CAPS insider filings
Capstone Holding Corp. — 16 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-08-11. Screen CAPS transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 13 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings by 3 insiders — 125,000 shares, $500,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: purchase of 41,750 shares @ $4.00 ($167,000) by TOPOREK MICHAEL, filed 2026-07-24.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Lipman Matthew E. — Chief Executive Officer, Director, 10% owner | 3 | 1 leg · 41,750 sh · $167,000 | — | 2 |
| TOPOREK MICHAEL — Director | 3 | 1 leg · 41,750 sh · $167,000 | — | 2 |
| Strout Gordon Lewis Jr — Director | 1 | 1 leg · 41,500 sh · $166,000 | — | 3 |
| FELDMAN FREDRIC J — Director | 1 | — | — | 2 |
| HOLLIMAN JOHN M III — Director | 1 | — | — | 2 |
| HOWSE ELWOOD D — Director | 1 | — | — | 2 |
| SCHULTZ EDWARD CHRISTOPHER — Chief Financial Officer | 2 | — | — | 2 |
| Grotke Kevin Allan — President & CEO of TotalStone | 1 | — | — | 1 |
Recent insider filings — Capstone Holding Corp.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | HOWSE ELWOOD D — Director | Grant/award (A): 95,000 · Grant/award (A): 105,124 | EDGAR |
| 2026-08-11 | 4 | HOLLIMAN JOHN M III — Director | Grant/award (A): 95,000 · Grant/award (A): 305,248 | EDGAR |
| 2026-08-11 | 4 | Grotke Kevin Allan — President & CEO of TotalStone | Grant/award (A): 515,495 | EDGAR |
| 2026-08-11 | 4 | FELDMAN FREDRIC J — Director | Grant/award (A): 95,000 · Grant/award (A): 105,124 | EDGAR |
| 2026-08-11 | 4 | TOPOREK MICHAEL — Director | Grant/award (A): 1,094,647 | EDGAR |
| 2026-08-11 | 4 | Strout Gordon Lewis Jr — Director | Other (J): 822,128 · Purchase (P): 41,500 @ $4 · Grant/award (A): 142,500 · Grant/award (A): 357,810 | EDGAR |
| 2026-08-11 | 4 | SCHULTZ EDWARD CHRISTOPHER — Chief Financial Officer | Grant/award (A): 310,310 | EDGAR |
| 2026-08-11 | 4 | Lipman Matthew E. — Chief Executive Officer, Director, 10% owner | Grant/award (A): 1,094,648 | EDGAR |
| 2026-07-24 | 4/A | TOPOREK MICHAEL — Director | Grant/award (A): 356,250 | EDGAR |
| 2026-07-24 | 4 | TOPOREK MICHAEL — Director | Purchase (P): 41,750 @ $4 | EDGAR |
| 2026-07-22 | 4/A | SCHULTZ EDWARD CHRISTOPHER — Chief Financial Officer | Grant/award (A): 190,000 | EDGAR |
| 2026-07-22 | 4 | Lipman Matthew E. — Chief Executive Officer, Director, 10% owner | Purchase (P): 41,750 @ $4 | EDGAR |
| 2026-07-22 | 4/A | Lipman Matthew E. — Chief Executive Officer, Director, 10% owner | Grant/award (A): 356,250 | EDGAR |
| 2026-04-01 | 4 | SCHULTZ EDWARD CHRISTOPHER — Chief Financial Officer | Grant/award (A): 190,000 (derivative) @ $0.65 | EDGAR |
| 2026-04-01 | 4 | Lipman Matthew E. — Chief Executive Officer, Director, 10% owner | Grant/award (A): 356,250 (derivative) @ $0.65 | EDGAR |
| 2026-04-01 | 4 | TOPOREK MICHAEL — Director | Grant/award (A): 356,250 (derivative) @ $0.65 | EDGAR |
Recent 8-K events — Capstone Holding Corp.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-10-01 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-09-29 | 8-K | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-27 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 4.02 — Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-03 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-09 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-07-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 9.01 — Financial Statements and Exhibits | EDGAR |
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