SELL MORITZ A — SEC Form 4 filings
SEC reporting owner CIK 1053116. 23 Form 4 filings on record with FilingPulse; latest filed 2026-09-01.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-08-19 to 2026-09-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 27 legs across 17 filings — 33,683 shares, $204,458 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 3,000 shares @ $5.98 ($17,940) in Total Return Securities Fund, filed 2026-09-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Total Return Securities Fund (SWZ) | Director | 14 | 18 legs · 23,183 sh · $138,525 | — | 2 |
| HIGH INCOME SECURITIES FUND (PCF) | Director | 5 | 7 legs · 8,000 sh · $48,983 | — | 2 |
| ABRDN AUSTRALIA EQUITY FUND, INC. (IAF) | Director | 1 | 1 leg · 2,000 sh · $9,000 | — | — |
| ABRDN ASIA-PACIFIC INCOME FUND, INC. (FAX) | Director | 2 | 1 leg · 500 sh · $7,950 | — | 1 |
| ABRDN GLOBAL INCOME FUND, INC. (FCO) | Director | 1 | — | — | 1 |
Form 4 filings — SELL MORITZ A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-01 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 3,000 @ $5.98 | EDGAR |
| 2026-08-12 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,000 @ $5.91 | EDGAR |
| 2026-07-24 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 517 @ $5.90 · Purchase (P): 2,000 @ $5.86 | EDGAR |
| 2026-07-22 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,000 @ $5.93 · Purchase (P): 483 @ $5.90 | EDGAR |
| 2026-06-30 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 2,091 @ $5.88 · Purchase (P): 2,000 @ $5.92 | EDGAR |
| 2026-06-22 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 147 @ $5.91 · Purchase (P): 1,853 @ $5.91 | EDGAR |
| 2026-06-17 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 155 @ $5.95 · Purchase (P): 2,000 @ $5.96 | EDGAR |
| 2026-06-01 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,000 @ $6.01 | EDGAR |
| 2026-05-19 | 4 | ABRDN GLOBAL INCOME FUND, INC. (FCO) | Other (J): 1,000 | EDGAR |
| 2026-05-19 | 4 | ABRDN ASIA-PACIFIC INCOME FUND, INC. (FAX) | Other (J): 176 | EDGAR |
| 2026-04-27 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,002 @ $6.07 | EDGAR |
| 2026-02-04 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,120 @ $5.98 · Purchase (P): 1,000 @ $5.96 | EDGAR |
| 2026-01-27 | 4 | Total Return Securities Fund (SWZ) | Disposition to issuer (D): 3,922 @ $6.81 | EDGAR |
| 2025-12-12 | 4 | Total Return Securities Fund (SWZ) | Option exercise (M): 7,400 @ $6.07 | EDGAR |
| 2025-10-29 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,000 @ $6.05 | EDGAR |
| 2025-07-03 | 4 | ABRDN AUSTRALIA EQUITY FUND, INC. (IAF) | Purchase (P): 2,000 @ $4.50 | EDGAR |
| 2025-07-02 | 4 | ABRDN ASIA-PACIFIC INCOME FUND, INC. (FAX) | Purchase (P): 500 @ $15.90 | EDGAR |
| 2025-07-01 | 4 | Total Return Securities Fund (SWZ) | Purchase (P): 1,815 @ $6.34 | EDGAR |
| 2025-04-10 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Purchase (P): 789 @ $5.95 | EDGAR |
| 2025-04-08 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Purchase (P): 100 @ $6.29 · Purchase (P): 1,000 @ $6.30 · Purchase (P): 2,000 @ $6.06 · Purchase (P): 2,000 @ $5.91 · Purchase (P): 487 @ $5.90 | EDGAR |
| 2025-01-10 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Purchase (P): 1,624 @ $6.50 | EDGAR |
| 2024-12-16 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Disposition to issuer (D): 33,699 @ $7.07 | EDGAR |
| 2024-08-19 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Option exercise (M): 19,385 @ $6.48 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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