TGAN insider transaction filings
Transphorm, Inc. — 10 most recent Form 4 filings from SEC EDGAR, normalized by FilingPulse. Latest filing: 2024-06-20. Screen TGAN transaction legs live →
Insider transaction summary — last 90 days
No Form 4 filings for TGAN between 2026-06-11 and 2026-09-09. The table below lists the most recent filings on record.
Recent Form 4 filings — Transphorm, Inc.
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2024-06-20 | 4 | Parikh Primit — PRESIDENT AND CEO, Director | Disposition to issuer (D): 489,310 · Disposition to issuer (D): 80,891 (derivative) @ $0 · Disposition to issuer (D): 207,228 (derivative) @ $0 · Disposition to issuer (D): 6,870 (derivative) @ $0 · Disposition to issuer (D): 105,000 (derivative) @ $0 · Disposition to issuer (D): 1,563 (derivative) @ $0 · +2 more | EDGAR |
| 2024-06-20 | 4 | Mishra Umesh — Chief Technology Officer, Director | Disposition to issuer (D): 359,720 · Disposition to issuer (D): 127,238 (derivative) @ $0 · Disposition to issuer (D): 272,298 (derivative) @ $0 · Disposition to issuer (D): 6,870 (derivative) @ $0 · Disposition to issuer (D): 21,000 (derivative) @ $0 · Disposition to issuer (D): 1,563 (derivative) @ $0 · +2 more | EDGAR |
| 2024-06-20 | 4 | McAulay Cameron — Chief Financial Officer | Disposition to issuer (D): 182,048 · Disposition to issuer (D): 62,168 (derivative) @ $0 · Disposition to issuer (D): 67,722 (derivative) @ $0 · Disposition to issuer (D): 33,000 (derivative) @ $0 · Disposition to issuer (D): 70,400 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | Humphreys Michael Julian — Director | Disposition to issuer (D): 91,037 · Disposition to issuer (D): 55,000 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | Smales Kelly — Director | Disposition to issuer (D): 69,677 · Disposition to issuer (D): 55,000 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | MCFARLAND KATHARINA G. — Director | Disposition to issuer (D): 81,323 · Disposition to issuer (D): 55,000 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | Moreland Cynthia J — Director | Disposition to issuer (D): 82,106 · Disposition to issuer (D): 50,000 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | KKR Phorm Investors L.P. — 10% owner KKR Phorm Investors GP LLC — 10% owner KKR Group Partnership L.P. — 10% owner KKR Group Holdings Corp. — 10% owner KKR Group Co. Inc. — 10% owner KKR & Co. Inc. — 10% owner KKR Management LLP — 10% owner KRAVIS HENRY R — 10% owner ROBERTS GEORGE R — 10% owner | Sale (S): 24,411,968 @ $5.10 | EDGAR |
| 2024-05-24 | 4 | Smales Kelly — Director | Sale (S): 3,996 @ $4.89 | EDGAR |
| 2024-05-24 | 4 | MCFARLAND KATHARINA G. — Director | Sale (S): 3,996 @ $4.89 | EDGAR |
Recent 8-K events — Transphorm, Inc.
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2024-06-20 | 8-K | 1.01 — Entry into a Material Definitive Agreement 2.01 — Completion of Acquisition or Disposition of Assets 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.03 — Material Modification to Rights of Security Holders 5.01 — Changes in Control of Registrant 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 — Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 9.01 — Financial Statements and Exhibits | EDGAR |
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