STERTZER SIMON H — SEC Form 4 filings
SEC reporting owner CIK 1031689. 9 Form 4 filings on record with FilingPulse; latest filed 2026-07-07.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-10-16 to 2026-07-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 6 filings — 724,164 shares, $1,042,097 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 398,400 shares @ $1.25 ($498,000) in BioCardia, Inc., filed 2025-09-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BioCardia, Inc. (BCDA) | Director | 9 | 8 legs · 724,164 sh · $1,042,097 | — | 6 |
Form 4 filings — STERTZER SIMON H
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-07 | 4 | BioCardia, Inc. (BCDA) | Grant/award (A): 8,000 (derivative) @ $0 | EDGAR |
| 2026-06-24 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 70,200 @ $0.92 · Purchase (P): 39,000 @ $1 | EDGAR |
| 2025-12-10 | 4 | BioCardia, Inc. (BCDA) | Grant/award (A): 12,000 (derivative) @ $0 | EDGAR |
| 2025-09-23 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 398,400 @ $1.25 · Purchase (P): 398,400 (derivative) | EDGAR |
| 2025-07-02 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 72,289 @ $2.08 · Purchase (P): 72,289 (derivative) | EDGAR |
| 2025-04-25 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 104,986 @ $1.91 · Purchase (P): 104,986 (derivative) | EDGAR |
| 2025-03-07 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 1,000 @ $2.45 | EDGAR |
| 2025-03-05 | 4 | BioCardia, Inc. (BCDA) | Purchase (P): 22,753 @ $2.30 · Purchase (P): 15,536 @ $2.30 | EDGAR |
| 2024-10-16 | 4 | BioCardia, Inc. (BCDA) | Grant/award (A): 829 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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