KAPLAN DAVID B — SEC Form 4 filings
SEC reporting owner CIK 1025976. 22 Form 4 filings on record with FilingPulse; latest filed 2025-12-18.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-03-19 to 2025-12-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 130 legs across 18 filings — 1,225,000 shares, $183,913,576 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 12.
- Largest priced transaction: sale of 68,915 shares @ $131.82 ($9,084,375) in Ares Management Corp, filed 2024-06-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ares Management Corp (ARES) | Co-Founder, Director | 22 | — | 130 legs · 1,225,000 sh · $183,913,576 | 12 |
Form 4 filings — KAPLAN DAVID B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-18 | 4 | Ares Management Corp (ARES) | Gift (G): 40,000 @ $0 | EDGAR |
| 2025-06-03 | 4 | Ares Management Corp (ARES) | Sale (S): 33,145 @ $165.12 | EDGAR |
| 2025-05-29 | 4 | Ares Management Corp (ARES) | Sale (S): 626 @ $165.07 · Sale (S): 5,205 @ $165.06 · Sale (S): 23,524 @ $165.06 | EDGAR |
| 2025-05-19 | 4 | Ares Management Corp (ARES) | Sale (S): 33,142 @ $168.63 · Sale (S): 13,729 @ $169.72 · Sale (S): 13,980 @ $170.40 · Sale (S): 1,100 @ $171.59 · Sale (S): 549 @ $173.16 | EDGAR |
| 2025-03-06 | 4 | Ares Management Corp (ARES) | Sale (S): 3,095 @ $157.05 · Sale (S): 6,563 @ $157.90 · Sale (S): 8,850 @ $158.94 · Sale (S): 5,690 @ $159.87 · Sale (S): 17,019 @ $161 · Sale (S): 7,108 @ $161.90 · +9 more | EDGAR |
| 2025-02-20 | 4 | Ares Management Corp (ARES) | Conversion (C): 100,000 @ $0 · Conversion (C): 100,000 (derivative) | EDGAR |
| 2024-12-02 | 4 | Ares Management Corp (ARES) | Sale (S): 17,080 @ $174.92 · Sale (S): 5,400 @ $176.14 · Sale (S): 1,100 @ $177.34 · Sale (S): 2,800 @ $178.51 · Sale (S): 4,100 @ $179.21 · Sale (S): 200 @ $179.97 | EDGAR |
| 2024-11-26 | 4 | Ares Management Corp (ARES) | Sale (S): 3,288 @ $174.52 · Sale (S): 9,191 @ $175.62 · Sale (S): 15,676 @ $176.13 · Sale (S): 732 @ $177.39 · Sale (S): 2,166 @ $175.50 · Sale (S): 4,363 @ $176.75 · +2 more | EDGAR |
| 2024-11-22 | 4 | Ares Management Corp (ARES) | Sale (S): 2,000 @ $169.95 · Sale (S): 13,296 @ $170.96 · Sale (S): 11,222 @ $171.65 · Sale (S): 938 @ $172.01 · Sale (S): 600 @ $172.87 · Sale (S): 1,534 @ $174.17 · +5 more | EDGAR |
| 2024-11-19 | 4 | Ares Management Corp (ARES) | Conversion (C): 250,000 @ $0 · Sale (S): 16,756 @ $167.35 · Sale (S): 3,019 @ $168 · Sale (S): 3,501 @ $166.72 · Sale (S): 12,315 @ $167.40 · Sale (S): 1,646 @ $166.87 · +4 more | EDGAR |
| 2024-11-15 | 4 | Ares Management Corp (ARES) | Gift (G): 30,000 @ $0 | EDGAR |
| 2024-08-30 | 4 | Ares Management Corp (ARES) | Sale (S): 22,247 @ $145.17 · Sale (S): 5,440 @ $145.85 · Sale (S): 8,690 @ $144.78 · Sale (S): 4,849 @ $145.65 · Sale (S): 3,470 @ $144.63 · Sale (S): 5,294 @ $145.50 · +1 more | EDGAR |
| 2024-08-27 | 4 | Ares Management Corp (ARES) | Sale (S): 1,805 @ $144.49 · Sale (S): 5,795 @ $145.34 · Sale (S): 20,912 @ $146.54 · Sale (S): 7,547 @ $147.05 · Sale (S): 7,944 @ $146.41 · Sale (S): 11,018 @ $146.95 · +4 more | EDGAR |
| 2024-08-22 | 4 | Ares Management Corp (ARES) | Sale (S): 14,863 @ $144.17 · Sale (S): 4,697 @ $144.70 · Sale (S): 5,641 @ $143.67 · Sale (S): 10,059 @ $144.33 · Sale (S): 98 @ $145.41 · Sale (S): 14,147 @ $144.05 · +1 more | EDGAR |
| 2024-08-19 | 4 | Ares Management Corp (ARES) | Conversion (C): 250,000 @ $0 · Sale (S): 1,200 @ $144.39 · Sale (S): 20,668 @ $145.61 · Sale (S): 5,200 @ $146.21 · Sale (S): 17,596 @ $144.87 · Sale (S): 3,552 @ $145.32 · +3 more | EDGAR |
| 2024-06-25 | 4 | Ares Management Corp (ARES) | Sale (S): 34,045 @ $131.41 · Sale (S): 68,915 @ $131.82 · Sale (S): 21,119 @ $133.10 · Sale (S): 921 @ $134.06 | EDGAR |
| 2024-06-04 | 4 | Ares Management Corp (ARES) | Sale (S): 37,839 @ $139.59 · Sale (S): 55,630 @ $140.23 · Sale (S): 6,915 @ $141.79 · Sale (S): 5,308 @ $142.44 · Sale (S): 4,049 @ $143.44 · Sale (S): 600 @ $144.33 · +5 more | EDGAR |
| 2024-05-17 | 4 | Ares Management Corp (ARES) | Conversion (C): 250,000 @ $0 · Conversion (C): 250,000 (derivative) | EDGAR |
| 2024-04-05 | 4 | Ares Management Corp (ARES) | Sale (S): 1,818 @ $131.27 · Sale (S): 35,796 @ $132.03 · Sale (S): 2,608 @ $132.75 | EDGAR |
| 2024-04-02 | 4 | Ares Management Corp (ARES) | Sale (S): 5,373 @ $130.86 · Sale (S): 20,648 @ $131.74 · Sale (S): 7,884 @ $132.38 · Sale (S): 18,600 @ $129.01 · Sale (S): 13,919 @ $129.73 · Sale (S): 18,354 @ $130.62 | EDGAR |
| 2024-03-22 | 4 | Ares Management Corp (ARES) | Sale (S): 2,200 @ $131.80 · Sale (S): 9,222 @ $132.67 · Sale (S): 8,577 @ $133.47 · Sale (S): 671 @ $134.79 · Sale (S): 1,600 @ $135.76 · Sale (S): 15,089 @ $136.73 · +1 more | EDGAR |
| 2024-03-19 | 4 | Ares Management Corp (ARES) | Conversion (C): 250,000 @ $0 · Sale (S): 30,287 @ $132.19 · Sale (S): 7,893 @ $133.34 · Sale (S): 908 @ $134.16 · Sale (S): 7,484 @ $130.14 · Sale (S): 13,238 @ $131.12 · +7 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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