 · Tax withholding (F): 104.07 @ $74.44 · +1 more | EDGAR |
| 2026-03-16 | 4 | Miller Susan P. — Vice President | Disposition to issuer (D): 2.01 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 1,147.51 @ $74.44 · Tax withholding (F): 398.53 @ $74.44 · Tax withholding (F): 89.46 @ $74.44 · +1 more | EDGAR |
| 2026-03-16 | 4 | Rowley Paul J — SVP OF OPERATIONS | Grant/award (A): 447.80 @ $0 · Disposition to issuer (D): 1.59 @ $0 · Grant/award (A): 11.43 @ $75.46 · Grant/award (A): 1,071 @ $0 · Grant/award (A): 873.84 @ $74.44 · Tax withholding (F): 359.85 @ $74.44 · +2 more | EDGAR |
| 2026-03-16 | 4 | Schickling David R — Vice President Water Operation | Grant/award (A): 14.25 @ $0 · Disposition to issuer (D): 1.68 @ $0 · Grant/award (A): 8.21 @ $75.46 · Grant/award (A): 770 @ $0 · Grant/award (A): 630.33 @ $74.44 · Tax withholding (F): 259.57 @ $74.44 · +2 more | EDGAR |
| 2026-03-03 | 4 | SPROWLS ROBERT J — President & CEO | Grant/award (A): 73.95 @ $78.44 · Grant/award (A): 975.26 @ $0 · Grant/award (A): 85.93 @ $73.52 · Grant/award (A): 1,136.40 @ $0 · Grant/award (A): 87.27 @ $72.89 · Grant/award (A): 1,148.15 @ $0 · +1 more | EDGAR |
| 2026-03-03 | 4 | TANG EVA G — Sr. Vice President & CFO | Grant/award (A): 11.51 @ $78.44 · Grant/award (A): 20.82 @ $0 · Grant/award (A): 13.38 @ $73.52 · Grant/award (A): 24.27 @ $0 · Grant/award (A): 13.59 @ $72.89 · Grant/award (A): 24.52 @ $0 · +1 more | EDGAR |
| 2026-02-27 | 4 | Rowley Paul J — SVP OF OPERATIONS | Grant/award (A): 11.51 @ $78.44 · Grant/award (A): 13.38 @ $73.52 · Grant/award (A): 11.75 @ $72.89 · Tax withholding (F): 86.09 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Schickling David R — Vice President Water Operation | Grant/award (A): 8.27 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 61.93 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Pillai Sunil — VP ENVIRONMENTAL QUALITY | Grant/award (A): 8.27 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 61.93 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Pierotti Jon — Vice President Reg Affairs | Grant/award (A): 8.27 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 79.13 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Miller Susan P. — Vice President | Grant/award (A): 8.27 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 68.02 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Kubiak Patrick — VP of Asset Management | Grant/award (A): 8.27 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 79.13 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | FARROW GLADYS — VP - Fin., Treas., & Asst. Sec | Grant/award (A): 12.85 @ $78.44 · Grant/award (A): 9.61 @ $73.52 · Grant/award (A): 9.76 @ $72.89 · Tax withholding (F): 61.93 @ $74.88 | EDGAR |
| 2026-02-20 | 4 | Connor Christopher H — SVP of ASUS | Grant/award (A): 12.01 @ $78.44 · Grant/award (A): 13.96 @ $73.52 · Grant/award (A): 14.17 @ $72.89 · Tax withholding (F): 82.54 @ $74.88 | EDGAR |
| 2025-11-12 | 4 | HOLLOWAY ANNE M — Director | Grant/award (A): 133.83 @ $74.94 · Grant/award (A): 3.42 @ $73.52 · Sale (S): 528 @ $75.90 | EDGAR |
| 2025-08-14 | 4 | Schickling David R — Vice President Water Operation | Grant/award (A): 8.71 @ $78.44 · Tax withholding (F): 26.17 @ $76.21 | EDGAR |
| 2025-06-06 | 4 | Miller Susan P. — Vice President | Grant/award (A): 8.27 @ $78.44 · Tax withholding (F): 23.00 @ $76.70 | EDGAR |
| 2025-06-06 | 4 | Eichelberger Thomas A. — Director | Purchase (P): 897 @ $76.81 | EDGAR |
| 2025-05-21 | 4 | Hopkins Mary Ann — Director | Grant/award (A): 1.77 @ $93.78 · Grant/award (A): 2.26 @ $75.20 · Grant/award (A): 2.01 @ $93.85 · Grant/award (A): 2.40 @ $83.78 · Grant/award (A): 2.29 @ $84.07 · Grant/award (A): 2.96 @ $81.25 · +2 more | EDGAR |
| 2025-05-21 | 4 | Levin Carl James — Director | Grant/award (A): 2.26 @ $75.20 · Grant/award (A): 2.01 @ $93.85 · Grant/award (A): 2.40 @ $83.78 · Grant/award (A): 2.29 @ $84.07 · Grant/award (A): 2.96 @ $81.25 · Disposition to issuer (D): 1.72 @ $0 · +1 more | EDGAR |
| 2025-05-21 | 4 | Ervin Roger M — Director | Grant/award (A): 2.29 @ $84.07 · Grant/award (A): 2.96 @ $81.25 · Disposition to issuer (D): 0.29 @ $0 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2025-05-21 | 4 | Eichelberger Thomas A. — Director | Grant/award (A): 2.96 @ $81.25 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2025-05-21 | 4 | DAVIS STEVEN D — Director | Grant/award (A): 2.96 @ $81.25 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2025-05-21 | 4 | Winn Caroline Ann — Director | Grant/award (A): 2.96 @ $81.25 · Disposition to issuer (D): 0.29 @ $0 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2025-05-21 | 4 | HOLLOWAY ANNE M — Director | Grant/award (A): 109.96 @ $82.32 · Grant/award (A): 2.96 @ $81.25 · Grant/award (A): 107.03 @ $85.05 · Grant/award (A): 120.97 @ $74.95 · Grant/award (A): 114.81 @ $80.22 · Grant/award (A): 560.96 @ $80.22 · +1 more | EDGAR |
| 2025-05-21 | 4 | BONTA DIANA M — Director | Grant/award (A): 19.47 @ $80.22 · Grant/award (A): 560.96 @ $80.22 | EDGAR |
| 2025-03-17 | 4 | Schickling David R — Vice President Water Operation | Grant/award (A): 5.53 @ $78.13 · Grant/award (A): 706 @ $0 · Grant/award (A): 322.91 @ $78.01 · Tax withholding (F): 132.65 @ $78.01 · Tax withholding (F): 101.11 @ $78.01 | EDGAR |
| 2025-03-17 | 4 | Pillai Sunil — VP ENVIRONMENTAL QUALITY | Grant/award (A): 5.53 @ $78.13 · Grant/award (A): 706 @ $0 · Grant/award (A): 651.63 @ $78.01 · Tax withholding (F): 267.69 @ $78.01 · Tax withholding (F): 79.33 @ $78.01 | EDGAR |
| 2025-03-17 | 4 | Miller Susan P. — Vice President | Grant/award (A): 5.53 @ $78.13 · Grant/award (A): 706 @ $0 · Grant/award (A): 454.20 @ $78.01 · Tax withholding (F): 160.78 @ $78.01 · Tax withholding (F): 87.13 @ $78.01 | EDGAR |
| 2025-03-17 | 4 | Pierotti Jon — Vice President Reg Affairs | Grant/award (A): 6.25 @ $78.13 · Grant/award (A): 706 @ $0 · Grant/award (A): 541.37 @ $78.01 · Tax withholding (F): 49.91 @ $78.01 · Tax withholding (F): 222.39 @ $78.01 · Tax withholding (F): 101.11 @ $78.01 | EDGAR |
| 2025-03-17 | 4 | Rowley Paul J — SVP OF OPERATIONS | Grant/award (A): 7.69 @ $78.13 · Grant/award (A): 983 @ $0 · Grant/award (A): 906.95 @ $78.01 · Tax withholding (F): 372.57 @ $78.01 · Tax withholding (F): 110.35 @ $78.01 | EDGAR |
| 2025-03-17 | 4 | Kubiak Patrick — VP of Asset Management | Grant/award (A): 5.53 @ $78.13 · Grant/award (A): 706 @ $0 · Grant/award (A): 651.63 @ $78.01 · Tax withholding (F): 267.69 @ $78.01 · Tax withholding (F): 101.11 @ $78.01 | EDGAR |
Recent 8-K events — AMERICAN STATES WATER CO
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-21 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-27 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-20 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-18 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-11-19 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
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