HRZN insider transaction filings
Horizon Technology Finance Corp — 10 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-06-11. Screen HRZN transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-11 | 4 | O'Connor Kimberley Ann — Director | Purchase (P): 10,000 @ $4.37 | EDGAR |
| 2026-06-11 | 4/A | ALLISON THOMAS J. — Director | Purchase (P): 6,000 @ $4.36 | EDGAR |
| 2026-06-10 | 4 | Goodman Jonathan Joseph — Director | Purchase (P): 6,000 @ $4.33 | EDGAR |
| 2026-06-10 | 4 | Trolio Daniel R. — Executive VP and CFO | Purchase (P): 11,500 @ $4.34 | EDGAR |
| 2026-06-10 | 4 | Seitz Paul G — Chief Investment Officer | Purchase (P): 11,477 @ $4.35 | EDGAR |
| 2026-06-10 | 4 | Balkin Michael — Chief Executive Officer, Director | Grant/award (A): 93,527 · Purchase (P): 100,000 @ $4.34 | EDGAR |
| 2026-06-10 | 4 | ALLISON THOMAS J. — Director | Purchase (P): 6,000 @ $4.36 | EDGAR |
| 2026-04-14 | 4 | Seitz Paul G — Chief Investment Officer | Grant/award (A): 142 | EDGAR |
| 2026-04-14 | 4 | Balkin Michael — Chief Executive Officer, Director | Grant/award (A): 93,527 | EDGAR |
| 2026-04-14 | 4 | ALLISON THOMAS J. — Director | Grant/award (A): 49,926 | EDGAR |
Recent 8-K events — Horizon Technology Finance Corp
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-08-04 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-04 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-26 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-14 | 8-K | 4.01 — Changes in Registrant's Certifying Accountant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-14 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-19 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-16 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-13 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
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