BERMAN RICHARD J — SEC Form 4 filings
SEC reporting owner CIK 1111620. 6 Form 4 filings on record with FilingPulse; latest filed 2025-01-07.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-05-16 to 2025-01-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 8,105 shares, $108,693 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 8,105 shares @ $13.41 ($108,693) in Cryoport, Inc., filed 2024-05-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Cryoport, Inc. (CYRX) | Director | 2 | — | 1 leg · 8,105 sh · $108,693 | 2 |
| Celularity Inc (CELU) | Director | 2 | — | — | 3 |
| BIOVIE INC. (BIVI) | Director | 1 | — | — | 2 |
| Context Therapeutics Inc. (CNTX) | Director | 1 | — | — | 1 |
Form 4 filings — BERMAN RICHARD J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-07 | 4 | BIOVIE INC. (BIVI) | Grant/award (A): 34,200 @ $0 · Grant/award (A): 23,155 (derivative) @ $0 | EDGAR |
| 2025-01-06 | 4 | Celularity Inc (CELU) | Grant/award (A): 67,416 @ $0 · Grant/award (A): 84,746 (derivative) @ $0 | EDGAR |
| 2024-08-28 | 4 | Celularity Inc (CELU) | Grant/award (A): 118,111 (derivative) @ $0 | EDGAR |
| 2024-06-14 | 4 | Context Therapeutics Inc. (CNTX) | Grant/award (A): 50,000 (derivative) @ $0 | EDGAR |
| 2024-05-21 | 4 | Cryoport, Inc. (CYRX) | Grant/award (A): 12,845 @ $0 · Grant/award (A): 23,830 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4 | Cryoport, Inc. (CYRX) | Sale (S): 8,105 @ $13.41 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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