BARATZ ALAN E — SEC Form 4 filings
SEC reporting owner CIK 1098231. 22 Form 4 filings on record with FilingPulse; latest filed 2026-07-15.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-01-16 to 2026-07-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 8 legs across 8 filings — 3,376,296 shares, $85,830,550 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 28.
- Largest priced transaction: sale of 793,712 shares @ $30.13 ($23,913,114) in D-Wave Quantum Inc., filed 2025-12-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| D-Wave Quantum Inc. (QBTS) | President & CEO, Director | 22 | — | 8 legs · 3,376,296 sh · $85,830,550 | 28 |
Form 4 filings — BARATZ ALAN E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-15 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 52,320 @ $18.66 | EDGAR |
| 2026-06-10 | 4 | D-Wave Quantum Inc. (QBTS) | Option exercise (M): 474,395 @ $0.91 · Option exercise (M): 213,232 @ $0.85 · Sale (S): 687,627 @ $26.13 · Option exercise (M): 474,395 (derivative) @ $0.91 · Option exercise (M): 213,232 (derivative) @ $0.85 | EDGAR |
| 2026-05-14 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 18,542 @ $22.35 | EDGAR |
| 2026-05-04 | 4 | D-Wave Quantum Inc. (QBTS) | Grant/award (A): 753,941 @ $0 | EDGAR |
| 2026-04-15 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 33,778 @ $14.25 | EDGAR |
| 2026-01-15 | 4 | D-Wave Quantum Inc. (QBTS) | Sale (S): 35,013 @ $28.06 | EDGAR |
| 2025-12-23 | 4 | D-Wave Quantum Inc. (QBTS) | Option exercise (M): 793,712 @ $0.91 · Sale (S): 793,712 @ $30.13 · Option exercise (M): 793,712 (derivative) @ $0.91 | EDGAR |
| 2025-11-14 | 4 | D-Wave Quantum Inc. (QBTS) | Sale (S): 168,102 @ $23.17 | EDGAR |
| 2025-11-13 | 4 | D-Wave Quantum Inc. (QBTS) | Option exercise (M): 806,288 @ $0.91 · Sale (S): 806,288 @ $28.87 · Option exercise (M): 806,288 (derivative) @ $0.91 | EDGAR |
| 2025-10-15 | 4 | D-Wave Quantum Inc. (QBTS) | Sale (S): 31,369 @ $43.74 | EDGAR |
| 2025-07-22 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 33,778 @ $18.89 | EDGAR |
| 2025-05-22 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 19,023 @ $13.15 · Option exercise (M): 845,813 @ $0.91 · Sale (S): 845,813 @ $17 · Option exercise (M): 845,813 (derivative) @ $0.91 | EDGAR |
| 2025-05-05 | 4 | D-Wave Quantum Inc. (QBTS) | Grant/award (A): 580,117 @ $0 | EDGAR |
| 2025-04-24 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 36,890 @ $6.42 | EDGAR |
| 2025-02-07 | 4/A | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 8,372 @ $5.27 | EDGAR |
| 2025-01-27 | 4 | D-Wave Quantum Inc. (QBTS) | Sale (S): 8,372 @ $5.27 | EDGAR |
| 2024-12-06 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 147,563 @ $2.76 · Tax withholding (F): 196,750 @ $2.76 | EDGAR |
| 2024-10-23 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 7,379 @ $1.17 | EDGAR |
| 2024-07-26 | 4 | D-Wave Quantum Inc. (QBTS) | Tax withholding (F): 7,379 @ $1.02 | EDGAR |
| 2024-04-23 | 4/A | D-Wave Quantum Inc. (QBTS) | Grant/award (A): 101,664 @ $0 | EDGAR |
| 2024-03-29 | 4 | D-Wave Quantum Inc. (QBTS) | Grant/award (A): 300,000 @ $0 · Tax withholding (F): 29,513 @ $1.95 | EDGAR |
| 2024-01-16 | 4 | D-Wave Quantum Inc. (QBTS) | Grant/award (A): 107,469 @ $0 · Grant/award (A): 213,232 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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