DAUCH RICHARD F — SEC Form 4 filings
SEC reporting owner CIK 1077696. 13 Form 4 filings on record with FilingPulse; latest filed 2025-12-15.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-23 to 2025-12-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 2 filings — 11,544 shares, $59,655 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 27.
- Largest priced transaction: sale of 5,051 shares @ $6.51 ($32,882) in Workhorse Group Inc., filed 2025-12-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Workhorse Group Inc. (WKHS) | Chief Executive Officer, Director | 13 | — | 6 legs · 11,544 sh · $59,655 | 27 |
Form 4 filings — DAUCH RICHARD F
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-15 | 4 | Workhorse Group Inc. (WKHS) | Option exercise (M): 1,273 @ $0 · Sale (S): 1,273 @ $6.51 · Option exercise (M): 5,051 @ $0 · Sale (S): 5,051 @ $6.51 · Option exercise (M): 331 @ $0 · Sale (S): 331 @ $6.51 · +6 more | EDGAR |
| 2025-08-20 | 4 | Workhorse Group Inc. (WKHS) | Grant/award (A): 60,607 (derivative) @ $0 | EDGAR |
| 2025-04-28 | 4 | Workhorse Group Inc. (WKHS) | Option exercise (M): 7,635 @ $0 · Tax withholding (F): 2,283 @ $6.09 · Option exercise (M): 7,635 (derivative) @ $0 | EDGAR |
| 2025-04-21 | 4 | Workhorse Group Inc. (WKHS) | Option exercise (M): 1,000 @ $0 · Sale (S): 1,000 @ $1.31 · Option exercise (M): 1,980 @ $0 · Sale (S): 1,980 @ $1.31 · Option exercise (M): 1,000 (derivative) @ $0 · Option exercise (M): 1,980 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 1,459 @ $0.49 · Tax withholding (F): 5,783 @ $0.49 | EDGAR |
| 2024-12-27 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 6,162 @ $0.78 | EDGAR |
| 2024-11-04 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 622 @ $0.76 | EDGAR |
| 2024-09-04 | 4/A | Workhorse Group Inc. (WKHS) | Grant/award (A): 286,278 (derivative) @ $0 | EDGAR |
| 2024-09-04 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 1,245 @ $0.68 | EDGAR |
| 2024-05-03 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 12,533 @ $0.15 | EDGAR |
| 2024-03-05 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 25,066 @ $0.34 | EDGAR |
| 2024-02-26 | 4 | Workhorse Group Inc. (WKHS) | Tax withholding (F): 137,004 @ $0.29 · Tax withholding (F): 115,819 @ $0.29 | EDGAR |
| 2024-02-23 | 4 | Workhorse Group Inc. (WKHS) | Grant/award (A): 5,725,552 @ $0.32 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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