ESTE insider filings
EARTHSTONE ENERGY INC — 34 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-11-03. Screen ESTE transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for ESTE between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — EARTHSTONE ENERGY INC
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-11-03 | 4 | EnCap Partners GP, LLC — Director, 10% owner EnCap Energy Capital Fund VIII, L.P. — Director, 10% owner Bold Energy Holdings, LLC — Director, 10% owner EnCap Energy Capital Fund IX, L.P. — Director, 10% owner EnCap Energy Capital Fund XI, L.P. — Director, 10% owner | Disposition to issuer (D): 22,122,820 · Disposition to issuer (D): 33,956,524 · Disposition to issuer (D): 33,956,524 (derivative) | EDGAR |
| 2023-11-02 | 4 | Collins Steven C. — EVP and COO | Option exercise (M): 288,000 · Option exercise (M): 127,530 · Option exercise (M): 71,470 · Grant/award (A): 61,260 · Disposition to issuer (D): 993,533 · Option exercise (M): 288,000 (derivative) · +2 more | EDGAR |
| 2023-11-02 | 4 | Joliat Jay Frederick — Director | Disposition to issuer (D): 106,450 · Disposition to issuer (D): 90,000 · Disposition to issuer (D): 42,688 | EDGAR |
| 2023-11-02 | 4 | Habachy David — Director | Disposition to issuer (D): 18,400 | EDGAR |
| 2023-11-02 | 4 | Urban Zachary G. — Director | Disposition to issuer (D): 86,915 | EDGAR |
| 2023-11-02 | 4 | Lumpkin Mark Jr — EVP and CFO | Option exercise (M): 288,000 · Option exercise (M): 127,530 · Option exercise (M): 71,470 · Grant/award (A): 61,260 · Disposition to issuer (D): 836,920 · Option exercise (M): 288,000 (derivative) · +2 more | EDGAR |
| 2023-11-02 | 4 | Anderson Robert John — President and CEO, Director | Option exercise (M): 504,000 · Option exercise (M): 219,440 · Option exercise (M): 154,840 · Grant/award (A): 132,720 · Disposition to issuer (D): 1,805,316 · Option exercise (M): 504,000 (derivative) · +2 more | EDGAR |
| 2023-11-02 | 4 | Oviedo Tony — EVP and PAO | Option exercise (M): 288,000 · Option exercise (M): 127,530 · Option exercise (M): 62,650 · Grant/award (A): 53,700 · Disposition to issuer (D): 688,935 · Option exercise (M): 288,000 (derivative) · +2 more | EDGAR |
| 2023-11-02 | 4 | KRAMER PHIL D — Director | Disposition to issuer (D): 123,950 | EDGAR |
| 2023-11-02 | 4 | Lodzinski Frank Alan — Executive Chairman, Director | Disposition to issuer (D): 170,869 · Disposition to issuer (D): 356,418 | EDGAR |
| 2023-11-02 | 4 | SINGLETON RAY J JR — Director | Disposition to issuer (D): 628,660 | EDGAR |
| 2023-10-16 | 4 | Oviedo Tony — EVP, PAO | Sale (S): 20,899 @ $21.28 | EDGAR |
| 2023-10-13 | 4 | Lumpkin Mark Jr — EVP and CFO | Gift (G): 10,000 @ $0 · Sale (S): 10,967 @ $20.41 | EDGAR |
| 2023-10-02 | 4 | Lumpkin Mark Jr — EVP and CFO | Tax withholding (F): 3,873 @ $20.24 | EDGAR |
| 2023-10-02 | 4 | Lodzinski Frank Alan — Executive Chairman, Director | Tax withholding (F): 3,188 @ $20.24 | EDGAR |
| 2023-10-02 | 4 | Collins Steven C. — EVP and COO | Tax withholding (F): 3,873 @ $20.24 | EDGAR |
| 2023-10-02 | 4 | Anderson Robert John — President and CEO, Director | Tax withholding (F): 7,231 @ $20.24 | EDGAR |
| 2023-10-02 | 4 | Oviedo Tony — EVP, PAO | Tax withholding (F): 3,728 @ $20.24 | EDGAR |
| 2023-09-27 | 4 | Lodzinski Frank Alan — Executive Chairman, Director | Sale (S): 51,968 @ $20.16 | EDGAR |
| 2023-08-08 | 4 | WP Energy Chisholm Holdings, L.P. — 10% owner WP Energy Partners Chisholm Holdings, L.P. — 10% owner Warburg Pincus Private Equity (E&P) XII (A), L.P. — 10% owner WP XII Chisholm Holdings, L.P. — 10% owner Warburg Pincus XII (E&P) Partners-2 Chisholm, LLC — 10% owner Warburg Pincus Private Equity (E&P) XII-D (A), L.P. — 10% owner Warburg Pincus Private Equity (E&P) XII-E (A), L.P. — 10% owner Warburg Pincus XII (E&P) Partners-1, L.P. — 10% owner WP XII (E&P) Partners (A), L.P. — 10% owner | Sale (S): 5,000,000 @ $14.52 | EDGAR |
| 2023-08-08 | 4 | Warburg Pincus Partners II (US), L.P. — 10% owner Warburg Pincus & Co US, LLC — 10% owner WARBURG PINCUS LLC — 10% owner | Sale (S): 5,000,000 @ $14.52 | EDGAR |
| 2023-08-08 | 4 | Warburg Pincus (E&P) XII, L.P. — 10% owner Warburg Pincus XII (E&P) Partners-2, L.P. — 10% owner Warburg Pincus (E&P) XII LLC — 10% owner WARBURG PINCUS XI (E&P) PARTNERS-B, L.P. — 10% owner WARBURG PINCUS (E&P) XI, L.P. — 10% owner WARBURG PINCUS (E&P) XI LLC — 10% owner WARBURG PINCUS PARTNERS (E&P) XI LLC — 10% owner Warburg Pincus Energy (E&P) Partners-B, L.P. — 10% owner Warburg Pincus (E&P) Energy GP, L.P. — 10% owner Warburg Pincus (E&P) Energy LLC — 10% owner | Sale (S): 5,000,000 @ $14.52 | EDGAR |
| 2023-08-08 | 4 | Warburg Pincus Private Equity (E&P) XI-A, L.P. — 10% owner Warburg Pincus XI (E&P) Partners - A, L.P. — 10% owner WP IRH Holdings, L.P. — 10% owner Warburg Pincus XI (E&P) Partners-B IRH, LLC — 10% owner WP Energy IRH Holdings, L.P. — 10% owner WP Energy Partners IRH Holdings, L.P. — 10% owner Warburg Pincus Energy (E&P) Partners-B IRH, LLC — 10% owner Warburg Pincus Energy (E&P) Partners-A, L.P. — 10% owner Warburg Pincus Energy (E&P)-A, L.P. — 10% owner Warburg Pincus Energy (E&P) Partners-B Chisholm, LLC — 10% owner | Sale (S): 5,000,000 @ $14.52 | EDGAR |
| 2023-06-30 | 4 | Lodzinski Frank Alan — Executive Chairman, Director | Tax withholding (F): 3,188 @ $14.10 | EDGAR |
| 2023-06-30 | 4 | Collins Steven C. — EVP and COO | Tax withholding (F): 3,872 @ $14.10 | EDGAR |
| 2023-06-30 | 4 | Lumpkin Mark Jr — EVP and CFO | Tax withholding (F): 3,872 @ $14.10 | EDGAR |
| 2023-06-30 | 4 | Oviedo Tony — EVP, PAO | Tax withholding (F): 3,727 @ $14.10 | EDGAR |
| 2023-06-30 | 4 | Anderson Robert John — President and CEO, Director | Tax withholding (F): 7,231 @ $14.10 | EDGAR |
| 2023-04-03 | 4 | Collins Steven C. — EVP and COO | Tax withholding (F): 3,872 @ $12.80 | EDGAR |
| 2023-04-03 | 4 | Oviedo Tony — EVP, PAO | Tax withholding (F): 3,727 @ $12.80 | EDGAR |
| 2023-04-03 | 4 | Lumpkin Mark Jr — EVP and CFO | Tax withholding (F): 3,872 @ $12.80 | EDGAR |
| 2023-04-03 | 4 | Lodzinski Frank Alan — Executive Chairman, Director | Tax withholding (F): 3,170 @ $12.80 | EDGAR |
| 2023-04-03 | 4 | Anderson Robert John — President and CEO, Director | Tax withholding (F): 7,231 @ $12.80 | EDGAR |
| 2023-03-20 | 4 | Anderson Robert John — President and CEO, Director | Purchase (P): 5,000 @ $11.45 · Purchase (P): 5,000 @ $11.75 | EDGAR |
Recent 8-K events — EARTHSTONE ENERGY INC
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-11-03 | 8-K | 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-11-01 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-10-30 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 8.01 — Other Events | EDGAR |
| 2023-10-23 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-10-03 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-09-20 | 8-K | 8.01 — Other Events | EDGAR |
| 2023-09-06 | 8-K | 7.01 — Regulation FD Disclosure | EDGAR |
| 2023-09-05 | 8-K/A | 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-08-22 | 8-K | 1.01 — Entry into a Material Definitive Agreement 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-08-21 | 8-K/A | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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