SWKH insider transaction filings
SWK Holdings Corp — 7 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2026-04-08. Screen SWKH transaction legs live →
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-08 | 4 | Carlson Capital, L.P. — 10% owner Carlson Clint Duane — 10% owner | Other (J): 8,493,088 @ $0 · Other (J): 12,287 @ $0 · Other (J): 399,567 @ $0 · Other (J): 62,106 @ $0 · Other (J): 62,106 @ $0 · Other (J): 62,106 @ $0 · +4 more | EDGAR |
| 2025-06-18 | 4 | Hatcher Robert K. — Director | Grant/award (A): 3,858 @ $14.26 | EDGAR |
| 2025-06-18 | 4 | Albright Jerry — Director | Grant/award (A): 3,858 @ $14.26 | EDGAR |
| 2025-06-18 | 4 | Dotter Laurie L. — Director | Grant/award (A): 3,858 @ $14.26 | EDGAR |
| 2025-04-17 | 4 | Staggs Joe David JR — PRESIDENT | Option exercise (M): 15,000 @ $9.61 · Option exercise (M): 18,750 @ $12.50 · Tax withholding (F): 25,857 @ $18.10 · Option exercise (M): 15,000 (derivative) @ $0 · Option exercise (M): 18,750 (derivative) @ $0 | EDGAR |
| 2025-02-04 | 4 | Staggs Joe David JR — PRESIDENT | Grant/award (A): 36,700 @ $0 | EDGAR |
| 2025-02-04 | 4 | Rice Adam — Chief Financial Officer | Grant/award (A): 9,175 @ $0 | EDGAR |
Recent 8-K events — SWK Holdings Corp
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-04-06 | 8-K | 1.01 — Entry into a Material Definitive Agreement 1.02 — Termination of a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-31 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-02-13 | 8-K | 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | EDGAR |
| 2025-12-05 | 8-K | 2.03 — Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-04 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-11-06 | 8-K | 2.02 — Results of Operations and Financial Condition | EDGAR |
| 2025-10-10 | 8-K | 1.01 — Entry into a Material Definitive Agreement 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-09 | 8-K | 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-10-01 | 8-K | 8.01 — Other Events | EDGAR |
| 2025-08-14 | 8-K | 2.02 — Results of Operations and Financial Condition 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?ticker=SWKH returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new ones to you in seconds. API docs →