EQS insider transaction filings
EQUUS TOTAL RETURN, INC. — 3 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-09-30. Screen EQS transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-09-30 | 4/A | Denos Kenneth I — Secretary, Director | Grant/award (A): 66,841 @ $2.51 | EDGAR |
| 2025-09-17 | 4 | Hardy John A. — CEO, Director, 10% owner | Grant/award (A): 133,682 @ $2.51 | EDGAR |
| 2025-09-17 | 4 | Denos Kenneth I — Secretary, Director | Grant/award (A): 250,000 @ $2.51 | EDGAR |
Recent 8-K events — EQUUS TOTAL RETURN, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-02 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-22 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-12 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant | EDGAR |
| 2026-05-04 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-22 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-25 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-19 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-07-02 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-05-20 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-05-19 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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