HLI insider transaction filings
HOULIHAN LOKEY, INC. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-05. Screen HLI transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | ALLEY J LINDSEY — Chief Financial Officer | Purchase (P): 4,020 @ $124.52 | EDGAR |
| 2026-05-22 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Grant/award (A): 3,197 (derivative) @ $0 · Code (Z): 3,197 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | Adelson Scott Joseph — CEO, Director | Grant/award (A): 13,952 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 17,274 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | ALLEY J LINDSEY — Chief Financial Officer | Grant/award (A): 3,778 (derivative) @ $0 · Grant/award (A): 3,322 (derivative) @ $0 · Code (Z): 7,100 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | SIEGERT PAUL ERIC — CO-CHAIRMAN | Grant/award (A): 19,815 (derivative) @ $0 · Code (Z): 19,815 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | BEISER SCOTT L — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 6,265 @ $0 · Sale (S): 6,265 @ $150.26 · Conversion (C): 6,265 (derivative) @ $0 | EDGAR |
| 2026-05-21 | 4 | Walker Cyrus D. — Director | Grant/award (A): 996 @ $0 | EDGAR |
| 2026-05-21 | 4 | Bassey Ekpedeme M — Director | Grant/award (A): 797 @ $0 | EDGAR |
| 2026-05-21 | 4 | Zucker Gillian Beth — Director | Grant/award (A): 996 @ $0 | EDGAR |
| 2026-05-21 | 4 | ZUBER PAUL ANDREW — Director | Grant/award (A): 797 @ $0 | EDGAR |
| 2026-05-21 | 4 | Mund Ronald Scott — Director | Grant/award (A): 476 @ $0 | EDGAR |
| 2026-05-21 | 4 | SCHRIESHEIM ROBERT A — Director | Grant/award (A): 1,129 @ $0 | EDGAR |
| 2026-05-19 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Tax withholding (F): 2,107 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | Carter Todd J — Director | Tax withholding (F): 13,707 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | BEISER SCOTT L — CO-CHAIRMAN, Director, 10% owner | Tax withholding (F): 6,497 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | ALLEY J LINDSEY — Chief Financial Officer | Tax withholding (F): 2,983 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | Adelson Scott Joseph — CEO, Director | Tax withholding (F): 11,093 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | SIEGERT PAUL ERIC — CO-CHAIRMAN | Tax withholding (F): 9,359 (derivative) @ $150.35 | EDGAR |
| 2026-05-19 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Tax withholding (F): 4,619 (derivative) @ $150.35 | EDGAR |
| 2026-04-02 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Conversion (C): 500 @ $0 · Sale (S): 500 @ $143.40 · Conversion (C): 500 (derivative) @ $0 | EDGAR |
| 2026-02-10 | 4 | SCHRIESHEIM ROBERT A — Director | Sale (S): 5,000 @ $170.86 | EDGAR |
| 2026-01-05 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Conversion (C): 500 @ $0 · Sale (S): 500 @ $174.17 · Conversion (C): 500 (derivative) @ $0 | EDGAR |
| 2025-12-08 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 5,000 @ $0 · Gift (G): 5,000 @ $0 · Conversion (C): 5,000 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Conversion (C): 1,200 @ $0 · Gift (G): 1,200 @ $0 · Conversion (C): 1,200 (derivative) @ $0 | EDGAR |
| 2025-11-12 | 4 | BEISER SCOTT L — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 8,000 @ $0 · Gift (G): 8,000 @ $0 · Conversion (C): 8,000 (derivative) @ $0 | EDGAR |
| 2025-10-14 | 4 | Mund Ronald Scott — Director | Grant/award (A): 483 @ $0 | EDGAR |
| 2025-09-18 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 6,811 @ $0 · Sale (S): 6,811 @ $202.75 · Conversion (C): 6,811 (derivative) @ $0 | EDGAR |
| 2025-09-03 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Conversion (C): 500 @ $0 · Sale (S): 500 @ $196.22 · Conversion (C): 500 (derivative) @ $0 | EDGAR |
| 2025-08-28 | 4 | SIEGERT PAUL ERIC — CO-CHAIRMAN | Conversion (C): 40,000 @ $0 · Sale (S): 40,000 @ $199.95 · Conversion (C): 40,000 (derivative) @ $0 | EDGAR |
| 2025-08-07 | 4 | Adelson Scott Joseph — CEO, Director | Code (Z): 57,200 (derivative) @ $0 · Gift (G): 57,200 (derivative) @ $0 · Code (Z): 57,200 (derivative) @ $0 | EDGAR |
| 2025-07-21 | 4 | SIEGERT PAUL ERIC — CO-CHAIRMAN | Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 2,818 (derivative) @ $0 | EDGAR |
| 2025-07-14 | 4 | Zucker Gillian Beth — Director | Sale (S): 200 @ $191.65 | EDGAR |
| 2025-06-30 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 5,000 @ $0 · Sale (S): 5,000 @ $182.81 · Conversion (C): 5,000 (derivative) @ $0 | EDGAR |
| 2025-06-26 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 5,000 @ $0 · Gift (G): 5,000 @ $0 · Conversion (C): 5,000 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Zucker Gillian Beth — Director | Sale (S): 200 @ $174.37 | EDGAR |
| 2025-06-03 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Conversion (C): 500 @ $0 · Sale (S): 500 @ $173.02 · Conversion (C): 500 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | Walker Cyrus D. — Director | Grant/award (A): 732 @ $0 | EDGAR |
| 2025-05-23 | 4 | Bassey Ekpedeme M — Director | Grant/award (A): 563 @ $0 | EDGAR |
| 2025-05-23 | 4 | Zucker Gillian Beth — Director | Grant/award (A): 732 @ $0 | EDGAR |
| 2025-05-23 | 4 | ZUBER PAUL ANDREW — Director | Grant/award (A): 563 @ $0 | EDGAR |
| 2025-05-23 | 4 | CRAIN CHRISTOPHER M — GENERAL COUNSEL | Grant/award (A): 1,623 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 4,441 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | ALLEY J LINDSEY — Chief Financial Officer | Grant/award (A): 2,962 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 5,780 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | Carter Todd J — Director | Grant/award (A): 2,645 (derivative) @ $0 · Code (Z): 2,645 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | BEISER SCOTT L — CO-CHAIRMAN, Director, 10% owner | Grant/award (A): 2,959 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 5,777 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | Adelson Scott Joseph — CEO, Director | Grant/award (A): 9,864 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 12,682 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | SCHRIESHEIM ROBERT A — Director | Grant/award (A): 845 @ $0 | EDGAR |
| 2025-05-23 | 4 | KOSECOFF JACQUELINE B — Director | Grant/award (A): 563 @ $0 | EDGAR |
| 2025-05-23 | 4 | SIEGERT PAUL ERIC — CO-CHAIRMAN | Grant/award (A): 21,661 (derivative) @ $0 · Code (Z): 21,661 (derivative) @ $0 | EDGAR |
| 2025-05-23 | 4 | GOLD IRWIN — CO-CHAIRMAN, Director, 10% owner | Grant/award (A): 1,972 (derivative) @ $0 · Grant/award (A): 2,818 (derivative) @ $0 · Code (Z): 4,790 (derivative) @ $0 | EDGAR |
| 2025-05-20 | 4 | BEISER SCOTT L — CO-CHAIRMAN, Director, 10% owner | Conversion (C): 8,008 @ $0 · Sale (S): 8,008 @ $178.71 · Conversion (C): 15,000 @ $0 · Gift (G): 15,000 @ $0 · Conversion (C): 8,008 (derivative) @ $0 · Conversion (C): 15,000 (derivative) @ $0 | EDGAR |
Recent 8-K events — HOULIHAN LOKEY, INC.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-13 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-30 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-07 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-25 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-29 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-12-30 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-31 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-06 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2025-09-19 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
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