GUG insider filings

Name: GUG insider filings (SEC Forms 3/4/5)
Creator: FilingPulse
License: https://www.sec.gov/edgar

Guggenheim Active Allocation Fund — 37 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-03-09. Screen GUG transaction legs live →

Insider transaction summary — last 90 days

No insider filings (Forms 3/4/5) for GUG between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.

Recent insider filings — Guggenheim Active Allocation Fund

Filed	Form	Insider	Reported transactions	Source
2026-03-09	4	Barnes Randall C — Director	Sale (S): 3,000 @ $15.85	EDGAR
2025-12-19	4	NYBERG RONALD — Director	Purchase (P): 321 @ $15.53	EDGAR
2025-05-08	4	NYBERG RONALD — Director	Purchase (P): 1,305 @ $15.15	EDGAR
2025-04-01	4	TOUPIN RONALD E JR — Director	Purchase (P): 1,500 @ $15.10	EDGAR
2024-10-04	4	Barnes Randall C — Director	Sale (S): 500 @ $16.45	EDGAR
2024-09-03	4	Brock-Kyle Angela — Director	Purchase (P): 907 @ $15.94 · Purchase (P): 2 @ $15.93 · Purchase (P): 0.43 @ $15.99	EDGAR
2024-04-01	4	TOUPIN RONALD E JR — Director	Purchase (P): 194 @ $14.65	EDGAR
2024-01-30	4	Barnes Randall C — Director	Purchase (P): 385 @ $14.50	EDGAR
2023-12-29	4	TOUPIN RONALD E JR — Director	Purchase (P): 200 @ $14.66	EDGAR
2023-12-13	4	Barnes Randall C — Director	Purchase (P): 5,880 @ $13.92	EDGAR
2023-12-11	4	Barnes Randall C — Director	Purchase (P): 2,000 @ $14.07	EDGAR
2023-12-08	4	Barnes Randall C — Director	Purchase (P): 7,725 @ $14.12	EDGAR
2023-12-07	4	Barnes Randall C — Director	Purchase (P): 14,705 @ $14.01	EDGAR
2023-12-06	4	Barnes Randall C — Director	Purchase (P): 6,000 @ $13.92	EDGAR
2023-11-30	4	Barnes Randall C — Director	Purchase (P): 1,000 @ $13.85	EDGAR
2023-11-30	4	TOUPIN RONALD E JR — Director	Purchase (P): 200 @ $13.73	EDGAR
2023-11-01	4	Barnes Randall C — Director	Purchase (P): 1,000 @ $12.99	EDGAR
2023-10-31	4	TOUPIN RONALD E JR — Director	Purchase (P): 220 @ $13.04	EDGAR
2023-10-23	4	Brock-Kyle Angela — Director	Purchase (P): 775 @ $12.89	EDGAR
2023-09-29	4	Barnes Randall C — Director	Purchase (P): 1,784 @ $13.58	EDGAR
2023-09-29	4	TOUPIN RONALD E JR — Director	Purchase (P): 215 @ $13.54	EDGAR
2023-09-05	4	Barnes Randall C — Director	Purchase (P): 1,390 @ $13.98	EDGAR
2023-09-01	4	Barnes Randall C — Director	Purchase (P): 333 @ $14.10	EDGAR
2023-09-01	4	TOUPIN RONALD E JR — Director	Purchase (P): 202 @ $14.10	EDGAR
2023-08-01	4	Barnes Randall C — Director	Purchase (P): 1,729 @ $14.16	EDGAR
2023-07-31	4	TOUPIN RONALD E JR — Director	Purchase (P): 202 @ $14.23	EDGAR
2023-07-05	4	TOUPIN RONALD E JR — Director	Purchase (P): 202 @ $14.30	EDGAR
2023-07-03	4	Barnes Randall C — Director	Purchase (P): 1,645 @ $14.36	EDGAR
2023-06-07	4	Barnes Randall C — Director	Purchase (P): 310 @ $13.80	EDGAR
2023-06-01	4	Barnes Randall C — Director	Purchase (P): 1,400 @ $13.75	EDGAR
2023-06-01	4	TOUPIN RONALD E JR — Director	Purchase (P): 215 @ $13.90	EDGAR
2023-05-02	4	Barnes Randall C — Director	Purchase (P): 1,146 @ $14.11	EDGAR
2023-05-01	4	Barnes Randall C — Director	Purchase (P): 500 @ $14.08	EDGAR
2023-04-28	4	TOUPIN RONALD E JR — Director	Purchase (P): 200 @ $14.03	EDGAR
2023-04-10	4	TOUPIN RONALD E JR — Director	Purchase (P): 250 @ $14.18	EDGAR
2023-03-13	4	TOUPIN RONALD E JR — Director	Purchase (P): 245 @ $13.98	EDGAR
2023-03-10	4	Barnes Randall C — Director	Purchase (P): 1,610 @ $14.27	EDGAR

Recent 8-K events — Guggenheim Active Allocation Fund

Filed	Form	Items reported	Source
2025-12-15	8-K	1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 9.01 — Financial Statements and Exhibits	EDGAR

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