SWAV insider transaction filings
Shockwave Medical, Inc. — 14 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2024-05-31. Screen SWAV transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for SWAV between 2026-06-11 and 2026-09-09. The table below lists the most recent filings on record.
Recent Form 4 filings — Shockwave Medical, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-31 | 4 | Papiernik Antoine — Director | Disposition to issuer (D): 34,177 · Disposition to issuer (D): 736 | EDGAR |
| 2024-05-31 | 4 | Toyloy Sara — Director | Disposition to issuer (D): 3,673 | EDGAR |
| 2024-05-31 | 4 | Phung Trinh — SVP, Finance | Disposition to issuer (D): 50,387 | EDGAR |
| 2024-05-31 | 4 | Gaeta Renee — Chief Financial Officer | Disposition to issuer (D): 19,890 | EDGAR |
| 2024-05-31 | 4 | Zacharias Isaac — President, CCO | Disposition to issuer (D): 56,288 · Disposition to issuer (D): 29,588 (derivative) · Disposition to issuer (D): 27,709 (derivative) | EDGAR |
| 2024-05-31 | 4 | Ballinger Kevin J. — Director | Disposition to issuer (D): 1,733 | EDGAR |
| 2024-05-31 | 4 | Sainz Maria — Director | Disposition to issuer (D): 5,328 | EDGAR |
| 2024-05-31 | 4 | Godshall Douglas Evan — President & CEO, Director | Disposition to issuer (D): 151,629 · Disposition to issuer (D): 294,799 (derivative) · Disposition to issuer (D): 81,967 (derivative) · Disposition to issuer (D): 100,810 (derivative) | EDGAR |
| 2024-05-31 | 4 | WATKINS FRANK T — Director | Disposition to issuer (D): 4,532 · Disposition to issuer (D): 84,313 (derivative) · Disposition to issuer (D): 17,381 (derivative) | EDGAR |
| 2024-05-31 | 4 | MOLL FREDERIC H — Director | Disposition to issuer (D): 287,521 · Disposition to issuer (D): 17,381 (derivative) · Disposition to issuer (D): 16,393 (derivative) | EDGAR |
| 2024-05-31 | 4 | FRANCIS LAURA — Director | Disposition to issuer (D): 1,233 · Disposition to issuer (D): 3,551 · Disposition to issuer (D): 13,690 (derivative) | EDGAR |
| 2024-05-31 | 4 | LARKIN C RAYMOND JR — Director | Disposition to issuer (D): 5,281 · Disposition to issuer (D): 28,688 (derivative) | EDGAR |
| 2024-05-24 | 4 | Phung Trinh — VP, Finance | Gift (G): 100 @ $0 | EDGAR |
| 2024-05-21 | 4 | Phung Trinh — VP, Finance | Option exercise (M): 2,391 @ $4.03 · Option exercise (M): 1,339 @ $3.42 · Option exercise (M): 16,033 @ $6.71 · Option exercise (M): 2,391 (derivative) @ $0 · Option exercise (M): 1,339 (derivative) @ $0 · Option exercise (M): 16,033 (derivative) @ $0 | EDGAR |
Recent 8-K events — Shockwave Medical, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2024-05-31 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 2.04 — Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2024-05-30 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2024-05-21 | 8-K | 8.01 — Other Events | EDGAR |
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