KAPLAN THOMAS SCOTT — SEC Form 4 filings
SEC reporting owner CIK 1124803. 17 Form 4 filings on record with FilingPulse; latest filed 2026-09-03.
Transaction summary — filings shown
Covers all 17 filings on record, filed 2024-03-04 to 2026-09-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 13,333,334 shares, $50,000,002 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: purchase of 13,333,334 shares @ $3.75 ($50,000,002) in NOVAGOLD RESOURCES INC, filed 2025-05-09.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NOVAGOLD RESOURCES INC (NG) | Director | 15 | 1 leg · 13,333,334 sh · $50,000,002 | — | 14 |
| Sunshine Silver Mining & Refining Co (SSMR) | Director, 10% owner | 1 | — | — | 4 |
| Trilogy Metals Inc. (TMQ) | 10% owner | 1 | — | — | 2 |
Form 4 filings — KAPLAN THOMAS SCOTT
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 1,151.28 (derivative) @ $0 | EDGAR |
| 2026-06-08 | 4 | Sunshine Silver Mining & Refining Co (SSMR) jointly with Electrum Silver US LLC, Electrum Strategic Management LLC, ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Electrum Group LLC, Electrum Silver US II LLC, Electrum Strategic Opportunities Fund II L.P., Electrum Strategic Opportunities Fund II GP L.P., ESOF II GP Ltd. | Grant/award (A): 8,929 @ $0 · Option exercise (M): 2,739,640 @ $2.87 · Tax withholding (F): 582,022 @ $13.50 · Option exercise (M): 2,739,640 (derivative) @ $0 | EDGAR |
| 2026-06-02 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 1,302.12 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 864.51 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 36,600 (derivative) @ $0 | EDGAR |
| 2025-12-29 | 4 | Trilogy Metals Inc. (TMQ) jointly with Electrum Strategic Opportunities Fund L.P., Electrum Group LLC, ESOF GP Ltd., GRAT Holdings LLC | Gift (G): 540,406 @ $0 · Gift (G): 416,666 @ $0 | EDGAR |
| 2025-12-02 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 1,185.92 (derivative) @ $0 | EDGAR |
| 2025-09-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 1,622.43 (derivative) @ $0 | EDGAR |
| 2025-06-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 2,996.33 (derivative) @ $0 | EDGAR |
| 2025-05-09 | 4 | NOVAGOLD RESOURCES INC (NG) jointly with Electrum Strategic Resources L.P., Electrum Group LLC, ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Leopard Holdings LLC, GRAT Holdings LLC | Purchase (P): 13,333,334 @ $3.75 | EDGAR |
| 2025-05-01 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 80,600 (derivative) @ $0 | EDGAR |
| 2025-04-23 | 4 | NOVAGOLD RESOURCES INC (NG) jointly with Electrum Strategic Resources L.P., Electrum Group LLC, ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Leopard Holdings LLC, GRAT Holdings LLC | Other (J): 6,375,000 (derivative) | EDGAR |
| 2025-03-04 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 3,565.80 (derivative) @ $0 | EDGAR |
| 2024-12-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 2,982.62 (derivative) @ $0 | EDGAR |
| 2024-09-03 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 2,512.39 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 2,733.35 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | NOVAGOLD RESOURCES INC (NG) | Grant/award (A): 4,450.42 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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