SHOCKLEY BRETT A — SEC Form 4 filings
SEC reporting owner CIK 1108720. 11 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-04-01 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Spok Holdings, Inc (SPOK) | Director | 10 | — | — | 10 |
| EGAIN Corp (EGAN) | Director | 1 | — | — | 1 |
Form 4 filings — SHOCKLEY BRETT A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 2,441 @ $10.24 | EDGAR |
| 2026-04-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 2,294 @ $10.90 | EDGAR |
| 2026-01-05 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,895 @ $13.19 | EDGAR |
| 2025-10-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,449 @ $17.25 | EDGAR |
| 2025-07-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,414 @ $17.68 | EDGAR |
| 2025-04-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,521 @ $16.44 | EDGAR |
| 2025-01-02 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,558 @ $16.05 | EDGAR |
| 2024-12-31 | 4 | EGAIN Corp (EGAN) | Grant/award (A): 40,000 (derivative) @ $0 | EDGAR |
| 2024-10-02 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,660 @ $15.06 | EDGAR |
| 2024-07-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,688 @ $14.81 | EDGAR |
| 2024-04-01 | 4 | Spok Holdings, Inc (SPOK) | Grant/award (A): 1,567 @ $15.95 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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