HGBL insider transaction filings
Heritage Global Inc. — 37 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-20. Screen HGBL transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | COBB BRIAN J. — CFO | Purchase (P): 20,000 @ $1.10 | EDGAR |
| 2026-08-17 | 4 | Hounsell Bruce Kenneth — President, Heritage DebtX LLC | Purchase (P): 10,000 @ $1.14 | EDGAR |
| 2026-08-17 | 4 | Dove Nicholas Kirk — President, Industrial Assets | Purchase (P): 60,000 @ $1.10 | EDGAR |
| 2026-05-27 | 4 | Dove Nicholas Kirk — President, Industrial Assets | Purchase (P): 26,000 @ $1.22 | EDGAR |
| 2026-05-18 | 4 | Ludwig Thomas Van — President, NLEX | Option exercise (M): 31,875 @ $0.70 · Tax withholding (F): 23,919 @ $1.22 · Option exercise (M): 31,875 (derivative) @ $0 | EDGAR |
| 2026-05-08 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.33 | EDGAR |
| 2026-04-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.35 | EDGAR |
| 2026-03-27 | 4 | Sharpe Kelly S — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Sinsley Barbara A — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Hexner Michael — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | SHIMER SAMUEL L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-26 | 4 | Burnham William L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2026-03-03 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.30 | EDGAR |
| 2026-02-03 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.37 | EDGAR |
| 2026-01-05 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.23 | EDGAR |
| 2025-12-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.31 | EDGAR |
| 2025-11-04 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 3,734 @ $1.43 | EDGAR |
| 2025-10-02 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Sale (S): 7,468 @ $1.63 | EDGAR |
| 2025-03-28 | 4/A | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $1.61 | EDGAR |
| 2025-03-26 | 4 | COBB BRIAN J. — CFO | Tax withholding (F): 6,408 @ $2.11 | EDGAR |
| 2025-03-26 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Tax withholding (F): 4,727 @ $2.11 | EDGAR |
| 2025-03-26 | 4 | DOVE ROSS — CEO, Director | Tax withholding (F): 25,094 @ $2.11 | EDGAR |
| 2025-03-12 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 7,000 @ $1.97 | EDGAR |
| 2025-03-10 | 4 | COBB BRIAN J. — CFO | Grant/award (A): 11,848 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sharpe Kelly S — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sinsley Barbara A — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Hexner Michael — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Sklar James Edward — EVP, Gen Counsel & Secretary | Grant/award (A): 11,848 @ $0 | EDGAR |
| 2025-03-10 | 4 | SHIMER SAMUEL L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | Burnham William L — Director | Grant/award (A): 20,000 @ $0 | EDGAR |
| 2025-03-10 | 4 | DOVE ROSS — CEO, Director | Grant/award (A): 44,355 @ $0 | EDGAR |
| 2025-03-07 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.07 | EDGAR |
| 2025-03-05 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.05 | EDGAR |
| 2025-02-27 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.02 | EDGAR |
| 2025-02-20 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.24 | EDGAR |
| 2025-02-13 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.24 | EDGAR |
| 2025-01-30 | 4 | Ludwig David Van — President of subsidiary, Director | Sale (S): 10,000 @ $2.13 | EDGAR |
Recent 8-K events — Heritage Global Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-03 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-31 | 8-K | ? 2.06 — Material Impairments 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-04 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-01-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-06-09 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-02-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
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