FOCS insider filings
Focus Financial Partners Inc. — 12 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2023-09-01. Screen FOCS transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for FOCS between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — Focus Financial Partners Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2023-09-01 | 4 | Adolf Ruediger — CEO and Chairman, Director | Option exercise (M): 556,177 (derivative) · Option exercise (M): 584,552 (derivative) · Disposition to issuer (D): 92,940 (derivative) @ $0 · Disposition to issuer (D): 46,470 (derivative) @ $0 | EDGAR |
| 2023-09-01 | 4 | Shanahan James — Chief Financial Officer | Option exercise (M): 46,269 · Disposition to issuer (D): 46,269 @ $53 · Option exercise (M): 907,468 · Disposition to issuer (D): 907,468 @ $53 · Tax withholding (F): 10,811 (derivative) @ $53 · Other (J): 90,000 (derivative) @ $34 · +19 more | EDGAR |
| 2023-09-01 | 4 | Adolf Ruediger — CEO and Chairman, Director | Option exercise (M): 1,795,225 · Disposition to issuer (D): 1,795,225 @ $53 · Option exercise (M): 584,552 · Disposition to issuer (D): 584,552 @ $53 · Tax withholding (F): 19,014 (derivative) @ $53 · Other (J): 56,604 (derivative) @ $53 · +28 more | EDGAR |
| 2023-09-01 | 4 | Morganroth Greg S. — Director | Option exercise (M): 20,311 · Disposition to issuer (D): 20,311 @ $53 · Option exercise (M): 30,000 (derivative) @ $0 · Option exercise (M): 9,341 (derivative) @ $0 · Option exercise (M): 5,948 (derivative) @ $0 · Option exercise (M): 15,937 (derivative) · +2 more | EDGAR |
| 2023-09-01 | 4 | LeMieux George — Director | Option exercise (M): 9,611 · Disposition to issuer (D): 9,611 @ $53 · Option exercise (M): 5,948 (derivative) @ $0 · Option exercise (M): 30,000 (derivative) @ $0 · Option exercise (M): 7,350 (derivative) · Option exercise (M): 9,611 (derivative) | EDGAR |
| 2023-09-01 | 4 | McGranahan John Russell — General Counsel | Option exercise (M): 413,124 · Disposition to issuer (D): 414,124 @ $53 · Tax withholding (F): 6,679 (derivative) @ $53 · Other (J): 20,611 (derivative) @ $53 · Other (J): 47,113 (derivative) @ $32 · Other (J): 29,741 (derivative) @ $15.41 · +10 more | EDGAR |
| 2023-09-01 | 4 | Neuhoff Elizabeth R. — Director | Option exercise (M): 9,611 · Disposition to issuer (D): 9,611 @ $53 · Option exercise (M): 5,948 (derivative) @ $0 · Option exercise (M): 30,000 (derivative) @ $0 · Option exercise (M): 7,350 (derivative) · Option exercise (M): 9,611 (derivative) | EDGAR |
| 2023-09-01 | 4 | Kodialam Rajini Sundar — Chief Operating Officer, Director | Option exercise (M): 484,019 · Disposition to issuer (D): 484,019 @ $53 · Option exercise (M): 937,295 · Disposition to issuer (D): 937,295 @ $53 · Tax withholding (F): 12,098 (derivative) @ $53 · Option exercise (M): 284,389 (derivative) @ $0 · +20 more | EDGAR |
| 2023-09-01 | 4 | Chang Leonard R. — Sr. Managing Dir/Head of M&A | Option exercise (M): 947,643 · Disposition to issuer (D): 947,643 @ $53 · Tax withholding (F): 12,085 (derivative) @ $53 · Disposition to issuer (D): 249,982 (derivative) @ $0 · Option exercise (M): 350,018 (derivative) @ $0 · Disposition to issuer (D): 249,982 (derivative) @ $0 · +14 more | EDGAR |
| 2023-09-01 | 4 | Feliciani Joseph — Director | Option exercise (M): 28,147 · Disposition to issuer (D): 28,147 @ $53 · Option exercise (M): 30,000 (derivative) @ $0 · Option exercise (M): 23,910 (derivative) @ $0 · Option exercise (M): 9,341 (derivative) @ $0 · Option exercise (M): 5,948 (derivative) @ $0 · +3 more | EDGAR |
| 2023-08-31 | 4 | Carey James D — Director | Option exercise (M): 8,250,165 · Disposition to issuer (D): 16,048,975 @ $53 · Option exercise (M): 8,250,165 (derivative) @ $0 | EDGAR |
| 2023-08-31 | 4 | STONE POINT CAPITAL LLC — Director, 10% owner Trident FFP LP — Director, 10% owner Trident VI, L.P. — Director, 10% owner Trident VI DE Parallel Fund, L.P. — Director, 10% owner Trident VI Parallel Fund, L.P. — Director, 10% owner Trident FFP GP LLC — Director, 10% owner Trident Capital VI, L.P. — Director, 10% owner | Option exercise (M): 8,250,165 · Disposition to issuer (D): 8,250,165 @ $53 · Disposition to issuer (D): 955,755 @ $53 · Disposition to issuer (D): 6,701,039 @ $53 · Disposition to issuer (D): 142,016 @ $53 · Option exercise (M): 8,250,165 (derivative) @ $0 | EDGAR |
Recent 8-K events — Focus Financial Partners Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-08-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-08-04 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2023-08-03 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-07-14 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2023-07-06 | 8-K | 8.01 — Other Events | EDGAR |
| 2023-05-04 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-02-28 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-02-27 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-02-16 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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