GAIN insider filings
GLADSTONE INVESTMENT CORPORATION\DE — 7 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-08-19. Screen GAIN transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 1 insider filing (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing by 1 insider — 1,500 shares, $24,300 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,500 shares @ $16.20 ($24,300) by Ritchie Taylor, filed 2026-08-19.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| Ritchie Taylor — Chief Financial Officer | 1 | 1 leg · 1,500 sh · $24,300 | — | — |
Recent insider filings — GLADSTONE INVESTMENT CORPORATION\DE
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-19 | 4 | Ritchie Taylor — Chief Financial Officer | Purchase (P): 1,500 @ $16.20 | EDGAR |
| 2026-05-19 | 4 | Ritchie Taylor — Chief Financial Officer | Purchase (P): 450 @ $16.50 · Purchase (P): 150 @ $16.29 · Purchase (P): 160 @ $16.15 · Purchase (P): 155 @ $16.10 | EDGAR |
| 2024-10-11 | 4 | DULLUM DAVID A R — President | Gift (G): 3,000 @ $0 | EDGAR |
| 2023-11-07 | 4 | Easton Rachael Z. — CFO and Treasurer | Purchase (P): 650 @ $14.67 | EDGAR |
| 2023-08-08 | 4 | DULLUM DAVID A R — President | Purchase (P): 5,000 @ $13.39 | EDGAR |
| 2023-03-17 | 4 | Easton Rachael Z. — CFO and Treasurer | Purchase (P): 375 @ $13.12 | EDGAR |
| 2023-03-15 | 4 | DULLUM DAVID A R — President | Purchase (P): 3,000 @ $12.84 | EDGAR |
Recent 8-K events — GLADSTONE INVESTMENT CORPORATION\DE
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-10-01 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-09-04 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-08-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-06 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-07-08 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-11 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-02 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-12 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-23 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-18 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
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