THAIN JOHN A — SEC Form 4 filings
SEC reporting owner CIK 1090355. 25 Form 4 filings on record with FilingPulse; latest filed 2026-07-20.
Transaction summary — filings shown
Covers all 25 filings on record, filed 2024-01-12 to 2026-07-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 42.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Uber Technologies, Inc (UBER) | Director | 25 | — | — | 42 |
Form 4 filings — THAIN JOHN A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-20 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 349 · Option exercise (M): 349 (derivative) @ $0 | EDGAR |
| 2026-07-14 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 349 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 4,091 · Option exercise (M): 4,091 (derivative) @ $0 · Grant/award (A): 4,045 (derivative) @ $0 | EDGAR |
| 2026-04-20 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 338 · Option exercise (M): 338 (derivative) @ $0 | EDGAR |
| 2026-04-14 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 338 (derivative) @ $0 | EDGAR |
| 2026-01-21 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 297 · Option exercise (M): 297 (derivative) @ $0 | EDGAR |
| 2026-01-13 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 297 (derivative) @ $0 | EDGAR |
| 2025-10-20 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 261 · Option exercise (M): 261 (derivative) @ $0 | EDGAR |
| 2025-10-15 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 261 (derivative) @ $0 | EDGAR |
| 2025-07-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 278 · Option exercise (M): 278 (derivative) @ $0 | EDGAR |
| 2025-07-14 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 278 (derivative) @ $0 | EDGAR |
| 2025-05-06 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 3,782 · Option exercise (M): 3,782 (derivative) @ $0 · Grant/award (A): 4,091 (derivative) @ $0 | EDGAR |
| 2025-04-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 302 · Option exercise (M): 302 (derivative) @ $0 | EDGAR |
| 2025-04-14 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 302 (derivative) @ $0 | EDGAR |
| 2025-01-21 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 358 · Option exercise (M): 358 (derivative) @ $0 | EDGAR |
| 2025-01-14 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 358 (derivative) @ $0 | EDGAR |
| 2024-10-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 312 · Option exercise (M): 312 (derivative) @ $0 | EDGAR |
| 2024-10-15 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 312 (derivative) @ $0 | EDGAR |
| 2024-07-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 323 · Option exercise (M): 323 (derivative) @ $0 | EDGAR |
| 2024-07-12 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 323 (derivative) @ $0 | EDGAR |
| 2024-05-07 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 8,850 · Option exercise (M): 8,850 (derivative) @ $0 · Grant/award (A): 3,782 (derivative) @ $0 | EDGAR |
| 2024-04-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 286 · Option exercise (M): 286 (derivative) @ $0 | EDGAR |
| 2024-04-12 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 286 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | Uber Technologies, Inc (UBER) | Option exercise (M): 371 · Option exercise (M): 371 (derivative) @ $0 | EDGAR |
| 2024-01-12 | 4 | Uber Technologies, Inc (UBER) | Grant/award (A): 371 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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