FFWM insider transaction filings
First Foundation Inc. — 33 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-04-01. Screen FFWM transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-01 | 4 | SHAFER THOMAS C — Chief Executive Officer, Director | Disposition to issuer (D): 500,000 @ $0 | EDGAR |
| 2026-04-01 | 4 | HAKOPIAN JOHN — President, FFA | Disposition to issuer (D): 82,554 @ $0 · Disposition to issuer (D): 620,842 @ $0 · Disposition to issuer (D): 5,287 (derivative) @ $0 | EDGAR |
| 2026-04-01 | 4 | Edelson Sam — Director | Disposition to issuer (D): 13,308 @ $0 | EDGAR |
| 2026-04-01 | 4 | Parker C. Allen — Director | Disposition to issuer (D): 13,308 @ $0 | EDGAR |
| 2026-04-01 | 4 | MACKOVAK BENJAMIN — Director | Disposition to issuer (D): 13,308 @ $0 · Disposition to issuer (D): 6,768,343 @ $0 | EDGAR |
| 2026-04-01 | 4 | ROSENBERG MITCHELL M. — Director | Disposition to issuer (D): 21,961 @ $0 · Disposition to issuer (D): 66,050 @ $0 | EDGAR |
| 2026-04-01 | 4 | PAGLIARINI ELIZABETH A. — Director | Disposition to issuer (D): 21,961 @ $0 · Disposition to issuer (D): 22,956 @ $0 · Disposition to issuer (D): 7,143 @ $0 | EDGAR |
| 2026-04-01 | 4 | Britton James — Chief Financial Officer | Disposition to issuer (D): 59,223 @ $0 · Disposition to issuer (D): 21,147 (derivative) @ $0 | EDGAR |
| 2026-04-01 | 4 | BRIGGS MAX — Director | Disposition to issuer (D): 39,004 @ $0 · Disposition to issuer (D): 46,072 @ $0 · Disposition to issuer (D): 6,000 @ $0 | EDGAR |
| 2026-04-01 | 4 | SONENSHINE JACOB — Director | Disposition to issuer (D): 23,863 @ $0 · Disposition to issuer (D): 94,882 @ $0 | EDGAR |
| 2026-04-01 | 4 | LAGOMARSINO SIMONE — President, Director | Disposition to issuer (D): 50,002 @ $0 · Disposition to issuer (D): 121,951 @ $0 · Disposition to issuer (D): 14,098 (derivative) @ $0 | EDGAR |
| 2026-02-23 | 4 | HAKOPIAN JOHN — President, FFA | Tax withholding (F): 755 @ $6.24 | EDGAR |
| 2026-02-20 | 4 | Britton James — Chief Financial Officer | Tax withholding (F): 2,786 @ $6.24 | EDGAR |
| 2026-02-20 | 4 | LAGOMARSINO SIMONE — President, Director | Tax withholding (F): 2,579 @ $6.24 | EDGAR |
| 2025-10-24 | 4 | Britton James — Chief Financial Officer | Tax withholding (F): 7,648 @ $5.45 | EDGAR |
| 2025-10-24 | 4 | HAKOPIAN JOHN — President, FFA | Tax withholding (F): 12,746 @ $5.45 | EDGAR |
| 2025-09-03 | 4 | Britton James — Chief Financial Officer | Tax withholding (F): 974 @ $5.95 | EDGAR |
| 2025-08-27 | 4 | LAGOMARSINO SIMONE — President, Director | Grant/award (A): 33,784 @ $0 | EDGAR |
| 2025-06-03 | 4 | MACKOVAK BENJAMIN — Director | Grant/award (A): 13,308 @ $0 | EDGAR |
| 2025-06-02 | 4 | SONENSHINE JACOB — Director | Grant/award (A): 15,210 @ $0 | EDGAR |
| 2025-06-02 | 4 | ROSENBERG MITCHELL M. — Director | Grant/award (A): 13,308 @ $0 | EDGAR |
| 2025-06-02 | 4 | Parker C. Allen — Director | Grant/award (A): 13,308 @ $0 | EDGAR |
| 2025-06-02 | 4 | Edelson Sam — Director | Grant/award (A): 13,308 @ $0 | EDGAR |
| 2025-06-02 | 4 | BRIGGS MAX — Director | Grant/award (A): 15,210 @ $0 | EDGAR |
| 2025-06-02 | 4 | PAGLIARINI ELIZABETH A. — Director | Grant/award (A): 13,308 @ $0 | EDGAR |
| 2025-03-03 | 4 | Naghibi Christopher M. — Chief Operating Officer | Option exercise (M): 1,394 @ $5.09 · Tax withholding (F): 572 @ $5.09 · Option exercise (M): 1,394 (derivative) @ $5.09 | EDGAR |
| 2025-03-03 | 4 | HAKOPIAN JOHN — President, FFA | Option exercise (M): 653 @ $5.09 · Tax withholding (F): 193 @ $5.09 · Option exercise (M): 653 (derivative) @ $5.09 | EDGAR |
| 2025-03-03 | 4 | Nuno Hugo J. — Chief Banking Officer | Option exercise (M): 1,125 @ $5.09 · Tax withholding (F): 462 @ $5.09 · Option exercise (M): 1,125 (derivative) @ $5.09 | EDGAR |
| 2025-02-21 | 4 | HAKOPIAN JOHN — President, FFA | Grant/award (A): 7,049 @ $0 · Grant/award (A): 10,573 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Nuno Hugo J. — Chief Banking Officer | Grant/award (A): 28,195 @ $0 · Grant/award (A): 42,293 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Naghibi Christopher M. — Chief Operating Officer | Grant/award (A): 28,195 @ $0 · Grant/award (A): 42,293 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Britton James — Chief Financial Officer | Grant/award (A): 28,195 @ $0 · Grant/award (A): 42,293 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | LAGOMARSINO SIMONE — President, FFB, Director | Grant/award (A): 18,797 @ $0 · Grant/award (A): 28,195 (derivative) @ $0 | EDGAR |
Recent 8-K events — First Foundation Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-04-01 | 8-K | 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-31 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-12 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-27 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-02-25 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-06 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-30 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-27 | 8-K | 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
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