TMP insider filings
TOMPKINS FINANCIAL CORP — 50 most recent insider filings (SEC Forms 3/4/5) from EDGAR, normalized by FilingPulse. Latest filing: 2026-10-19. Screen TMP transaction legs live →
Insider transaction summary — last 90 days
2026-07-26 to 2026-10-24, from the filings listed below: 14 insider filings (Forms 3/4/5). Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
By insider — same window
Open-market purchase/sale legs on non-derivative securities, grouped by the filing's reporting owner(s); joint filings appear once. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
+4 more insiders in the window, not shown — every filing appears in the table below.
Recent insider filings — TOMPKINS FINANCIAL CORP
| Filed | Form | Insider | Reported transactions | Source |
|---|---|---|---|---|
| 2026-10-19 | 4 | DeMilia David M — EVP, Pres of TCB Hudson Valley | Code (L): 1.09 @ $91.61 · Code (L): 1.08 @ $92.29 · Code (L): 0.99 @ $100.51 · Code (L): 1.00 @ $99.84 · Code (L): 1.04 @ $95.97 · Option exercise (M): 255 @ $76.90 · +2 more | EDGAR |
| 2026-10-06 | 4 | Coletti Janet M. — Director | Grant/award (A): 19.71 (derivative) @ $98.93 | EDGAR |
| 2026-10-05 | 4 | Catarisano Nancy E. — Director | Grant/award (A): 121.59 (derivative) @ $96.84 · Grant/award (A): 92.16 (derivative) @ $96.84 · Grant/award (A): 209.23 (derivative) @ $98.93 · Grant/award (A): 90.21 (derivative) @ $98.93 | EDGAR |
| 2026-10-05 | 4 | Eaton Helen — Director | Grant/award (A): 156.92 (derivative) @ $98.93 | EDGAR |
| 2026-10-05 | 4 | Davidson Heidi M — Director | Grant/award (A): 169.30 (derivative) @ $98.93 · Grant/award (A): 90.21 (derivative) @ $98.93 | EDGAR |
| 2026-10-05 | 4 | Lee Angela B — Director | Grant/award (A): 216 @ $97.01 | EDGAR |
| 2026-10-05 | 4 | Fessenden Daniel J. — Director | Grant/award (A): 128 @ $97.01 | EDGAR |
| 2026-10-02 | 4 | Johnson Patricia A — Director | Grant/award (A): 187 @ $97.01 | EDGAR |
| 2026-09-04 | 4 | Fontaine Alyssa H — EVP, General Counsel & CRO | Option exercise (M): 802 @ $76.90 · Tax withholding (F): 713 @ $97.56 · Option exercise (M): 802 (derivative) @ $0 | EDGAR |
| 2026-08-10 | 4 | McKenna John M — EVP, Pres. Tompkins Comm. Bank | Option exercise (M): 802 @ $76.90 · Tax withholding (F): 712 @ $98.73 · Option exercise (M): 802 (derivative) @ $0 | EDGAR |
| 2026-08-05 | 4 | Kershaw David — SVP, PAO | Option exercise (M): 260 @ $76.90 · Tax withholding (F): 220 @ $101.54 · Option exercise (M): 260 (derivative) @ $0 | EDGAR |
| 2026-08-03 | 4 | Taylor Eric W — EVP, President TFA | Tax withholding (F): 45 @ $99.84 | EDGAR |
| 2026-07-30 | 4 | ROMAINE STEPHEN S — President & CEO, Director | Option exercise (M): 1,734 @ $76.90 · Tax withholding (F): 1,530 @ $101.25 · Option exercise (M): 1,734 (derivative) @ $0 | EDGAR |
| 2026-07-29 | 4 | Torcello Diane D — EVP & President, Tompkins WNY | Option exercise (M): 250 @ $76.90 · Tax withholding (F): 214 @ $99.68 · Option exercise (M): 250 (derivative) @ $0 | EDGAR |
| 2026-07-06 | 4 | Eaton Helen — Director | Grant/award (A): 179.42 (derivative) @ $96.84 | EDGAR |
| 2026-07-06 | 4 | Lee Angela B — Director | Grant/award (A): 219 @ $95.92 | EDGAR |
| 2026-07-06 | 4 | Coletti Janet M. — Director | Grant/award (A): 20.14 (derivative) @ $96.84 | EDGAR |
| 2026-07-02 | 4 | Johnson Patricia A — Director | Grant/award (A): 189 @ $95.92 | EDGAR |
| 2026-07-02 | 4 | Fessenden Daniel J. — Director | Grant/award (A): 130 @ $95.92 | EDGAR |
| 2026-07-02 | 4 | Davidson Heidi M — Director | Grant/award (A): 92.16 (derivative) @ $96.84 · Grant/award (A): 200.51 (derivative) @ $96.84 | EDGAR |
| 2026-05-26 | 4 | Rahilly Ita M — Director | Purchase (P): 1,164.14 @ $85.90 | EDGAR |
| 2026-05-20 | 4 | DeMilia David M — EVP, Pres of TCB Hudson Valley | Code (L): 1.20 @ $83.32 · Code (L): 1.34 @ $74.49 · Code (L): 1.18 @ $84.50 · Code (L): 1.21 @ $82.75 · Grant/award (A): 730 @ $0 · Tax withholding (F): 264 @ $84.18 | EDGAR |
| 2026-05-20 | 4 | McKenna John M — EVP, Pres. Tompkins Comm. Bank | Grant/award (A): 730 @ $0 · Tax withholding (F): 264 @ $84.18 | EDGAR |
| 2026-05-20 | 4 | Fontaine Alyssa H — EVP, General Counsel & CRO | Grant/award (A): 730 @ $0 · Tax withholding (F): 359 @ $84.18 | EDGAR |
| 2026-05-20 | 4 | Kunkel Ginger G — President TCB Pennsylvania | Grant/award (A): 730 @ $0 · Tax withholding (F): 201 @ $84.18 | EDGAR |
| 2026-05-20 | 4 | ROMAINE STEPHEN S — President & CEO, Director | Grant/award (A): 3,095 @ $0 · Tax withholding (F): 1,580 @ $84.18 | EDGAR |
| 2026-04-08 | 4 | Lee Angela B — Director | Grant/award (A): 262 @ $80.09 | EDGAR |
| 2026-04-06 | 4 | Coletti Janet M. — Director | Grant/award (A): 24.35 (derivative) @ $80.09 | EDGAR |
| 2026-04-06 | 4 | Johnson Patricia A — Director | Grant/award (A): 226 @ $80.09 | EDGAR |
| 2026-04-06 | 4 | Fessenden Daniel J. — Director | Grant/award (A): 155 @ $80.09 | EDGAR |
| 2026-04-06 | 4 | Eaton Helen — Director | Grant/award (A): 159.19 (derivative) @ $80.09 | EDGAR |
| 2026-04-06 | 4 | Davidson Heidi M — Director | Grant/award (A): 159.19 (derivative) @ $80.09 · Grant/award (A): 111.44 (derivative) @ $80.09 | EDGAR |
| 2026-04-02 | 4 | Catarisano Nancy E. — Director | Grant/award (A): 111.44 (derivative) @ $80.09 · Grant/award (A): 369.89 (derivative) @ $80.09 | EDGAR |
| 2026-01-16 | 4 | SPAIN MICHAEL H — Director | Option exercise (M): 1,563.85 @ $0 · Option exercise (M): 1,563.85 (derivative) | EDGAR |
| 2026-01-07 | 4 | Fessenden Daniel J. — Director | Grant/award (A): 172 @ $72.20 | EDGAR |
| 2026-01-07 | 4 | Lee Angela B — Director | Grant/award (A): 291 @ $72.20 | EDGAR |
| 2026-01-07 | 4 | Johnson Patricia A — Director | Grant/award (A): 251 @ $72.20 | EDGAR |
| 2026-01-07 | 4 | Coletti Janet M. — Director | Grant/award (A): 27.01 (derivative) @ $72.20 | EDGAR |
| 2026-01-06 | 4 | Eaton Helen — Director | Grant/award (A): 176.59 (derivative) @ $72.20 | EDGAR |
| 2026-01-05 | 4 | Anderson Johanna B — EVP, President TCB CNY | Disposition to issuer (D): 2,405 @ $0 | EDGAR |
| 2026-01-05 | 4 | Davidson Heidi M — Director | Grant/award (A): 176.59 (derivative) @ $72.20 · Grant/award (A): 123.61 (derivative) @ $72.20 | EDGAR |
| 2026-01-05 | 4 | Catarisano Nancy E. — Director | Grant/award (A): 286.70 (derivative) @ $72.20 · Grant/award (A): 123.61 (derivative) @ $72.20 | EDGAR |
| 2025-11-24 | 4 | Rahilly Ita M — Director | Purchase (P): 1,462.76 @ $68.36 | EDGAR |
| 2025-11-14 | 4 | Tomazin Matthew D — EVP, CFO & Treasurer | Grant/award (A): 1,365 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | Fontaine Alyssa H — EVP, General Counsel & CRO | Grant/award (A): 910 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | Guarino Charles J — SVP Chief Bank Operations Off. | Grant/award (A): 685 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | Mastin Stacie M — SVP, Director of HR | Grant/award (A): 685 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | Taylor Eric W — EVP, President TFA | Grant/award (A): 910 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | McKenna John M — EVP, Pres. Tompkins Comm. Bank | Grant/award (A): 1,365 @ $67.79 | EDGAR |
| 2025-11-14 | 4 | Kershaw David — SVP, PAO | Grant/award (A): 550 @ $67.79 | EDGAR |
Recent 8-K events — TOMPKINS FINANCIAL CORP
Items classified from EDGAR index headers. Browse recent 8-K filings market-wide, by item code →
| Filed | Form | Items reported | Source |
|---|---|---|---|
| 2026-10-23 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-28 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-07-24 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-05-26 | 8-K | 5.07 — Submission of Matters to a Vote of Security Holders | EDGAR |
| 2026-05-19 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-04-27 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
| 2026-04-24 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-03-16 | 8-K | 7.01 — Regulation FD Disclosure 9.01 — Financial Statements and Exhibits | EDGAR |
| 2026-01-30 | 8-K | 2.02 — Results of Operations and Financial Condition 8.01 — Other Events 9.01 — Financial Statements and Exhibits | EDGAR |
| 2025-12-17 | 8-K | 5.02 — Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | EDGAR |
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