SA THOMAS A — SEC Form 4 filings
SEC reporting owner CIK 1033605. 9 Form 4 filings on record with FilingPulse; latest filed 2026-04-17.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-07-31 to 2026-04-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 20,000 shares, $185,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: purchase of 20,000 shares @ $9.25 ($185,000) in HERITAGE COMMERCE CORP, filed 2025-08-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HERITAGE COMMERCE CORP (HTBK) | EVP/COO | 7 | 1 leg · 20,000 sh · $185,000 | — | 13 |
| California BanCorp (CALB) | President, CFO and COO | 1 | — | — | 6 |
| California BanCorp \ CA (BCAL) | Chief Operating Officer | 1 | — | — | 1 |
Form 4 filings — SA THOMAS A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-17 | 4 | HERITAGE COMMERCE CORP (HTBK) | Disposition to issuer (D): 37,576 @ $0 · Disposition to issuer (D): 58,325 (derivative) @ $0 · Disposition to issuer (D): 13,831 (derivative) @ $0 | EDGAR |
| 2026-03-09 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 21,753 (derivative) @ $0 | EDGAR |
| 2025-12-29 | 4 | HERITAGE COMMERCE CORP (HTBK) | Option exercise (M): 4,345 @ $0 · Grant/award (A): 174 @ $0 · Option exercise (M): 4,345 (derivative) @ $0 | EDGAR |
| 2025-11-20 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 503 @ $0 · Option exercise (M): 12,554 @ $0 · Option exercise (M): 12,554 (derivative) @ $0 | EDGAR |
| 2025-08-05 | 4 | HERITAGE COMMERCE CORP (HTBK) | Purchase (P): 20,000 @ $9.25 | EDGAR |
| 2025-06-03 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 13,036 (derivative) @ $0 · Grant/award (A): 13,036 (derivative) @ $0 | EDGAR |
| 2024-11-20 | 4 | HERITAGE COMMERCE CORP (HTBK) | Grant/award (A): 37,664 (derivative) @ $0 | EDGAR |
| 2024-08-06 | 4 | California BanCorp \ CA (BCAL) | Grant/award (A): 19,608 @ $0 | EDGAR |
| 2024-07-31 | 4 | California BanCorp (CALB) | Disposition to issuer (D): 30,115 @ $0 · Disposition to issuer (D): 25,000 (derivative) · Disposition to issuer (D): 7,000 (derivative) · Disposition to issuer (D): 7,000 (derivative) · Disposition to issuer (D): 7,000 (derivative) · Disposition to issuer (D): 7,000 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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