LVO insider filings
LiveOne, Inc. — 28 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-07-01. Screen LVO transaction legs live →
Insider transaction summary — last 90 days
No insider filings (Forms 3/4/5) for LVO between 2026-07-10 and 2026-10-08. The table below lists the most recent filings on record.
Recent insider filings — LiveOne, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-01 | 4 | Solomon Kenneth A — Director | Option exercise (M): 3,279 · Option exercise (M): 9,523 · Option exercise (M): 6,369 · Option exercise (M): 22,266 · Option exercise (M): 3,279 (derivative) @ $0 · Option exercise (M): 9,523 (derivative) @ $0 · +2 more | EDGAR |
| 2026-04-14 | 4 | Arani Ramin — Director | Option exercise (M): 22,266 · Option exercise (M): 22,266 (derivative) @ $0 | EDGAR |
| 2026-04-08 | 4 | Krigsman Jay E. — Director | Grant/award (A): 28,946 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | Wright Kristopher — Director | Option exercise (M): 20,040 · Option exercise (M): 20,040 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | Baker Bridget — Director | Option exercise (M): 21,153 · Option exercise (M): 21,153 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | Wachsberger Patrick D — Director | Option exercise (M): 21,153 · Option exercise (M): 21,153 (derivative) @ $0 | EDGAR |
| 2026-03-30 | 4 | Solomon Kenneth A — Director | Grant/award (A): 22,266 (derivative) @ $0 | EDGAR |
| 2026-03-26 | 4 | Wright Kristopher — Director | Grant/award (A): 20,040 (derivative) @ $0 | EDGAR |
| 2026-03-23 | 4 | Baker Bridget — Director | Grant/award (A): 21,153 (derivative) @ $0 | EDGAR |
| 2026-03-17 | 4 | Wachsberger Patrick D — Director | Grant/award (A): 21,253 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | Arani Ramin — Director | Grant/award (A): 22,266 (derivative) @ $0 | EDGAR |
| 2025-07-17 | 4 | ELLIN ROBERT S — CEO & Chairman, Director, 10% owner | Conversion (C): 1,500,000 @ $1.50 · Conversion (C): 2,250 (derivative) · Other (J): 1,500,000 (derivative) | EDGAR |
| 2024-11-15 | 4 | Baker Bridget — Director | Option exercise (M): 60,510 · Option exercise (M): 60,510 (derivative) @ $0 | EDGAR |
| 2024-11-15 | 4 | Wachsberger Patrick D — Director | Option exercise (M): 60,510 · Option exercise (M): 60,510 (derivative) @ $0 | EDGAR |
| 2024-11-15 | 4 | Wright Kristopher — Director | Option exercise (M): 57,325 · Option exercise (M): 57,325 (derivative) @ $0 | EDGAR |
| 2024-09-24 | 4 | Solomon Kenneth A — Director | Grant/award (A): 63,694 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | Krigsman Jay E. — Director | Grant/award (A): 66,879 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Arani Ramin — Director | Grant/award (A): 63,694 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Wachsberger Patrick D — Director | Grant/award (A): 60,510 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Wright Kristopher — Director | Grant/award (A): 57,325 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Foster Craig L — Director | Grant/award (A): 73,248 (derivative) @ $0 | EDGAR |
| 2024-09-12 | 4 | Baker Bridget — Director | Grant/award (A): 60,510 (derivative) @ $0 | EDGAR |
| 2024-06-12 | 4 | Sullivan Aaron — CFO, Controller & EVP | Option exercise (M): 75,000 · Other (J): 27,400 @ $1.70 · Option exercise (M): 75,000 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | ELLIN ROBERT S — CEO & Chairman, Director, 10% owner | Conversion (C): 1,616,709 @ $2.10 · Conversion (C): 3,395.09 (derivative) · Other (J): 535,399 (derivative) | EDGAR |
| 2024-01-30 | 4 | Sullivan Aaron — CFO, EVP, Treas & Secr | Grant/award (A): 350,000 (derivative) @ $0 | EDGAR |
| 2023-11-15 | 4 | Wright Kristopher — Director | Sale (S): 11,000 @ $1.09 | EDGAR |
| 2023-08-18 | 4 | Sullivan Aaron — Interim CFO, Controller & EVP | Option exercise (M): 6,250 · Other (J): 2,709 @ $1.81 · Option exercise (M): 6,250 (derivative) @ $0 | EDGAR |
| 2023-03-06 | 4 | Sullivan Aaron — Interim CFO, Controller & EVP | Option exercise (M): 6,250 · Other (J): 2,630 @ $1.09 · Option exercise (M): 6,250 (derivative) @ $0 | EDGAR |
Recent 8-K events — LiveOne, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-23 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-28 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-24 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-01 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.02 — Unregistered Sales of Equity Securities 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-23 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-09 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-12 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-05 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-26 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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