SIMS LUKE E — SEC Form 4 filings
SEC reporting owner CIK 1038238. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-23 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 7 filings — 20,369 shares, $201,363 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 5,000 shares, $45,950 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: purchase of 5,000 shares @ $9.75 ($48,750) in EAGLE CAPITAL GROWTH FUND, INC., filed 2024-12-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| EAGLE CAPITAL GROWTH FUND, INC. (GRF) | President & CEO, Director | 8 | 8 legs · 20,369 sh · $201,363 | 1 leg · 5,000 sh · $45,950 | 4 |
Form 4 filings — SIMS LUKE E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 2,560 @ $9.99 | EDGAR |
| 2026-05-19 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 258 @ $10.10 · Purchase (P): 1,209 @ $10.20 | EDGAR |
| 2025-10-21 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 975 @ $10.11 · Purchase (P): 2,000 @ $10.75 | EDGAR |
| 2025-06-30 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 4,500 @ $9.73 | EDGAR |
| 2025-06-18 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 1,000 @ $9.92 · Purchase (P): 2,100 @ $9.80 | EDGAR |
| 2024-12-05 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Code (L): 14 @ $10.10 · Purchase (P): 5,000 @ $9.75 · Purchase (P): 1,000 @ $9.68 | EDGAR |
| 2024-09-10 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Purchase (P): 2,000 @ $9.58 | EDGAR |
| 2024-02-23 | 4 | EAGLE CAPITAL GROWTH FUND, INC. (GRF) | Sale (S): 5,000 @ $9.19 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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