RMCF insider filings
Rocky Mountain Chocolate Factory, Inc. — 50 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-10-20. Screen RMCF transaction legs live →
Insider transaction summary — last 90 days
2026-07-26 to 2026-10-24, from the filings listed below: 14 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Insider | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|
| KEATING MELVIN L — Director | 4 | — | — | 4 |
| Perez Jacome Friscione Alberto — Director | 4 | — | — | 4 |
| Quinn Brian J — Director | 4 | — | — | 4 |
| GEYGAN JEFFREY RICHART — Director, 10% owner | 1 | — | — | 3 |
| Craig Steven Lynn — Director | 1 | — | — | 1 |
Recent insider filings — Rocky Mountain Chocolate Factory, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-10-20 | 4 | Perez Jacome Friscione Alberto — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-10-20 | 4 | Quinn Brian J — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-10-20 | 4 | KEATING MELVIN L — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-09-22 | 4 | KEATING MELVIN L — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-09-22 | 4 | Quinn Brian J — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-09-22 | 4 | Perez Jacome Friscione Alberto — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-09-09 | 4 | GEYGAN JEFFREY RICHART — Director, 10% owner | Grant/award (A): 3,900 · Grant/award (A): 55,622 · Other (J): 16,605 | EDGAR |
| 2026-09-03 | 4 | Craig Steven Lynn — Director | Grant/award (A): 55,622 @ $0 | EDGAR |
| 2026-09-03 | 4 | KEATING MELVIN L — Director | Grant/award (A): 55,622 @ $0 | EDGAR |
| 2026-09-03 | 4 | Quinn Brian J — Director | Grant/award (A): 55,622 @ $0 | EDGAR |
| 2026-09-03 | 4 | Perez Jacome Friscione Alberto — Director | Grant/award (A): 55,622 @ $0 | EDGAR |
| 2026-08-26 | 4 | KEATING MELVIN L — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-08-26 | 4 | Quinn Brian J — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-08-26 | 4 | Perez Jacome Friscione Alberto — Director | Grant/award (A): 7,000 @ $0 | EDGAR |
| 2026-07-13 | 4 | Harper Allen C — Interim CEO | Grant/award (A): 107,399 @ $0 | EDGAR |
| 2026-05-08 | 4 | American Heritage Railways, Inc. — 10% owner | Sale (S): 35,900 @ $2.45 · Sale (S): 50,000 @ $2.45 | EDGAR |
| 2026-05-08 | 4 | Harper Allen C — 10% owner | Sale (S): 35,900 @ $2.45 · Sale (S): 50,000 @ $2.45 | EDGAR |
| 2026-04-16 | 4 | American Heritage Railways, Inc. — 10% owner | Sale (S): 2,000 @ $2.62 · Sale (S): 7,499 @ $2.60 · Sale (S): 430 @ $2.60 · Sale (S): 18,715 @ $2.61 · Sale (S): 5,241 @ $2.60 · Sale (S): 11,297 @ $2.60 · +1 more | EDGAR |
| 2026-04-16 | 4 | Harper Allen C — 10% owner | Sale (S): 2,000 @ $2.62 · Sale (S): 7,499 @ $2.60 · Sale (S): 430 @ $2.60 · Sale (S): 18,715 @ $2.61 · Sale (S): 5,241 @ $2.60 · Sale (S): 11,297 @ $2.60 · +1 more | EDGAR |
| 2026-03-05 | 4 | Cass Carrie E — CFO | Grant/award (A): 54,263 @ $0 | EDGAR |
| 2026-01-22 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Purchase (P): 11,300 @ $1.98 | EDGAR |
| 2026-01-22 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 11,300 @ $1.98 | EDGAR |
| 2026-01-15 | 4 | Perez Jacome Friscione Alberto — Director | Grant/award (A): 16,394 @ $0 | EDGAR |
| 2025-12-22 | 4 | Quinn Brian J — Director | Grant/award (A): 25,248 @ $0 | EDGAR |
| 2025-12-22 | 4 | Craig Steven Lynn — Director | Grant/award (A): 25,248 @ $0 | EDGAR |
| 2025-12-22 | 4 | KEATING MELVIN L — Director | Grant/award (A): 25,248 @ $0 | EDGAR |
| 2025-11-26 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Other (J): 6,915 @ $1.62 | EDGAR |
| 2025-11-26 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Other (J): 6,915 @ $1.62 | EDGAR |
| 2025-11-06 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Purchase (P): 8,935 @ $1.64 · Other (J): 3,690 | EDGAR |
| 2025-11-06 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 8,935 @ $1.64 · Other (J): 3,690 | EDGAR |
| 2025-10-28 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Purchase (P): 6,720 @ $1.82 · Other (J): 2,145 | EDGAR |
| 2025-10-28 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 6,720 @ $1.82 · Other (J): 2,145 | EDGAR |
| 2025-10-23 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Purchase (P): 14,562 @ $1.65 · Purchase (P): 8,775 @ $1.78 | EDGAR |
| 2025-10-23 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 14,562 @ $1.65 · Purchase (P): 8,775 @ $1.78 | EDGAR |
| 2025-10-21 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Other (J): 445 · Other (J): 445 · Purchase (P): 61,670 @ $1.59 · Purchase (P): 13,753 @ $1.61 · Other (J): 3,385 | EDGAR |
| 2025-10-21 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 61,670 @ $1.59 · Purchase (P): 13,753 @ $1.61 · Other (J): 3,385 | EDGAR |
| 2025-07-24 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Purchase (P): 11,072 @ $1.93 · Other (J): 30,083 | EDGAR |
| 2025-07-24 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Purchase (P): 11,072 @ $1.93 · Other (J): 30,083 | EDGAR |
| 2025-06-17 | 4 | Cass Carrie E — CFO | Grant/award (A): 28,000 @ $0 | EDGAR |
| 2025-03-14 | 4 | Quinn Brian J — Director | Grant/award (A): 11,091 @ $0 | EDGAR |
| 2025-01-03 | 4 | Craig Steven Lynn — Director | Grant/award (A): 15,209 @ $0 | EDGAR |
| 2025-01-03 | 4 | KEATING MELVIN L — Director | Grant/award (A): 15,209 @ $0 | EDGAR |
| 2025-01-03 | 4 | HARPER ALLEN C — Director, 10% owner | Grant/award (A): 15,209 @ $0 | EDGAR |
| 2024-10-29 | 4 | GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner | Grant/award (A): 15,877 · Purchase (P): 6,244 @ $2.99 · Purchase (P): 42,063 @ $2.89 | EDGAR |
| 2024-10-29 | 4 | GLOBAL VALUE INVESTMENT CORP. — 10% owner GVP 2021-A, L.P. GVP 2021-A, LLC GEYGAN JEFFREY RICHART — Interim CEO, Director, 10% owner GEYGAN JAMES Wilke Stacy Geygan Kathleen Rice Shawn G | Grant/award (A): 15,877 · Purchase (P): 6,244 @ $2.99 · Purchase (P): 42,063 @ $2.89 | EDGAR |
| 2024-10-28 | 4 | Riegel Mark O — Director | Grant/award (A): 22,472 @ $1.78 | EDGAR |
| 2024-10-28 | 4 | Arnold Charles B — Director | Grant/award (A): 4,152 @ $1.78 | EDGAR |
| 2024-10-28 | 4 | Craig Steven Lynn — Director | Grant/award (A): 16,610 @ $1.78 | EDGAR |
| 2024-10-28 | 4 | JOHNSON STARLETTE B — Director | Grant/award (A): 10,320 @ $1.78 | EDGAR |
| 2024-10-25 | 4 | Radoff Bradley Louis — 10% owner Radoff Family Foundation | Sale (S): 12,400 @ $2.70 | EDGAR |
Recent 8-K events — Rocky Mountain Chocolate Factory, Inc.
Items classified from EDGAR index headers. Browse recent 8-K filings market-wide, by item code →
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-10-19 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.02 — Results of Operations and Financial Condition 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-10-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-24 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-12 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-08-07 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.07 — Submission of Matters to a Vote of Security Holders 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-14 | 8-K/A | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-14 | 8-K | 2.02 — Results of Operations and Financial Condition 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-06 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-30 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-06-26 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 9.01 — Financial Statements and Exhibits | EDGAR |
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