ROYCE CHARLES M — SEC Form 4 filings
SEC reporting owner CIK 1009121. 11 Form 4 filings on record with FilingPulse; latest filed 2025-11-12.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2025-02-03 to 2025-11-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 23 legs across 11 filings — 996,549 shares, $10,157,327 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 200,000 shares @ $10.27 ($2,054,000) in ROYCE MICRO-CAP TRUST, INC., filed 2025-11-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROYCE MICRO-CAP TRUST, INC. (RMT) | — | 6 | — | 14 legs · 774,814 sh · $7,358,567 | — |
| ROYCE GLOBAL TRUST, INC. (RGT) | — | 4 | — | 8 legs · 200,000 sh · $2,473,604 | — |
| ROYCE SMALL-CAP TRUST, INC. (RVT) | — | 1 | — | 1 leg · 21,735 sh · $325,156 | — |
Form 4 filings — ROYCE CHARLES M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-12 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Sale (S): 29,663 @ $12.54 · Sale (S): 65,266 @ $12.52 · Sale (S): 36,075 @ $12.49 | EDGAR |
| 2025-11-07 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Sale (S): 2,533 @ $12.44 · Sale (S): 8,031 @ $12.59 | EDGAR |
| 2025-11-06 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 200,000 @ $10.27 | EDGAR |
| 2025-11-06 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Sale (S): 8,432 @ $12.61 | EDGAR |
| 2025-06-27 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Sale (S): 21,735 @ $14.96 | EDGAR |
| 2025-06-27 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Sale (S): 38,125 @ $11.89 · Sale (S): 11,875 @ $11.93 | EDGAR |
| 2025-05-06 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 2,042 @ $8.17 · Sale (S): 43,229 @ $8.31 · Sale (S): 7,570 @ $8.31 | EDGAR |
| 2025-05-05 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 43,229 @ $8.33 · Sale (S): 43,230 @ $8.33 | EDGAR |
| 2025-04-17 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 76,354 @ $7.83 · Sale (S): 9,160 @ $7.87 | EDGAR |
| 2025-02-19 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 50,000 @ $9.97 · Sale (S): 100,000 @ $9.92 | EDGAR |
| 2025-02-03 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Sale (S): 50,000 @ $9.88 · Sale (S): 50,000 @ $9.96 · Sale (S): 50,000 @ $9.93 · Sale (S): 50,000 @ $9.94 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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