SIMON RONALD I — SEC Form 4 filings
SEC reporting owner CIK 1060435. 6 Form 4 filings on record with FilingPulse; latest filed 2026-09-10.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-09-13 to 2026-09-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 16,080 shares, $135,020 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: purchase of 5,544 shares @ $13.56 ($75,176) in Ellington Financial Inc., filed 2025-10-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ellington Financial Inc. (EFC) | Director | 4 | 1 leg · 5,544 sh · $75,176 | — | 7 |
| Ellington Credit Co (EARN) | Director | 2 | 1 leg · 10,536 sh · $59,843 | — | 1 |
Form 4 filings — SIMON RONALD I
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-10 | 4 | Ellington Financial Inc. (EFC) | Grant/award (A): 10,181 @ $0 | EDGAR |
| 2025-10-02 | 4 | Ellington Credit Co (EARN) | Purchase (P): 10,536 @ $5.68 | EDGAR |
| 2025-10-02 | 4 | Ellington Financial Inc. (EFC) | Grant/award (A): 9,198 @ $0 · Purchase (P): 5,544 @ $13.56 | EDGAR |
| 2024-12-30 | 4 | Ellington Financial Inc. (EFC) | Grant/award (A): 8,378 @ $0 · Other (J): 8,378 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | Ellington Financial Inc. (EFC) | Option exercise (M): 7,657 @ $0 · Grant/award (A): 8,378 (derivative) @ $0 · Option exercise (M): 7,657 (derivative) @ $0 | EDGAR |
| 2024-09-13 | 4 | Ellington Credit Co (EARN) | Grant/award (A): 14,472 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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