Ferrari Richard — SEC Form 4 filings
SEC reporting owner CIK 1034413. 13 Form 4 filings on record with FilingPulse; latest filed 2026-08-04.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-06-05 to 2026-08-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 149,412 shares, $146,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 8,000 shares, $25,280 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: purchase of 29,412 shares @ $1.70 ($50,000) in HeartBeam, Inc., filed 2025-02-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HeartBeam, Inc. (BEAT) | Director | 6 | 3 legs · 149,412 sh · $146,000 | — | 2 |
| Pulmonx Corp (LUNG) | Director | 4 | — | 1 leg · 8,000 sh · $25,280 | 3 |
| Tenon Medical, Inc. (TNON) | Director | 3 | — | — | 5 |
Form 4 filings — Ferrari Richard
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-04 | 4 | Tenon Medical, Inc. (TNON) | Option exercise (M): 64,479 @ $0 · Option exercise (M): 64,479 (derivative) @ $0 | EDGAR |
| 2026-06-09 | 4 | Pulmonx Corp (LUNG) | Grant/award (A): 40,000 @ $0 | EDGAR |
| 2026-04-24 | 4/A | HeartBeam, Inc. (BEAT) | Purchase (P): 57,500 @ $0.80 | EDGAR |
| 2026-04-16 | 4 | HeartBeam, Inc. (BEAT) | Purchase (P): 62,500 @ $0.80 | EDGAR |
| 2026-03-23 | 4 | HeartBeam, Inc. (BEAT) | Grant/award (A): 50,000 @ $0 | EDGAR |
| 2026-01-05 | 4 | Tenon Medical, Inc. (TNON) | Option exercise (M): 64,478 @ $0 · Option exercise (M): 64,479 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | Tenon Medical, Inc. (TNON) | Grant/award (A): 128,957 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | HeartBeam, Inc. (BEAT) | Holdings only — no transactions reported | EDGAR |
| 2025-06-13 | 4 | Pulmonx Corp (LUNG) | Sale (S): 8,000 @ $3.16 | EDGAR |
| 2025-06-04 | 4 | Pulmonx Corp (LUNG) | Grant/award (A): 37,153 @ $0 | EDGAR |
| 2025-02-21 | 4 | HeartBeam, Inc. (BEAT) | Purchase (P): 29,412 @ $1.70 | EDGAR |
| 2024-06-20 | 4 | HeartBeam, Inc. (BEAT) | Grant/award (A): 44,247 @ $0 | EDGAR |
| 2024-06-05 | 4 | Pulmonx Corp (LUNG) | Grant/award (A): 15,216 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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