COHN insider transaction filings
Cohen & Co Inc. — 25 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-07. Screen COHN transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-07 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Sale (S): 7,295 @ $11.75 · Sale (S): 1,500 @ $11.50 | EDGAR |
| 2026-07-17 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Gift (G): 17,600 @ $0 | EDGAR |
| 2026-04-24 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Gift (G): 8,000 @ $0 | EDGAR |
| 2026-03-31 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Gift (G): 20,000 @ $0 | EDGAR |
| 2026-03-23 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Sale (S): 6,113 @ $17.15 · Sale (S): 705 @ $15.58 | EDGAR |
| 2026-03-06 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Grant/award (A): 160,000 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | Brafman Lester Raymond — Chief Executive Officer | Grant/award (A): 1,605,000 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Grant/award (A): 2,888,000 (derivative) @ $0 | EDGAR |
| 2026-02-05 | 4 | Listman Douglas — Chief Accounting Officer | Tax withholding (F): 3,252 @ $18.69 | EDGAR |
| 2026-02-05 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Tax withholding (F): 7,051 @ $18.69 | EDGAR |
| 2026-02-05 | 4 | Brafman Lester Raymond — Chief Executive Officer | Option exercise (M): 501,455 (derivative) @ $1.95 | EDGAR |
| 2026-02-05 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Option exercise (M): 463,915 (derivative) @ $1.95 | EDGAR |
| 2026-01-29 | 4 | DiMaio Jack J. Jr. — Director | Grant/award (A): 2,300 @ $0 | EDGAR |
| 2025-12-31 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Gift (G): 30,000 @ $0 | EDGAR |
| 2025-12-19 | 4 | Liberto Diana Louise — Director | Grant/award (A): 2,300 @ $0 | EDGAR |
| 2025-12-19 | 4 | Brafman Lester Raymond — Chief Executive Officer | Grant/award (A): 211,000 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | Listman Douglas — Chief Accounting Officer | Grant/award (A): 12,000 @ $0 | EDGAR |
| 2025-12-19 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Grant/award (A): 15,500 @ $0 | EDGAR |
| 2025-12-19 | 4 | Haraburda Jack — Director | Grant/award (A): 2,300 @ $0 | EDGAR |
| 2025-12-19 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Grant/award (A): 211,000 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | DAWSON G STEVEN — Director | Grant/award (A): 2,300 @ $0 | EDGAR |
| 2025-02-05 | 4 | Brafman Lester Raymond — Chief Executive Officer | Option exercise (M): 502,053 (derivative) @ $0.99 | EDGAR |
| 2025-02-05 | 4 | Listman Douglas — Chief Accounting Officer | Tax withholding (F): 1,811 @ $9.74 | EDGAR |
| 2025-02-05 | 4 | Pooler Joseph W. Jr. — EVP, CFO and Treasurer | Tax withholding (F): 6,843 @ $9.74 | EDGAR |
| 2025-02-05 | 4 | COHEN DANIEL G — Executive Chairman, Director, 10% owner | Option exercise (M): 460,679 (derivative) @ $0.99 | EDGAR |
Recent 8-K events — Cohen & Co Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-03 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-10 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-06-30 | 8-K | 8.01 — Other Events | EDGAR |
| 2026-06-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-03 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-27 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-01 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-20 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
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