PFSI insider transaction filings
PennyMac Financial Services, Inc. — 50 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-08-04. Screen PFSI transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Other (J): 25,000 @ $0 | EDGAR |
| 2026-08-04 | 4 | NANJI FARHAD — Director | Grant/award (A): 379 @ $82.17 | EDGAR |
| 2026-08-04 | 4 | Chandra Sunil — Director | Grant/award (A): 377 @ $82.17 | EDGAR |
| 2026-07-02 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Option exercise (M): 2,177 @ $24.40 · Sale (S): 2,177 @ $86.89 · Option exercise (M): 2,177 (derivative) @ $0 | EDGAR |
| 2026-06-24 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Option exercise (M): 2,943 @ $18.05 · Sale (S): 2,943 @ $81.71 · Option exercise (M): 2,943 (derivative) @ $0 | EDGAR |
| 2026-05-18 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Sale (S): 2,925 @ $87.50 | EDGAR |
| 2026-05-13 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Sale (S): 2,772 @ $86.88 · Sale (S): 3,144 @ $88.02 · Sale (S): 4,084 @ $88.71 | EDGAR |
| 2026-05-08 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Other (J): 25,000 @ $0 | EDGAR |
| 2026-05-07 | 4 | Chandra Sunil — Director | Grant/award (A): 336 @ $93.03 | EDGAR |
| 2026-05-07 | 4 | NANJI FARHAD — Director | Grant/award (A): 338 @ $93.03 | EDGAR |
| 2026-05-07 | 4 | MAZZELLA JOSEPH F — Director | Grant/award (A): 359 @ $93.03 | EDGAR |
| 2026-04-15 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Sale (S): 9,583 @ $92.80 · Sale (S): 417 @ $93.47 | EDGAR |
| 2026-03-09 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Sale (S): 729 @ $85.26 · Sale (S): 8,251 @ $86.42 · Sale (S): 1,020 @ $86.93 · Sale (S): 917 @ $85.26 · Sale (S): 10,210 @ $86.42 · Sale (S): 1,309 @ $86.93 | EDGAR |
| 2026-03-03 | 4 | Tidmore Abbie — Chief Revenue Officer | Tax withholding (F): 300 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | Follette James — Chief Digital Officer | Tax withholding (F): 599 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Tax withholding (F): 849 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | Jones Doug — Director, President & CMBO, Director | Tax withholding (F): 1,704 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Tax withholding (F): 32 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Tax withholding (F): 3,097 @ $91.93 | EDGAR |
| 2026-03-03 | 4 | STARK DEREK — Chief Legal Officer | Tax withholding (F): 467 @ $91.93 · Sale (S): 1,066 @ $87.66 | EDGAR |
| 2026-03-03 | 4 | ELBAUM MARK — Chief Capital Markets Officer | Tax withholding (F): 71 @ $91.93 | EDGAR |
| 2026-02-26 | 4 | Tidmore Abbie — Chief Revenue Officer | Tax withholding (F): 204 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | Follette James — Chief Digital Officer | Tax withholding (F): 554 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Tax withholding (F): 616 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | Jones Doug — Director, President & CMBO, Director | Tax withholding (F): 1,597 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Tax withholding (F): 45 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Tax withholding (F): 3,106 @ $90.33 | EDGAR |
| 2026-02-26 | 4 | STARK DEREK — Chief Legal Officer | Tax withholding (F): 345 @ $90.33 · Sale (S): 1,903 @ $91.50 | EDGAR |
| 2026-02-24 | 4 | Tidmore Abbie — Chief Revenue Officer | Option exercise (M): 2,054 @ $0 · Tax withholding (F): 565 @ $94.33 · Grant/award (A): 2,054 (derivative) @ $0 · Option exercise (M): 2,054 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | Follette James — Chief Digital Officer | Option exercise (M): 3,424 @ $0 · Tax withholding (F): 1,228 @ $94.33 · Grant/award (A): 3,424 (derivative) @ $0 · Option exercise (M): 3,424 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Option exercise (M): 3,805 @ $0 · Tax withholding (F): 1,366 @ $94.33 · Grant/award (A): 3,805 (derivative) @ $0 · Option exercise (M): 3,805 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | Jones Doug — Director, President & CMBO, Director | Option exercise (M): 7,610 @ $0 · Tax withholding (F): 2,731 @ $94.33 · Grant/award (A): 7,610 (derivative) @ $0 · Option exercise (M): 7,610 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Option exercise (M): 304 @ $0 · Tax withholding (F): 126 @ $94.33 · Grant/award (A): 304 (derivative) @ $0 · Option exercise (M): 304 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Option exercise (M): 13,699 @ $0 · Tax withholding (F): 7,391 @ $94.33 · Grant/award (A): 13,699 (derivative) @ $0 · Option exercise (M): 13,699 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | STARK DEREK — Chief Legal Officer | Option exercise (M): 2,130 @ $0 · Tax withholding (F): 780 @ $94.33 · Grant/award (A): 2,130 (derivative) @ $0 · Option exercise (M): 2,130 (derivative) @ $0 | EDGAR |
| 2026-02-20 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Sale (S): 5,826 @ $93.97 · Sale (S): 2,451 @ $94.85 · Sale (S): 1,723 @ $95.81 · Sale (S): 1,689 @ $93.97 · Sale (S): 733 @ $94.85 · Sale (S): 528 @ $95.81 | EDGAR |
| 2026-02-18 | 4 | Tidmore Abbie — Chief Revenue Officer | Tax withholding (F): 171 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | Follette James — Chief Digital Officer | Tax withholding (F): 472 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Tax withholding (F): 631 @ $92.01 · Disposition to issuer (D): 71 @ $0 · Sale (S): 2,925 @ $93.30 · Grant/award (A): 71 (derivative) @ $0 | EDGAR |
| 2026-02-18 | 4 | Jones Doug — Director, President & CMBO, Director | Tax withholding (F): 904 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Tax withholding (F): 80 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Tax withholding (F): 2,987 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | STARK DEREK — Chief Legal Officer | Tax withholding (F): 388 @ $92.01 | EDGAR |
| 2026-02-18 | 4 | ELBAUM MARK — Chief Capital Markets Officer | Tax withholding (F): 169 @ $92.01 | EDGAR |
| 2026-02-17 | 4 | Tidmore Abbie — Chief Revenue Officer | Grant/award (A): 2,964 @ $0 · Grant/award (A): 7,530 (derivative) @ $0 | EDGAR |
| 2026-02-17 | 4 | Follette James — Chief Digital Officer | Grant/award (A): 3,825 @ $0 · Grant/award (A): 9,716 (derivative) @ $0 | EDGAR |
| 2026-02-17 | 4 | Perotti Daniel Stanley — Chief Financial Officer | Grant/award (A): 5,465 @ $0 · Grant/award (A): 13,881 (derivative) @ $0 | EDGAR |
| 2026-02-17 | 4 | Jones Doug — Director, President & CMBO, Director | Grant/award (A): 9,358 @ $0 · Grant/award (A): 23,771 (derivative) @ $0 | EDGAR |
| 2026-02-17 | 4 | Hendry Gregory L — MD, Chief Accounting Officer | Grant/award (A): 314 @ $0 · Grant/award (A): 798 (derivative) @ $0 | EDGAR |
| 2026-02-17 | 4 | SPECTOR DAVID — Chairman & CEO, Director | Grant/award (A): 19,810 @ $0 · Other (J): 25,000 @ $0 · Grant/award (A): 50,319 (derivative) @ $0 | EDGAR |
Recent 8-K events — PennyMac Financial Services, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-07-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-11 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-04 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-05 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-18 | 8-K | 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-02-11 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-29 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-21 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-09-08 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-08-12 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
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