ROIC insider transaction filings
RETAIL OPPORTUNITY INVESTMENTS CORP — 12 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2025-02-14. Screen ROIC transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-14 | 4 | BAKER RICHARD A. — Director | Disposition to issuer (D): 370,746 @ $17.50 · Grant/award (A): 29,760 (derivative) @ $0 · Grant/award (A): 36,804 (derivative) @ $0 · Disposition to issuer (D): 79,199 (derivative) @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Haines Michael B. — EVP CFO, TREASURER & SECRETARY | Disposition to issuer (D): 449,609 @ $17.50 · Grant/award (A): 86,834 (derivative) @ $0 · Grant/award (A): 101,800 (derivative) @ $0 · Disposition to issuer (D): 224,645 (derivative) @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Indiveri Michael J. — Director | Disposition to issuer (D): 93,184 @ $17.50 · Disposition to issuer (D): 9,900 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Jenkins Zabrina — Director | Disposition to issuer (D): 19,194 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Silveira Lauren N. — VP, Chief Accounting Officer | Disposition to issuer (D): 33,686 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Ho Angela K — Director | Disposition to issuer (D): 26,350 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | SCHOEBEL RICHARD K. — Chief Operating Officer | Disposition to issuer (D): 576,012 @ $17.50 · Grant/award (A): 95,238 (derivative) @ $0 · Grant/award (A): 109,630 (derivative) @ $0 · Disposition to issuer (D): 244,355 (derivative) @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Zorn Eric S — Director | Disposition to issuer (D): 90,296 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Pitts Adrienne Banks — Director | Disposition to issuer (D): 19,194 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | Neibart Lee S — Director | Disposition to issuer (D): 137,034 @ $17.50 | EDGAR |
| 2025-02-14 | 4 | TANZ STUART A — Chief Executive Officer, Director | Disposition to issuer (D): 2,235,965 @ $17.50 · Disposition to issuer (D): 80,590 @ $17.50 · Grant/award (A): 280,112 (derivative) @ $0 · Grant/award (A): 332,810 (derivative) @ $0 · Disposition to issuer (D): 726,649 (derivative) @ $17.50 | EDGAR |
| 2025-02-14 | 4 | POMERANTZ LAURA H — Director | Disposition to issuer (D): 58,684 @ $17.50 | EDGAR |
Recent 8-K events — RETAIL OPPORTUNITY INVESTMENTS CORP
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2025-02-12 | 8-K | 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-02-07 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-01-30 | 8-K | 8.01 — Other Events | EDGAR |
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