PRINCIPAL FINANCIAL SERVICES INC — SEC Form 4 filings
SEC reporting owner CIK 1094589. 8 Form 4 filings on record with FilingPulse; latest filed 2025-04-30.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-08-09 to 2025-04-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 10 legs across 8 filings — 11,809,333 shares, $310,752,871 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 9,082,230 shares @ $26.41 ($239,861,703) in Principal Real Asset Fund, filed 2025-04-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Principal Real Asset Fund (N) | — | 8 | — | 10 legs · 11,809,333 sh · $310,752,871 | — |
Form 4 filings — PRINCIPAL FINANCIAL SERVICES INC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-04-30 | 4 | Principal Real Asset Fund (N) | Sale (S): 9,082,230.32 @ $26.41 · Sale (S): 322,425.10 @ $25.92 · Sale (S): 328,290.97 @ $26.09 | EDGAR |
| 2025-01-27 | 4 | Principal Real Asset Fund (N) | Sale (S): 343,511.45 @ $26.20 | EDGAR |
| 2024-10-25 | 4 | Principal Real Asset Fund (N) | Sale (S): 265,755.51 @ $26.34 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Sale (S): 295,967.44 @ $27.03 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Sale (S): 309,957.38 @ $25.81 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Sale (S): 312,012.48 @ $25.54 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Sale (S): 277,337.56 @ $25.24 | EDGAR |
| 2024-08-09 | 4 | Principal Real Asset Fund (N) | Sale (S): 271,844.66 @ $25.75 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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