JFR insider filings
NUVEEN FLOATING RATE INCOME FUND — 23 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-09-08. Screen JFR transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 1 insider filing (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing by 1 insider — 4,464 shares, $34,153 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 4,464 shares @ $7.65 ($34,153) by TOTH TERENCE J, filed 2026-09-08.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| TOTH TERENCE J | 1 | — | 1 leg · 4,464 sh · $34,153 | — |
Recent insider filings — NUVEEN FLOATING RATE INCOME FUND
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-08 | 4 | TOTH TERENCE J | Sale (S): 4,464 @ $7.65 | EDGAR |
| 2026-04-24 | 4 | Caraher Scott C. | Purchase (P): 7,000 @ $7.24 · Purchase (P): 7,000 @ $7.41 | EDGAR |
| 2026-01-02 | 4 | LAMB DAVID J — Vice President | Sale (S): 4,000 @ $7.84 | EDGAR |
| 2025-04-10 | 4 | Caraher Scott C. | Purchase (P): 5,000 @ $7.95 | EDGAR |
| 2025-03-24 | 4 | Caraher Scott C. | Purchase (P): 15,000 @ $8.40 | EDGAR |
| 2025-02-27 | 4 | Jones Nathaniel T. — Vice President and Treasurer | Option exercise/expiry (X): 454 @ $8.20 · Option exercise/expiry (X): 305 (derivative) @ $0 | EDGAR |
| 2025-02-27 | 4 | Caraher Scott C. | Option exercise/expiry (X): 4,240 @ $8.20 · Option exercise/expiry (X): 21,200 (derivative) @ $0 | EDGAR |
| 2025-02-27 | 4 | TOTH TERENCE J | Option exercise/expiry (X): 744 @ $8.20 · Option exercise/expiry (X): 3,720 (derivative) @ $0 | EDGAR |
| 2025-02-27 | 4 | Thornton Matthew III | Option exercise/expiry (X): 5,800 @ $8.20 · Option exercise/expiry (X): 29,000 (derivative) @ $0 | EDGAR |
| 2025-02-27 | 4 | MOSCHNER ALBIN F | Option exercise/expiry (X): 6,903.20 @ $8.20 · Option exercise/expiry (X): 34,516 (derivative) @ $0 | EDGAR |
| 2025-02-27 | 4 | LAMB DAVID J — Vice President | Option exercise/expiry (X): 13,631 @ $8.20 · Option exercise/expiry (X): 8,707 (derivative) @ $0 | EDGAR |
| 2024-10-02 | 4 | MOSCHNER ALBIN F | Sale (S): 20,000 @ $8.77 | EDGAR |
| 2024-03-11 | 4 | PERRY MICHAEL A — Vice President | Purchase (P): 6,600 @ $8.67 · Purchase (P): 5,844 @ $8.67 | EDGAR |
| 2023-12-15 | 4 | Thornton Matthew III | Purchase (P): 29,000 @ $8.16 | EDGAR |
| 2023-10-26 | 4 | Jones Nathaniel T. — Vice President and Treasurer | Sale (S): 1,406 @ $7.67 | EDGAR |
| 2023-10-04 | 4 | Caraher Scott C. | Sale (S): 29,503 @ $7.90 | EDGAR |
| 2023-09-29 | 4 | Caraher Scott C. | Sale (S): 35,000 @ $8.11 | EDGAR |
| 2023-09-27 | 4 | Caraher Scott C. | Sale (S): 25,000 @ $8.13 | EDGAR |
| 2023-09-08 | 4 | MOSCHNER ALBIN F | Purchase (P): 2,200 @ $8.19 | EDGAR |
| 2023-08-02 | 4 | Jones Nathaniel T. — Vice President and Treasurer | Other (J): 520 @ $0 · Other (J): 450 @ $0 | EDGAR |
| 2023-08-02 | 4 | Caraher Scott C. | Other (J): 62,923 @ $0 · Other (J): 51,636 @ $0 | EDGAR |
| 2023-08-02 | 4 | MOSCHNER ALBIN F | Other (J): 3,000 @ $0 | EDGAR |
| 2023-08-02 | 4 | LAMB DAVID J — Vice President | Other (J): 4,707 @ $0 | EDGAR |
Recent 8-K events — NUVEEN FLOATING RATE INCOME FUND
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2024-12-30 | 8-K | 8.01 — Other Events | EDGAR |
| 2024-03-06 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2023-10-13 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
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