FTHY insider filings
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND — 16 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-09-29. Screen FTHY transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 4 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 4 filings by 2 insiders — 22,741 shares, $293,773 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 10,000 shares @ $12.92 ($129,247) by MCGAREL DAVID, filed 2026-09-28.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| HOUSEY WILLIAM A JR | 3 | 4 legs · 12,741 sh · $164,526 | — | — |
| MCGAREL DAVID — Officer-Investment Adviser | 1 | 1 leg · 10,000 sh · $129,247 | — | — |
Recent insider filings — FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-29 | 4 | HOUSEY WILLIAM A JR | Purchase (P): 2,500 @ $12.87 | EDGAR |
| 2026-09-28 | 4 | MCGAREL DAVID — Officer-Investment Adviser | Purchase (P): 10,000 @ $12.92 | EDGAR |
| 2026-09-25 | 4 | HOUSEY WILLIAM A JR | Purchase (P): 5,000 @ $12.90 | EDGAR |
| 2026-09-24 | 4 | HOUSEY WILLIAM A JR | Purchase (P): 241 @ $12.92 · Purchase (P): 5,000 @ $12.95 | EDGAR |
| 2025-08-21 | 4 | Ziets Kevin L | Purchase (P): 3,000 @ $14.60 | EDGAR |
| 2025-04-23 | 4 | Dykas James M — President, CEO | Purchase (P): 200 @ $13.81 · Purchase (P): 200 @ $13.80 | EDGAR |
| 2025-03-13 | 4 | BOWEN JAMES A — Director | Purchase (P): 30,000 @ $14.46 | EDGAR |
| 2024-10-02 | 4 | BOWEN JAMES A — Director | Purchase (P): 12,130 @ $15.09 | EDGAR |
| 2024-10-01 | 4 | BOWEN JAMES A — Director | Purchase (P): 4,370 @ $15.20 | EDGAR |
| 2024-09-11 | 4 | BOWEN JAMES A — Director | Purchase (P): 17,000 @ $14.75 | EDGAR |
| 2024-06-18 | 4 | MCGAREL DAVID — Officer-Investment Adviser | Purchase (P): 6,000 @ $14.02 · Purchase (P): 5,000 @ $14.01 · Purchase (P): 3,000 @ $14.01 | EDGAR |
| 2024-04-15 | 4 | BOWEN JAMES A — Director | Purchase (P): 20,000 @ $14.07 | EDGAR |
| 2024-04-11 | 4 | HOUSEY WILLIAM A JR | Purchase (P): 100 @ $14.25 · Purchase (P): 3,500 @ $14.25 | EDGAR |
| 2024-04-09 | 4 | LINDQUIST DANIEL J — Vice President | Purchase (P): 2,400 @ $14.30 · Purchase (P): 1,100 @ $14.30 | EDGAR |
| 2024-04-04 | 4 | BOWEN JAMES A — Director | Purchase (P): 16,000 @ $14.25 | EDGAR |
| 2024-03-27 | 4 | BOWEN JAMES A — Director | Purchase (P): 50,000 @ $14.50 | EDGAR |
Recent 8-K events — FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2023-11-13 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-09-12 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-06-23 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
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