HALBERT DAVID D — SEC Form 4 filings
SEC reporting owner CIK 1034380. 4 Form 4 filings on record with FilingPulse; latest filed 2026-05-18.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2025-06-23 to 2026-05-18. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Caris Life Sciences, Inc. (CAI) | See Remarks, Director, 10% owner | 4 | — | — | 8 |
Form 4 filings — HALBERT DAVID D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-18 | 4 | Caris Life Sciences, Inc. (CAI) | Tax withholding (F): 40,712 @ $15.25 | EDGAR |
| 2026-03-10 | 4 | Caris Life Sciences, Inc. (CAI) | Grant/award (A): 320,112 @ $0 | EDGAR |
| 2025-08-13 | 4 | Caris Life Sciences, Inc. (CAI) | Tax withholding (F): 141,956 @ $29.75 | EDGAR |
| 2025-06-23 | 4 | Caris Life Sciences, Inc. (CAI) jointly with Caris Halbert, L.P. | Grant/award (A): 360,750 @ $0 · Grant/award (A): 413,839 @ $0 · Conversion (C): 104,761,535 @ $0 · Conversion (C): 389,416,484 (derivative) · Conversion (C): 29,629,630 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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