HLI insider transaction filings

HOULIHAN LOKEY, INC. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-05. Screen HLI transaction legs live →

FiledFormInsiderReported transactionsSource
2026-08-054ALLEY J LINDSEY — Chief Financial OfficerPurchase (P): 4,020 @ $124.52EDGAR
2026-05-224CRAIN CHRISTOPHER M — GENERAL COUNSELGrant/award (A): 3,197 (derivative) @ $0 · Code (Z): 3,197 (derivative) @ $0EDGAR
2026-05-224Adelson Scott Joseph — CEO, DirectorGrant/award (A): 13,952 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 17,274 (derivative) @ $0EDGAR
2026-05-224ALLEY J LINDSEY — Chief Financial OfficerGrant/award (A): 3,778 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 7,100 (derivative) @ $0EDGAR
2026-05-224SIEGERT PAUL ERIC — CO-CHAIRMANGrant/award (A): 19,815 (derivative) @ $0 · Code (Z): 19,815 (derivative) @ $0EDGAR
2026-05-214BEISER SCOTT L — CO-CHAIRMAN, Director, 10% ownerConversion (C): 6,265 @ $0 · Sale (S): 6,265 @ $150.26 · Conversion (C): 6,265 (derivative) @ $0EDGAR
2026-05-214Walker Cyrus D. — DirectorGrant/award (A): 996 @ $0EDGAR
2026-05-214Bassey Ekpedeme M — DirectorGrant/award (A): 797 @ $0EDGAR
2026-05-214Zucker Gillian Beth — DirectorGrant/award (A): 996 @ $0EDGAR
2026-05-214ZUBER PAUL ANDREW — DirectorGrant/award (A): 797 @ $0EDGAR
2026-05-214Mund Ronald Scott — DirectorGrant/award (A): 476 @ $0EDGAR
2026-05-214SCHRIESHEIM ROBERT A — DirectorGrant/award (A): 1,129 @ $0EDGAR
2026-05-194CRAIN CHRISTOPHER M — GENERAL COUNSELTax withholding (F): 2,107 (derivative) @ $150.35EDGAR
2026-05-194Carter Todd J — DirectorTax withholding (F): 13,707 (derivative) @ $150.35EDGAR
2026-05-194BEISER SCOTT L — CO-CHAIRMAN, Director, 10% ownerTax withholding (F): 6,497 (derivative) @ $150.35EDGAR
2026-05-194ALLEY J LINDSEY — Chief Financial OfficerTax withholding (F): 2,983 (derivative) @ $150.35EDGAR
2026-05-194Adelson Scott Joseph — CEO, DirectorTax withholding (F): 11,093 (derivative) @ $150.35EDGAR
2026-05-194SIEGERT PAUL ERIC — CO-CHAIRMANTax withholding (F): 9,359 (derivative) @ $150.35EDGAR
2026-05-194GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerTax withholding (F): 4,619 (derivative) @ $150.35EDGAR
2026-04-024CRAIN CHRISTOPHER M — GENERAL COUNSELConversion (C): 500 @ $0 · Sale (S): 500 @ $143.40 · Conversion (C): 500 (derivative) @ $0EDGAR
2026-02-104SCHRIESHEIM ROBERT A — DirectorSale (S): 5,000 @ $170.86EDGAR
2026-01-054CRAIN CHRISTOPHER M — GENERAL COUNSELConversion (C): 500 @ $0 · Sale (S): 500 @ $174.17 · Conversion (C): 500 (derivative) @ $0EDGAR
2025-12-084GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerConversion (C): 5,000 @ $0 · Gift (G): 5,000 @ $0 · Conversion (C): 5,000 (derivative) @ $0EDGAR
2025-12-014CRAIN CHRISTOPHER M — GENERAL COUNSELConversion (C): 1,200 @ $0 · Gift (G): 1,200 @ $0 · Conversion (C): 1,200 (derivative) @ $0EDGAR
2025-11-124BEISER SCOTT L — CO-CHAIRMAN, Director, 10% ownerConversion (C): 8,000 @ $0 · Gift (G): 8,000 @ $0 · Conversion (C): 8,000 (derivative) @ $0EDGAR
2025-10-144Mund Ronald Scott — DirectorGrant/award (A): 483 @ $0EDGAR
2025-09-184GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerConversion (C): 6,811 @ $0 · Sale (S): 6,811 @ $202.75 · Conversion (C): 6,811 (derivative) @ $0EDGAR
2025-09-034CRAIN CHRISTOPHER M — GENERAL COUNSELConversion (C): 500 @ $0 · Sale (S): 500 @ $196.22 · Conversion (C): 500 (derivative) @ $0EDGAR
2025-08-284SIEGERT PAUL ERIC — CO-CHAIRMANConversion (C): 40,000 @ $0 · Sale (S): 40,000 @ $199.95 · Conversion (C): 40,000 (derivative) @ $0EDGAR
2025-08-074Adelson Scott Joseph — CEO, DirectorCode (Z): 57,200 (derivative) @ $0 · Gift (G): 57,200 (derivative) @ $0 · Code (Z): 57,200 (derivative) @ $0EDGAR
2025-07-214SIEGERT PAUL ERIC — CO-CHAIRMANGrant/award (A): 2,818 (derivative) @ $0 · Code (Z): 2,818 (derivative) @ $0EDGAR
2025-07-144Zucker Gillian Beth — DirectorSale (S): 200 @ $191.65EDGAR
2025-06-304GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerConversion (C): 5,000 @ $0 · Sale (S): 5,000 @ $182.81 · Conversion (C): 5,000 (derivative) @ $0EDGAR
2025-06-264GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerConversion (C): 5,000 @ $0 · Gift (G): 5,000 @ $0 · Conversion (C): 5,000 (derivative) @ $0EDGAR
2025-06-134Zucker Gillian Beth — DirectorSale (S): 200 @ $174.37EDGAR
2025-06-034CRAIN CHRISTOPHER M — GENERAL COUNSELConversion (C): 500 @ $0 · Sale (S): 500 @ $173.02 · Conversion (C): 500 (derivative) @ $0EDGAR
2025-05-234Walker Cyrus D. — DirectorGrant/award (A): 732 @ $0EDGAR
2025-05-234Bassey Ekpedeme M — DirectorGrant/award (A): 563 @ $0EDGAR
2025-05-234Zucker Gillian Beth — DirectorGrant/award (A): 732 @ $0EDGAR
2025-05-234ZUBER PAUL ANDREW — DirectorGrant/award (A): 563 @ $0EDGAR
2025-05-234CRAIN CHRISTOPHER M — GENERAL COUNSELGrant/award (A): 1,623 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 4,441 (derivative) @ $0EDGAR
2025-05-234ALLEY J LINDSEY — Chief Financial OfficerGrant/award (A): 2,962 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 5,780 (derivative) @ $0EDGAR
2025-05-234Carter Todd J — DirectorGrant/award (A): 2,645 (derivative) @ $0 · Code (Z): 2,645 (derivative) @ $0EDGAR
2025-05-234BEISER SCOTT L — CO-CHAIRMAN, Director, 10% ownerGrant/award (A): 2,959 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 5,777 (derivative) @ $0EDGAR
2025-05-234Adelson Scott Joseph — CEO, DirectorGrant/award (A): 9,864 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 12,682 (derivative) @ $0EDGAR
2025-05-234SCHRIESHEIM ROBERT A — DirectorGrant/award (A): 845 @ $0EDGAR
2025-05-234KOSECOFF JACQUELINE B — DirectorGrant/award (A): 563 @ $0EDGAR
2025-05-234SIEGERT PAUL ERIC — CO-CHAIRMANGrant/award (A): 21,661 (derivative) @ $0 · Code (Z): 21,661 (derivative) @ $0EDGAR
2025-05-234GOLD IRWIN — CO-CHAIRMAN, Director, 10% ownerGrant/award (A): 1,972 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 4,790 (derivative) @ $0EDGAR
2025-05-204BEISER SCOTT L — CO-CHAIRMAN, Director, 10% ownerConversion (C): 8,008 @ $0 · Sale (S): 8,008 @ $178.71 · Conversion (C): 15,000 @ $0 · Gift (G): 15,000 @ $0 · Conversion (C): 8,008 (derivative) @ $0 · Conversion (C): 15,000 (derivative) @ $0EDGAR

Recent 8-K events — HOULIHAN LOKEY, INC.

FiledFormItems reportedSource
2026-08-138-K8.01 — Other Events
9.01 — Financial Statements and Exhibits
EDGAR
2026-07-308-K2.02 — Results of Operations and Financial Condition
9.01 — Financial Statements and Exhibits
EDGAR
2026-05-078-K2.02 — Results of Operations and Financial Condition
9.01 — Financial Statements and Exhibits
EDGAR
2026-02-258-K8.01 — Other Events
9.01 — Financial Statements and Exhibits
EDGAR
2026-01-298-K2.02 — Results of Operations and Financial Condition
9.01 — Financial Statements and Exhibits
EDGAR
2026-01-298-K5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain OfficersEDGAR
2025-12-308-K1.01 — Entry into a Material Definitive Agreement
9.01 — Financial Statements and Exhibits
EDGAR
2025-10-318-K2.02 — Results of Operations and Financial Condition
9.01 — Financial Statements and Exhibits
EDGAR
2025-10-068-K5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain OfficersEDGAR
2025-09-198-K5.07 — Submission of Matters to a Vote of Security HoldersEDGAR
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