MDAI insider filings
Spectral AI, Inc. — 43 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-09-29. Screen MDAI transaction legs live →
Insider transaction summary — last 90 days
2026-07-10 to 2026-10-08, from the filings listed below: 5 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| DiMaio John Michael — Director | 5 | — | — | 7 |
Recent insider filings — Spectral AI, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-29 | 4 | DiMaio John Michael — Director | Grant/award (A): 32,000 @ $1.62 | EDGAR |
| 2026-09-25 | 4 | DiMaio John Michael — Director | Grant/award (A): 60,000 @ $1.67 | EDGAR |
| 2026-09-21 | 4 | DiMaio John Michael — Director | Grant/award (A): 10,988 @ $1.61 · Grant/award (A): 21,012 @ $1.69 | EDGAR |
| 2026-09-14 | 4 | DiMaio John Michael — Director | Grant/award (A): 10,000 @ $1.56 · Grant/award (A): 22,000 @ $1.59 | EDGAR |
| 2026-08-17 | 4 | DiMaio John Michael — Director | Grant/award (A): 35,000 @ $1.64 | EDGAR |
| 2026-06-29 | 4 | DiMaio John Michael — Director | Grant/award (A): 14,300 @ $1.74 · Grant/award (A): 14,700 @ $1.69 · Grant/award (A): 15,000 @ $1.73 | EDGAR |
| 2026-06-01 | 4 | DiMaio John Michael — Director | Grant/award (A): 2,500 @ $2.36 · Grant/award (A): 15,000 @ $2.12 | EDGAR |
| 2026-05-27 | 4 | DiMaio John Michael — Director | Grant/award (A): 32,233 @ $2.61 | EDGAR |
| 2026-05-20 | 4 | Sadagopan Deepak — Director | Grant/award (A): 25,000 @ $0 | EDGAR |
| 2026-05-18 | 4 | Cotton Richard John — Director | Grant/award (A): 5,882 @ $2.33 · Grant/award (A): 8,818 @ $2.40 | EDGAR |
| 2026-05-18 | 4 | DiMaio John Michael — Director | Grant/award (A): 1,887 @ $2.12 · Grant/award (A): 25,000 @ $2.16 | EDGAR |
| 2026-04-27 | 4 | DiMaio John Michael — Director | Grant/award (A): 100,000 @ $0 | EDGAR |
| 2026-04-27 | 4 | Cotton Richard John — Director | Grant/award (A): 29,850 @ $0 | EDGAR |
| 2026-04-27 | 4 | Snyder Marion Ann — Director | Grant/award (A): 25,000 @ $0 | EDGAR |
| 2026-04-27 | 4 | Capone Vincent S. — Chief Executive Officer | Grant/award (A): 100,000 @ $0 | EDGAR |
| 2026-04-07 | 4 | DiMaio John Michael — Director | Grant/award (A): 7,619 @ $1.58 | EDGAR |
| 2026-04-06 | 4 | Capone Vincent S. — Chief Executive Officer | Grant/award (A): 16,750 @ $1.52 | EDGAR |
| 2025-06-10 | 4 | DiMaio John Michael — Director | Grant/award (A): 2,000 @ $2.10 · Grant/award (A): 9,700 @ $2.11 | EDGAR |
| 2025-06-06 | 4 | Mellish Martin C.B. — Director | Grant/award (A): 5,000 @ $1.73 | EDGAR |
| 2025-05-01 | 4 | Cotton Richard John — Director | Grant/award (A): 9,699 @ $0 | EDGAR |
| 2025-04-30 | 4 | Mellish Martin C.B. — Director | Grant/award (A): 9,699 @ $0 | EDGAR |
| 2025-04-30 | 4 | Capone Vincent S. — CFO and General Counsel | Grant/award (A): 100,000 @ $0 | EDGAR |
| 2024-05-17 | 4 | SPANGENBERG ERICH — Director, 10% owner | Grant/award (A): 6,000 @ $1.74 | EDGAR |
| 2024-05-14 | 4 | Micek Stan — CHIEF OPERATING OFFICER | Grant/award (A): 10,000 @ $1.72 | EDGAR |
| 2024-05-14 | 4 | DiMaio John Michael — Director, 10% owner | Code (L): 2,000 @ $2.69 · Code (L): 2,000 @ $2.20 · Purchase (P): 6,000 @ $1.72 | EDGAR |
| 2024-05-13 | 4 | Capone Vincent S. — CFO and General Counsel | Grant/award (A): 10,000 @ $1.73 | EDGAR |
| 2024-05-13 | 4 | Sparks Jeremiah A. — Chief Commerical Officer | Grant/award (A): 6,084 @ $1.65 | EDGAR |
| 2024-05-13 | 4 | Carlson Peter M — Chief Executive Officer, Director | Grant/award (A): 29,411 @ $1.74 | EDGAR |
| 2024-05-13 | 4 | SPANGENBERG ERICH — Director, 10% owner | Grant/award (A): 45,000 @ $1.77 | EDGAR |
| 2023-11-22 | 4 | DiMaio John Michael — 10% owner | Purchase (P): 1,000 @ $5.97 · Purchase (P): 198 @ $5.07 · Purchase (P): 355 @ $2.81 · Purchase (P): 500 @ $2.68 · Purchase (P): 2,000 @ $2.67 | EDGAR |
| 2023-11-20 | 4 | Cotton Richard John — Director | Grant/award (A): 14,650 @ $2.67 | EDGAR |
| 2023-09-14 | 4 | Thatcher Jeffrey Edward — CHIEF SCIENTIST | Other (J): 23,278 · Other (J): 569,350 (derivative) · Other (J): 232,783 (derivative) · Other (J): 24,248 (derivative) · Other (J): 7,274 (derivative) | EDGAR |
| 2023-09-13 | 4 | Windler Nils — CHIEF FINANCIAL OFFICER | Other (J): 96,993 (derivative) · Other (J): 12,932 (derivative) · Other (J): 6,466 (derivative) | EDGAR |
| 2023-09-13 | 4 | Pagoulatos Nikolaos — CHIEF OPERATING OFFICER | Other (J): 78,643 (derivative) · Other (J): 18,350 (derivative) | EDGAR |
| 2023-09-13 | 4 | Mellish Martin C.B. — Director | Other (J): 19,398 (derivative) | EDGAR |
| 2023-09-13 | 4 | Fan Wensheng — CHIEF EXECUTIVE OFFICER, Director | Other (J): 145,489 · Other (J): 872,938 (derivative) · Other (J): 261,881 (derivative) · Other (J): 87,293 (derivative) · Other (J): 342,192 (derivative) · Other (J): 9,699 (derivative) · +3 more | EDGAR |
| 2023-09-13 | 4 | Cotton Richard John — Director | Other (J): 32,879 · Other (J): 19,398 (derivative) | EDGAR |
| 2023-09-13 | 4 | Capone Vincent S. — GENERAL COUNSEL | Other (J): 9,699 · Other (J): 60,955 (derivative) · Other (J): 6,466 (derivative) · Other (J): 6,013 (derivative) · Other (J): 12,027 (derivative) · Other (J): 6,466 (derivative) · +1 more | EDGAR |
| 2023-09-13 | 4 | CAI XIAOJIA CYNTHIA — Director | Other (J): 19,398 (derivative) | EDGAR |
| 2023-09-13 | 4 | Bellini Heather — Director | Option exercise (M): 20,000 @ $0 · Option exercise (M): 20,000 (derivative) @ $0 | EDGAR |
| 2023-09-13 | 4 | Edmonds Franklin S. Jr. — Director | Option exercise (M): 20,000 @ $0 · Option exercise (M): 20,000 (derivative) @ $0 | EDGAR |
| 2023-09-13 | 4 | Rosecliff Acquisition Sponsor I LLC — Director Murphy Michael Patrick — Director | Option exercise (M): 815,000 @ $0 · Grant/award (A): 33,333 @ $0 · Option exercise (M): 815,000 (derivative) @ $0 | EDGAR |
| 2023-09-13 | 4 | Radecki Brian J — Director | Option exercise (M): 25,000 @ $0 · Option exercise (M): 25,000 (derivative) @ $0 | EDGAR |
Recent 8-K events — Spectral AI, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-09-15 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-08 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-01 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-26 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-22 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-08 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-25 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-20 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-10 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
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