NBY insider transaction filings
NovaBay Pharmaceuticals, Inc. — 16 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-01-29. Screen NBY transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-29 | 4 | Lazar David E. — 10% owner | Grant/award (A): 6,388,000 · Option exercise (M): 39,925 (derivative) | EDGAR |
| 2025-11-03 | 4 | Framework Ventures IV L.P. — 10% owner Framework Ventures Management LLC — 10% owner Framework Ventures IV GP LLC — 10% owner Spencer Vance — 10% owner Anderson Michael Ernest — 10% owner | Conversion (C): 56,806,080 @ $0 · Purchase (P): 2,702,703 (derivative) @ $0 | EDGAR |
| 2025-11-03 | 4 | R01 Fund LP — 10% owner Kazley Michael John — Chief Executive Officer, Director, 10% owner R01 Capital LLC — 10% owner R01 Capital Manager LLC — 10% owner | Conversion (C): 56,806,080 @ $0 · Purchase (P): 2,702,703 (derivative) @ $0 | EDGAR |
| 2025-11-03 | 4 | Kazley Michael John — Chief Executive Officer, Director, 10% owner | Conversion (C): 56,806,080 @ $0 · Purchase (P): 2,702,703 (derivative) @ $0 | EDGAR |
| 2025-10-22 | 4/A | Framework Ventures IV L.P. — 10% owner Framework Ventures Management LLC — 10% owner Framework Ventures IV GP LLC — 10% owner Anderson Michael Ernest — 10% owner Spencer Vance — 10% owner | Other (J): 220,663 (derivative) @ $0 · Other (J): 134,375 (derivative) @ $0 | EDGAR |
| 2025-10-20 | 4 | Kazley Michael John — Chief Executive Officer, Director, 10% owner | Grant/award (A): 220,663 (derivative) @ $0 · Grant/award (A): 134,375 (derivative) @ $0 | EDGAR |
| 2025-10-20 | 4 | Framework Ventures IV L.P. — 10% owner Framework Ventures Management LLC — 10% owner Framework Ventures IV GP LLC — 10% owner Spencer Vance — 10% owner | Other (J): 220,663 (derivative) @ $0 · Other (J): 134,375 (derivative) @ $0 | EDGAR |
| 2025-10-20 | 4 | R01 Fund LP — 10% owner R01 Capital LLC — 10% owner R01 Capital Manager LLC — 10% owner Kazley Michael John — Chief Executive Officer, Director, 10% owner | Grant/award (A): 220,663 (derivative) @ $0 · Grant/award (A): 134,375 (derivative) @ $0 | EDGAR |
| 2025-10-17 | 4 | Lazar David E. — 10% owner | Sale (S): 441,325 (derivative) | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 917 @ $0.58 · Purchase (P): 22,976 @ $0.56 · Purchase (P): 4,538 @ $0.52 · Purchase (P): 300 @ $0.47 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 13,292 @ $0.61 · Purchase (P): 18,504 @ $0.61 · Purchase (P): 600 @ $0.61 · Purchase (P): 49,400 @ $0.61 · Purchase (P): 21,654 @ $0.59 · Purchase (P): 19,915 @ $0.58 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 14,000 @ $0.63 · Purchase (P): 1,500 @ $0.60 · Purchase (P): 5,320 @ $0.61 · Purchase (P): 6,372 @ $0.60 · Purchase (P): 100 @ $0.60 · Purchase (P): 22,635 @ $0.61 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 14,645 @ $0.58 · Purchase (P): 2,148 @ $0.58 · Purchase (P): 11,837 @ $0.62 · Purchase (P): 34 @ $0.64 · Purchase (P): 25,511 @ $0.63 · Purchase (P): 10,000 @ $0.63 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 25,033 @ $0.62 · Purchase (P): 6,302 @ $0.61 · Purchase (P): 385 @ $0.61 · Purchase (P): 13,108 @ $0.60 · Purchase (P): 4,000 @ $0.58 · Purchase (P): 102 @ $0.55 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 2,597 @ $0.64 · Purchase (P): 26,718 @ $0.64 · Purchase (P): 3,222 @ $0.66 · Purchase (P): 49,664 @ $0.67 · Purchase (P): 1,836 @ $0.63 · Purchase (P): 450 @ $0.62 | EDGAR |
| 2025-04-15 | 4 | POPLAR POINT CAPITAL PARTNERS LP — 10% owner POPLAR POINT CAPITAL MANAGEMENT LLC — 10% owner POPLAR POINT CAPITAL GP LLC — 10% owner FAKHRY JAD — 10% owner | Purchase (P): 31,703 @ $0.69 · Purchase (P): 70,685 @ $0.65 | EDGAR |
Recent 8-K events — NovaBay Pharmaceuticals, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-31 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-17 | 8-K | 1.01 — Entry into a Material Definitive Agreement 3.03 — Material Modification to Rights of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-20 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-29 | 8-K | 4.02 — Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | EDGAR |
| 2026-04-06 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-01 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-23 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-12 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-20 | 8-K | 3.03 — Material Modification to Rights of Security Holders 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=NBY returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →