COWN insider filings
COWEN INC. — 12 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-03-01. Screen COWN transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for COWN between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — COWEN INC.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-03-01 | 4 | Rediker Douglas — Director | Disposition to issuer (D): 72,384 @ $39 | EDGAR |
| 2023-03-01 | 4 | Poster Margaret L — Director | Disposition to issuer (D): 13,547 @ $39 · Disposition to issuer (D): 10,927 @ $39 | EDGAR |
| 2023-03-01 | 4 | Kim Lorence H. — Director | Disposition to issuer (D): 30,000 @ $39 · Disposition to issuer (D): 8,236 @ $39 | EDGAR |
| 2023-03-01 | 4 | Gonsalves Gregg A — Director | Disposition to issuer (D): 15,664 @ $39 | EDGAR |
| 2023-03-01 | 4 | Barth Brett H — Director | Disposition to issuer (D): 69,944 @ $39 · Disposition to issuer (D): 13,382 @ $39 | EDGAR |
| 2023-03-01 | 4 | Littman Owen S — GENERAL COUNSEL | Disposition to issuer (D): 199,292 @ $39 · Disposition to issuer (D): 23,427 · Grant/award (A): 77,095 · Disposition to issuer (D): 77,095 | EDGAR |
| 2023-03-01 | 4 | Lasota Stephen — CHIEF FINANCIAL OFFICER | Disposition to issuer (D): 257,055 @ $39 · Disposition to issuer (D): 9,746 @ $39 · Disposition to issuer (D): 13,151 · Grant/award (A): 77,095 · Disposition to issuer (D): 77,095 | EDGAR |
| 2023-03-01 | 4 | Holmes John J — CHIEF OPERATING OFFICER | Disposition to issuer (D): 220,131 @ $39 · Disposition to issuer (D): 10,551 @ $39 · Disposition to issuer (D): 14,920 · Grant/award (A): 79,201 · Disposition to issuer (D): 79,201 | EDGAR |
| 2023-03-01 | 4 | LEIBOWITZ LAWRENCE E — Director | Disposition to issuer (D): 8,000 @ $39 · Disposition to issuer (D): 42,098 @ $39 | EDGAR |
| 2023-03-01 | 4 | SOLOMON JEFFREY M — CHAIR AND CEO, Director | Disposition to issuer (D): 603,687 @ $39 · Disposition to issuer (D): 64,967 @ $39 · Disposition to issuer (D): 226,393 · Grant/award (A): 231,286 · Disposition to issuer (D): 231,286 | EDGAR |
| 2023-03-01 | 4 | KOTLER STEVEN — Director | Disposition to issuer (D): 2,500 @ $39 · Disposition to issuer (D): 70,347 @ $39 | EDGAR |
| 2023-03-01 | 4 | Dietze Katherine Elizabeth — Director | Disposition to issuer (D): 12,007 @ $39 · Disposition to issuer (D): 73,512 @ $39 | EDGAR |
Recent 8-K events — COWEN INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-03-01 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 — Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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