KAVL insider filings
Kaival Brands Innovations Group, Inc. — 14 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-09-16. Screen KAVL transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 1 insider filing (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 1.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| THOENES MARK L — Director | 1 | — | — | 1 |
Recent insider filings — Kaival Brands Innovations Group, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | THOENES MARK L — Director | Grant/award (A): 250,000 (derivative) @ $0 | EDGAR |
| 2026-04-07 | 4 | MORRIS ERIC — CFO, Director, 10% owner | Grant/award (A): 3,000,000 @ $0 · Grant/award (A): 3,000,000 (derivative) @ $0 | EDGAR |
| 2026-04-07 | 4 | Mosser Eric — CEO, Director, 10% owner | Grant/award (A): 3,000,000 @ $0 · Grant/award (A): 3,000,000 (derivative) @ $0 · Grant/award (A): 586,060 (derivative) @ $0 | EDGAR |
| 2026-04-07 | 4 | THOENES MARK L — Director | Grant/award (A): 500,000 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | Worner David — Director | Grant/award (A): 520,000 @ $0 | EDGAR |
| 2025-01-10 | 4 | MORRIS ERIC — CHIEF FINANCIAL OFFICER | Grant/award (A): 770,000 @ $0 | EDGAR |
| 2025-01-10 | 4 | THOENES MARK L — CHIEF EXECUTIVE OFFICER | Grant/award (A): 620,000 @ $0 | EDGAR |
| 2024-02-12 | 4 | Hopkins Barry Michael — Exec. Chairman, ICEO & Pres., Director | Grant/award (A): 63,881 (derivative) @ $0 | EDGAR |
| 2023-08-25 | 4 | Sheriff Stephen Alan — COO & IRO | Grant/award (A): 158,000 (derivative) @ $0 | EDGAR |
| 2023-08-03 | 4 | Mosser Eric — CEO & President, Director, 10% owner | Grant/award (A): 567,080 (derivative) @ $0 | EDGAR |
| 2023-08-03 | 4 | Metzler Thomas James — CFO, Treasurer and Secretary | Grant/award (A): 253,916 (derivative) @ $0 | EDGAR |
| 2023-03-21 | 4 | Hopkins Barry Michael — Director | Grant/award (A): 125,000 (derivative) | EDGAR |
| 2023-03-21 | 4 | Worner David — Director | Grant/award (A): 125,000 (derivative) | EDGAR |
| 2023-03-21 | 4 | THOENES MARK L — Interim CFO, Director | Grant/award (A): 50,000 (derivative) · Grant/award (A): 50,000 (derivative) | EDGAR |
Recent 8-K events — Kaival Brands Innovations Group, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-04-07 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-17 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2025-11-05 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2025-10-03 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2025-09-17 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-18 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-04-04 | 8-K | 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | EDGAR |
| 2024-11-05 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-09-27 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
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